Recent Trends in Securities Class Action Litigation 2011 Year End Review

Recent Trends in Securities Class Action Litigation 2011 Year End Review PDF Author: Jordan Milev
Publisher:
ISBN:
Category : Class actions (Civil procedure)
Languages : en
Pages : 29

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Book Description

Recent Trends in Securities Class Action Litigation 2011 Year End Review

Recent Trends in Securities Class Action Litigation 2011 Year End Review PDF Author: Jordan Milev
Publisher:
ISBN:
Category : Class actions (Civil procedure)
Languages : en
Pages : 29

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Book Description


Recent Trends in Securities Class Action Litigation 2011 Mid-year Review

Recent Trends in Securities Class Action Litigation 2011 Mid-year Review PDF Author: Jordan Milev
Publisher:
ISBN:
Category : Class actions (Civil procedure)
Languages : en
Pages : 34

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Book Description


Recent Trends in Securities Class Action Suits

Recent Trends in Securities Class Action Suits PDF Author: Frederick C. Dunbar
Publisher:
ISBN:
Category : Class actions (Civil procedure)
Languages : en
Pages : 34

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Book Description


Recent Trends in Securities Class Action Litigation 2016 Full-year Review

Recent Trends in Securities Class Action Litigation 2016 Full-year Review PDF Author: Stefan Boettrich
Publisher:
ISBN:
Category : Class actions (Civil procedure)
Languages : en
Pages : 43

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Book Description


Representing Corporate Officers and Directors and LLC Managers [formerly Representing Corporate Officers, Directors, Managers, and Trustees], 3rd Edition

Representing Corporate Officers and Directors and LLC Managers [formerly Representing Corporate Officers, Directors, Managers, and Trustees], 3rd Edition PDF Author: Lane
Publisher: Wolters Kluwer
ISBN: 1543805299
Category : Corporate governance
Languages : en
Pages : 1588

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Book Description
Representing Corporate Officers and Directors and LLC Managers, Third Edition (formerly titled Representing Corporate Officers, Directors, Managers, and Trustees) is a guide to the practical aspects of corporate governance for attorneys, corporate officers and directors, LLC managers, and trustees. Following the repercussions of past corporate and accounting scandals, new legislation, rules, and standards by governmental bodies and society have greatly increased the focus on the responsibilities and liabilities of directors, officers, managers, and trustees. Increased SEC oversight, new NYSE and NASDAQ listing standards, new cybersecurity compliance guidance, new fiduciary and other duties, and new criminal penalties have all changed the landscape for those who control corporations. By logically laying out the steps to safe corporate governance, the analysis, cases, tables, and checklists guide the veteran and neophyte alike. Representing Corporate Officers and Directors and LLC Managers tells you what to look for...what to look out for...and what steps to take to protect your corporate clients in today's harsh regulatory environment. It's the only up-to-date work of its kind to offer both in-depth analysis and practical guidance on key aspects of this critically important area. This updated Third Edition thoroughly covers: Directors' duties of care and loyalty-- including the different standards which have been imposed on directors regarding the duty of care...the duty of loyalty...the business judgment rule... when directors are entitled to rely on the advice of others...improperly influencing audits under the Sarbanes-Oxley Act... improper distributions...and more. Conflicts of interest--with examples of conflict of interest transactions, and discussion of loans to or by directors and officers...secret profits...and the duty to safeguard confidential or inside information-- plus, how certain transactions considered improper can be ratified and thus become legitimate. Federal securities laws--including everything from overviews of the laws, the SEC, and securities themselves-- to jurisdiction, pleading, remedies, and defenses in securities cases... criminal penalties...and attorneys' responsibilities regarding liability under Sarbanes-Oxley. Indemnification and insurance-- with discussion of mandatory and permissive indemnification and the scope of indemnification in various states... when a director may be indemnified even if not wholly successful in defense of an action...directors' and officers' liability insurance...types and extent of insurance coverage...tax law treatment...and exclusions. Tender offers--including antitakeover measures, two-tier and squeeze-out mergers, and golden parachute agreements, poison pill plans, and greenmail...potential liability in tender offers...and implementing mergers and acquisitions, with securities law, antitrust, tax, accounting, and labor law considerations.

Litigation, Costs, Funding and Behaviour

Litigation, Costs, Funding and Behaviour PDF Author: Willem H. van Boom
Publisher: Taylor & Francis
ISBN: 1317104234
Category : Law
Languages : en
Pages : 262

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Book Description
This collection explores the practical operation of the law in the area of litigation costs and funding, and confronts the issue of how exposure to cost risks affects litigation strategy. It looks at the interaction of the relevant legal regime, regulatory framework and disciplinary rules with the behaviour of litigants, courts and legislatures, examining subjects such as cost rules and funding arrangements. The book discusses a wide range of topics such as cost-shifting rules, funding and mass tort litigation, cost rules and third-party funding (TPF) rules in specific areas such as intellectual property (IP) litigation, commercial arbitration, investment arbitration, the role of legal expense insurance arrangements, fee regulation and professional ethics. The contributors include renowned scholars, experts in their respective fields and well-versed individuals in both civil procedure and the practice of litigation, arbitration and finance. Together, they present a broad approach to the issues of costs, cost-shifting rules and third-party funding. This volume adds to the existent literature in combining topics in law and practice and presents an analysis of the most recent developments in this fast developing area.

Integrity, Risk and Accountability in Capital Markets

Integrity, Risk and Accountability in Capital Markets PDF Author: Justin O'Brien
Publisher: Bloomsbury Publishing
ISBN: 1782253556
Category : Law
Languages : en
Pages : 318

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Book Description
The global economy is yet to recover from the aftershocks of the Global Financial Crisis (GFC). In particular many national economies are struggling to adjust to austerity programs that are a direct result of the toxic effects of the crisis. Governments, regulatory agencies, international organisations, media commentators, finance industry organisations and professionals, academics and affected citizens have offered partial explanations for what has occurred. Some of these actors have sought to introduce legislative and other regulatory initiatives to improve operational standards in capital markets. However, the exposure post-GFC of the scandal surrounding the manipulation over many years of the London Interbank Offered Rate (LIBOR) highlighted that the most important obstacles to counter the destructive potential of our global finance system are normative not technical. Regulating the culture of the finance sector is one of the greatest challenges facing contemporary society. This edited volume brings together leading professionals, regulators and academics with knowledge of how cultural forces shape integrity, risk and accountability in capital markets. The book will be of benefit not only to industry, regulatory and academic communities whose focus is upon financial markets and professionals. It is of value to any person or organisation interested in how the cultural underpinnings of the finance sector shape how capital markets actually operate and are regulated. It is a stark lesson of history that financial crises will occur. As national economies become ever more inter-connected and inter-dependent under conditions of global financial capitalism, it becomes ever more important to know how cultural and other normative forces might be adjusted to militate against the effects of future disasters.

Trends in Securities Class Action Suits

Trends in Securities Class Action Suits PDF Author:
Publisher:
ISBN: 9780314205117
Category : Class actions (Civil prodedure)
Languages : en
Pages : 22

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Book Description


Representing Corporate Officers, Directors, Managers, and Trustees

Representing Corporate Officers, Directors, Managers, and Trustees PDF Author: Marc J. Lane
Publisher: Wolters Kluwer
ISBN: 0735598088
Category : Law
Languages : en
Pages : 1484

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Book Description
As a result of numerous recent corporate and accounting scandals, corporate officers, directors, managers, and trustees now face a host of new problemsand—ranging from a blizzard of new legislation, rules, and responsibilitiesand—to increased SEC oversight, new NYSE and NASDAQ listing standards, new fiduciary and other duties, and crushing new criminal penalties. Representing Corporate Officers, Directors, Managers, and Trustees tells you what to look for...what to look out for...and what steps to take to protect your corporate clients in todayand’s harsh regulatory environment. Itand’s the only up-to-date work of its kind to offer both in-depth analysis and practical guidance on every key aspect of this critically important area. This completely updated Second Edition thoroughly covers: Directorsand’ duty of careand— including the different standards which have been imposed on directors regarding the duty of care...the duty of loyalty...the business judgment rule... when directors are entitled to rely on the advice of others...improperly influencing audits under the Sarbanes-Oxley Act... improper distributions...and more. Conflicts of interestand—with examples of conflict of interest transactions, and discussion of loans to or by directors and officers...secret profits...and the duty to safeguard confidential or inside informationand— plus, how certain transactions considered improper can be ratified and thus become legitimate. Federal securities lawsand—including everything from overviews of the laws, the SEC, and securities themselvesand— to jurisdiction, pleading, remedies, and defenses in securities cases... the new criminal penalties...and attorneysand’ responsibilities regarding liability under Sarbanes-Oxley. Indemnification and insuranceand— with discussion of mandatory and permissive indemnification and the scope of indemnification in various states... when a director may be indemnified even if not wholly successful in defense of anaction...directorsand’ and officersand’ liability insurance...types and extent of insurance coverage...tax law treatment...and exclusions. Tender offersand—including antitakeover measures, two-tier and squeeze-out mergers, and golden parachute agreements, poison pill plans, and greenmail...potential liability in tender offers...and implementing mergers and acquisitions, with securities law, antitrust, tax, accounting, and labor law considerations.

Litigating Highly Technical, Multi-party Commercial Disputes

Litigating Highly Technical, Multi-party Commercial Disputes PDF Author: Thomas S. Kilbane
Publisher:
ISBN: 9781596223011
Category : Law
Languages : en
Pages : 72

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Book Description
On almost a daily basis, we hear that a new securities class action lawsuit has been filed, or a pending class action has settled or been dismissed. Securities lawsuits, and the companion derivative and ERISA actions that often follow them, involve millions of dollars in damages and can seriously disrupt a business. In this book, Thomas S. Kilbane, Esq.—a top-ranked and highly decorated litigator with extensive experience defending securities class actions—takes you inside securities class action lawsuits brought under the Securities Exchange Act of 1934. Bringing decades of successful experience to the table, he explores defense strategies that have worked for him and his team of skilled and accomplished litigators, offers valuable insights on working through these multifaceted cases, considers certain global and business implications of securities class actions, and highlights recent trends. Litigating Highly Technical, Multi-Party Commercial Disputes is designed to offer a detailed and thorough, yet readable and straightforward, analysis—one that will benefit lawyers, students, and businesspeople alike. You will walk away from this book much more informed and with a better appreciation of what it takes to defend a securities class action from the inside. About the Author: Thomas S. Kilbane, Esq. leads the Squire, Sanders & Dempsey LLP litigation practice area, comprising a team of more than 200 trial lawyers and legal assistants worldwide. He has extensive trial experience in litigating highly technical, multi-party commercial disputes with particular emphasis on securities, antitrust, contract, and construction cases. Mr. Kilbane has tried numerous cases in federal and state courts. Table of Contents: Introduction Chapter 1: Securities Litigation Strategies Chapter 2: Litigation Involvement and Adding Value Chapter 3: Business Approach and Global Implications Chapter 4: Working Through a Case Chapter 5: Trends in Securities Litigation