MarketXT and Irfan Mohammed Amanat : Securities and Exchange Commission Opinion

MarketXT and Irfan Mohammed Amanat : Securities and Exchange Commission Opinion PDF Author:
Publisher: DIANE Publishing
ISBN: 1457800306
Category :
Languages : en
Pages : 26

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MarketXT and Irfan Mohammed Amanat : Securities and Exchange Commission Opinion

MarketXT and Irfan Mohammed Amanat : Securities and Exchange Commission Opinion PDF Author:
Publisher: DIANE Publishing
ISBN: 1457800306
Category :
Languages : en
Pages : 26

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MarketXT and Irfan Mohammed Amanat : Securities and Exchange Commission Decision

MarketXT and Irfan Mohammed Amanat : Securities and Exchange Commission Decision PDF Author:
Publisher: DIANE Publishing
ISBN: 1457800292
Category :
Languages : en
Pages : 28

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Philip A. Lehman : Securities and Exchange Commission Opinion

Philip A. Lehman : Securities and Exchange Commission Opinion PDF Author:
Publisher: DIANE Publishing
ISBN: 1457800373
Category :
Languages : en
Pages : 17

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SEC Docket

SEC Docket PDF Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 1414

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Annual Review of Developments in Business and Corporate Litigation,2007 Edition-2 Volume Set

Annual Review of Developments in Business and Corporate Litigation,2007 Edition-2 Volume Set PDF Author: Committee on Business and Corporate Litigation
Publisher: American Bar Association
ISBN: 9781590318638
Category : Law
Languages : en
Pages : 1510

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Book Description
For the 2007 Edition, leading authorities in over 24 specialized areas review and comment on key issues nationwide, with detailed outlines and summaries of cases, legislation, trends, and developments. Use the Annual Review for updates in your specialty area, when you are asked to consider issues that cross over multiple areas of specialty, or to give an initial reaction to a new situation.

The Market Structure Crisis

The Market Structure Crisis PDF Author: Haim Bodek
Publisher: Createspace Independent Publishing Platform
ISBN: 9781519279095
Category : Capital market
Languages : en
Pages : 0

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Book Description
This book explores various regulatory, legal, and competitive pressures that the U.S. securities industry is facing as a result of the intense regulatory scrutiny of the modern electronic marketplace and the heated public debate stirred by Flash Boys by Michael Lewis. This collection of previously published and unpublished materials includes the following articles and white papers: 1. 20 Predictions for the Future of the Market Structure Crisis - provides an overview of the current market structure crisis and offers forecasts for regulatory, legal, and commercial developments 2. Deconstructing Maker-Taker - analyzes the nature and implications of the maker-taker pricing model and discusses its role in the current market structure 3. Reigniting the Order Type Debate - reviews recent order type-related rule submissions by securities exchange and discusses the nature of "undocumented" order type features and order matching engine practices 4. The Problem of Fragmentation and Potential Solutions - presents various issues related to the "dispersed" trading process, analyzes different order flow allocation mechanisms, such as maker-taker and payment for order flow arrangements, and reviews potential regulatory solutions 5. HFT Regulation and Market Structure Reform - discusses the emergence of HFT regulation, including various proposals concerning restraints on electronic trading, approaches to slowing down or mechanically restraining the trading process, and the elimination of certain shortcuts embedded in the current market structure 6. Leveling the Playing Field: Lit and Dark Trading Venues - reviews recent enforcement actions directed at trading venues, analyzes the doctrine of regulatory immunity, and addresses a variety of other issues relevant for trading venues 7. Protecting Customers and Achieving Best Execution: Issues for Retail and Institutional Brokers - analyzes various concerns relevant for retail and institutional brokers, including the evolving duty of best execution and its extension to other parties, maker-taker and payment for order flow arrangements, and special order types 8. Litigation and the Impact of Enforcement: The Market Structure Perspective - provides as overview of the litigation landscape for market structure-related issues, including private lawsuits directed at major trading venues and brokerage firms, and discusses the significance of enforcement actions 9. Public Comment Letter on Several Order Type-Related Modifications Proposed by the New York Stock Exchange - offers a critique of the proposed functionalities and discusses the phenomenon of post-only intermarket sweep orders 10. The Flash Boys Lawsuit: The End of the Beginning? - discusses the path of the City of Providence v. BATS class action lawsuit, which has been referred to as the "Flash Boys Lawsuit," and analyzes the prospects of private lawsuits in the market structure space Appendix A - Summary of Key Enforcement Actions and Lawsuits Appendix B - Selected Market Structure-Related References

Federal Securities Law Reporter

Federal Securities Law Reporter PDF Author:
Publisher:
ISBN:
Category : Mutual funds
Languages : en
Pages : 2346

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Book Description


The House of Islam

The House of Islam PDF Author: Ed Husain
Publisher: Bloomsbury Publishing USA
ISBN: 1632866412
Category : Political Science
Languages : en
Pages : 343

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Book Description
“Ed Husain has become one of the most vital Muslim voices in the world. The House of Islam could very well be his magnum opus.” -Reza Aslan, #1 New York Times bestselling author of Zealot “This should be compulsory reading.” -Peter Frankopan, author of the international bestseller The Silk Roads Today, Islam is to many in the West an alien force, with Muslims held in suspicion. Failure to grasp the inner workings of religion and geopolitics has haunted American foreign policy for decades and has been decisive in the new administration's controversial orders. The intricacies and shadings must be understood by the West not only to build a stronger, more harmonious relationship between the two cultures, but also for greater accuracy in predictions as to how current crises, such as the growth of ISIS, will develop and from where the next might emerge. The House of Islam addresses key questions and points of disconnection. What are the roots of the conflict between Sunni and Shi'a Muslims that is engulfing Pakistan and the Middle East? Does the Koran encourage the killing of infidels? The book thoughtfully explores the events and issues that have come from and contributed to the broadening gulf between Islam and the West, from the United States' overthrow of Iran's first democratically elected leader to the emergence of ISIS, from the declaration of a fatwa on Salman Rushdie to the attack on the offices of Charlie Hebdo. Authoritative and engaging, Ed Husain leads us clearly and carefully through the nuances of Islam and its people, taking us back to basics to contend that the Muslim world need not be a stranger to the West, nor our enemy, but our peaceable allies.

Trading and Electronic Markets: What Investment Professionals Need to Know

Trading and Electronic Markets: What Investment Professionals Need to Know PDF Author: Larry Harris
Publisher: CFA Institute Research Foundation
ISBN: 1934667927
Category : Business & Economics
Languages : en
Pages : 94

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Book Description
The true meaning of investment discipline is to trade only when you rationally expect that you will achieve your desired objective. Accordingly, managers must thoroughly understand why they trade. Because trading is a zero-sum game, good investment discipline also requires that managers understand why their counterparties trade. This book surveys the many reasons why people trade and identifies the implications of the zero-sum game for investment discipline. It also identifies the origins of liquidity and thus of transaction costs, as well as when active investment strategies are profitable. The book then explains how managers must measure and control transaction costs to perform well. Electronic trading systems and electronic trading strategies now dominate trading in exchange markets throughout the world. The book identifies why speed is of such great importance to electronic traders, how they obtain it, and the trading strategies they use to exploit it. Finally, the book analyzes many issues associated with electronic trading that currently concern practitioners and regulators.

Defending Corporations and Individuals in Government Investigations

Defending Corporations and Individuals in Government Investigations PDF Author: Daniel J. Fetterman
Publisher:
ISBN: 9781539231974
Category :
Languages : en
Pages :

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Book Description