Proprietary Trading: Regulators Will Need More Comprehensive Information to Fully Monitor Compliance with New Restrictions When Implemented

Proprietary Trading: Regulators Will Need More Comprehensive Information to Fully Monitor Compliance with New Restrictions When Implemented PDF Author: Orice Williams Brown
Publisher: DIANE Publishing
ISBN: 1437988547
Category : Business & Economics
Languages : en
Pages : 62

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Book Description

Proprietary Trading: Regulators Will Need More Comprehensive Information to Fully Monitor Compliance with New Restrictions When Implemented

Proprietary Trading: Regulators Will Need More Comprehensive Information to Fully Monitor Compliance with New Restrictions When Implemented PDF Author: Orice Williams Brown
Publisher: DIANE Publishing
ISBN: 1437988547
Category : Business & Economics
Languages : en
Pages : 62

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Book Description


JPMorgan Chase Whale Trades

JPMorgan Chase Whale Trades PDF Author: United States. Congress. Senate. Committee on Homeland Security and Governmental Affairs. Permanent Subcommittee on Investigations
Publisher:
ISBN:
Category : Banks and banking
Languages : en
Pages : 1260

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Book Description


The Need for Humility in Policymaking

The Need for Humility in Policymaking PDF Author: Stefanie Haeffele
Publisher: Rowman & Littlefield
ISBN: 1786611368
Category : Political Science
Languages : en
Pages : 331

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Book Description
Regulations impact a wide array of market and social activities that influence our daily lives. Regulations are attempts to correct perceived market failures, caused by information asymmetries, externalities, and principal-agent problems, and to provide public goods, which would otherwise be underprovided. Government actors are responsible for identifying these issues, weighing the costs and benefits of intervention, and designing and implementating regulations to improve society. Good regulations help mitigate issues in the economy without inciting new problems and without the costs exceeding the benefits of intervention. This requires intensive analysis and an awareness of the complexities of social life. Our society is complex and dynamic where people face knowledge and incentive problems, whether in the market, politics, or civil society. By examining this complex reality, we can better understand why regulations arise and persist and the challenges of reform. We argue that this approach to policymaking and policy analysis requires humility; an acknowledgment of the challenges we face when intervening in our society. This volume intends to cultivate an appreciation for the complexity of human decision making and the incentives that drive human behavior. By examining specific policy changes, it will delve into the effects of and lessons learned from regulations in financial markets, computer and internet governance, and health care innovation and delivery. This volume will be of interest to students, scholars, and policymakers who seek to understand the complexities of regulation in a dynamic social world.

Who's in Your Wallet

Who's in Your Wallet PDF Author: United States. Congress. House. Committee on Financial Services
Publisher:
ISBN:
Category : Delegated legislation
Languages : en
Pages : 636

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Examining Regulatory Relief Proposals for Community Financial Institutions

Examining Regulatory Relief Proposals for Community Financial Institutions PDF Author: United States. Congress. House. Committee on Financial Services. Subcommittee on Financial Institutions and Consumer Credit
Publisher:
ISBN:
Category : Community banks
Languages : en
Pages : 230

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Book Description


Beat the Crowd

Beat the Crowd PDF Author: Kenneth L. Fisher
Publisher: John Wiley & Sons
ISBN: 1118973070
Category : Business & Economics
Languages : en
Pages : 325

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Book Description
Train your brain to be a real contrarian and outsmart the crowd Beat the Crowd is the real contrarian’s guide to investing, with comprehensive explanations of how a true contrarian investor thinks and acts – and why it works more often than not. Bestselling author Ken Fisher breaks down the myths and cuts through the noise to present a clear, unvarnished view of timeless market realities, and the ways in which a contrarian approach to investing will outsmart the herd. In true Ken Fisher style, the book explains why the crowd often goes astray—and how you can stay on track. Contrarians understand how headlines really affect the market and which noise and fads they should tune out. Beat the Crowd is a primer to the contrarian strategy, teaching readers simple tricks to think differently and get it right more often than not. Discover the limits of forecasting and how far ahead you should look Learn why political controversy matter less the louder it gets Resurrect long-forgotten, timeless tricks and truths in markets Find out how the contrarian approach makes you right more often than wrong A successful investment strategy requires information, preparation, a little bit of brainpower, and a larger bit of luck. Pursuit of the mythical perfect strategy frequently lands folks in a cacophony of talking heads and twenty-four hour noise, but Beat the Crowd cuts through the mental clutter and collects the pristine pieces of actual value into a tactical approach based on going against the grain.

Examining the Impact of the Volcker Rule on Markets, ..., Serial No. 112-95, January 18, 2012, 112-2 Joint Hearing, *.

Examining the Impact of the Volcker Rule on Markets, ..., Serial No. 112-95, January 18, 2012, 112-2 Joint Hearing, *. PDF Author:
Publisher:
ISBN:
Category :
Languages : en
Pages : 488

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Examining the Impact of the Volcker Rule on Markets, Businesses, Investors, and Job Creation

Examining the Impact of the Volcker Rule on Markets, Businesses, Investors, and Job Creation PDF Author: United States. Congress. House. Committee on Financial Services. Subcommittee on Financial Institutions and Consumer Credit
Publisher:
ISBN:
Category : Administrative regulation drafting
Languages : en
Pages : 484

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Book Description


The Future of Financial Regulation

The Future of Financial Regulation PDF Author: Johan A. Lybeck
Publisher: Cambridge University Press
ISBN: 1316546233
Category : Business & Economics
Languages : en
Pages : 837

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Book Description
A number of changes have been made to the supervision and regulation of banks as a result of the recent financial meltdown. Some are for the better, such as the Basel III rules for increasing the quality and quantity of capital in banks, but legal changes on both sides of the Atlantic now make it much more difficult to resolve failing banks by means of taxpayer funded bail-outs and could hinder bank resolution in future financial crises. In this book, Johan A. Lybeck uses case studies from Europe and the United States to examine and grade a number of bank resolutions in the last financial crisis and establish which were successful, which failed, and why. Using in-depth analysis of recent legislation, he explains how a bank resolution can be successful, and emphasizes the need for taxpayer-funded bail-outs to create a viable banking system that will promote economic and financial stability.

Proprietary Trading

Proprietary Trading PDF Author: U.s. Government Accountability Office
Publisher:
ISBN: 9781974644889
Category :
Languages : en
Pages : 62

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Book Description
"In addition to trading on behalf ofcustomers, banks and their affiliateshave conducted proprietary trading,using their own funds to profit fromshort-term price changes in assetmarkets. To restrain risk-taking andreduce the potential for federal supportfor banking entities, the Dodd-FrankWall Street Reform and ConsumerProtection Act (the act) prohibitsbanking entities from engaging incertain proprietary trading. It alsorestricts investments in hedge funds,which actively trade in securities andother financial contracts, and privateequity funds, which use debt financingto invest in companies or other lessliquidassets. Regulators mustimplement these restrictions byOctober 2011. As required by Section989 of the act, GAO reviewed (1) whatis known about the risks associatedwith such activities and the potentialeffects of the restrictions and (2) howregulators oversee such activities. Toconduct this work, GAO reviewed thetrading and fund investment activitiesof the largest U.S. bank holdingcompanies and collected selected dataon their profits, losses, and riskmeasures. GAO also reviewedregulators' examinations and othermaterials related to the oversight of thelargest bank holding companies."