Insider Trading Sanctions Act of 1984 PDF Download
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Author: United States
Publisher:
ISBN:
Category : Insider trading in securities
Languages : en
Pages : 2
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Book Description
Author: United States
Publisher:
ISBN:
Category : Insider trading in securities
Languages : en
Pages : 2
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Book Description
Author: Harry S. Davis
Publisher:
ISBN: 9781402431319
Category :
Languages : en
Pages : 0
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Book Description
Insider Trading Law and Compliance Answer Book provides you with a step-by-step understanding of the legal requirements imposed upon all investors.
Author:
Publisher:
ISBN: 9780314228369
Category : Criminal procedure
Languages : en
Pages : 435
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Book Description
Author: Benjamin van Rooij
Publisher: Cambridge University Press
ISBN: 1108754139
Category : Law
Languages : en
Pages : 1597
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Book Description
Compliance has become key to our contemporary markets, societies, and modes of governance across a variety of public and private domains. While this has stimulated a rich body of empirical and practical expertise on compliance, thus far, there has been no comprehensive understanding of what compliance is or how it influences various fields and sectors. The academic knowledge of compliance has remained siloed along different disciplinary domains, regulatory and legal spheres, and mechanisms and interventions. This handbook bridges these divides to provide the first one-stop overview of what compliance is, how we can best study it, and the core mechanisms that shape it. Written by leading experts, chapters offer perspectives from across law, regulatory studies, management science, criminology, economics, sociology, and psychology. This volume is the definitive and comprehensive account of compliance.
Author: Henry G. Manne
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 296
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Book Description
Author: Frederick Schauer
Publisher: Harvard University Press
ISBN: 0674368215
Category : Business & Economics
Languages : en
Pages : 256
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Book Description
Bentham's law -- The possibility and probability of noncoercive law -- In search of the puzzled man -- Do people obey the law? -- Are officials above the law? -- Coercing obedience -- Of carrots and sticks -- Coercion's arsenal -- Awash in a sea of norms -- The differentiation of law
Author: Joan MacLeod Heminway
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 424
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Book Description
Heminway brings together essays written by legal scholars specializing in white collar crime, corporate law, and securities regulation concerning the varied legal claims made against Martha Stewart in connection with her sale of shares in ImClone Systems Incorporated in December 2001. The essays present interesting historical facts and analytical observations while raising important questions about the use of discretion in public enforcement proceedings (civil and criminal), the nature of independent directors under Delaware law, and the elements of two popular federal claims: obstruction of justice and securities fraud under Rule 10b-5. "Law professors engaged with the doctrinal issues addressed in this volume are likely to find many points of interest in the various chapters... Altogether, it is good to have these law-focused articles on such a celebrated case bound together in a single volume." -- Law & Politics Book Review
Author: Jonathan R. Macey
Publisher: American Enterprise Institute
ISBN: 9780844770109
Category : Business & Economics
Languages : en
Pages : 92
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Book Description
The book presents different perspectives that explain the prohibition of insider trading and the way it affects various aspects of life on the stock market.
Author: Stephanie R. Breslow
Publisher:
ISBN: 9781588523372
Category : Hedge funds
Languages : en
Pages : 0
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Book Description
Hedge funds covers hedge fund investment strategies, domestic /off-shore hedge fund structure/tax considerations, terms, fees, related considerations for sponsors and investors, and more.
Author: Levy
Publisher: Wolters Kluwer
ISBN: 1454880376
Category : Business & Economics
Languages : en
Pages : 1470
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Book Description
Regulation of Securities: SEC Answer Book, Fifth Edition is your complete guide to understanding and complying with the day-to-day requirements of the federal securities laws that affect all public companies. Using a question-and-answer format similar to that which the SEC has embraced, this valuable desk reference provides concise, understandable answers to the most frequently asked compliance questions, and ready access to key statutes, regulations, and court decisions. Designed for both beginners and seasoned professionals, the volume contains approximately 1,400 pages organized in 23 self-contained chapters. Each chapter covers the basics before moving into the nuanced details, meeting the needs of those who seek a general understanding of a topic as well as those grappling directly with critical issues. Twice-yearly supplements keep the book current in this rapidly evolving field. Whether you are a lawyer, accountant, corporate executive, director or investor, you'll be able to quickly find concise answers to essential questions about the Dodd-Frank Act, Exchange Act registration and reporting, executive compensation disclosure, derivatives disclosure, management's discussion and analysis, audit committee responsibilities, Sarbanes-Oxley, electronic filing, interactive financial data, tender offers, proxy solicitations, insider trading, going private transactions, shareholders' rights, SEC investigations, criminal enforcement, securities class actions, and much more!
