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Author: Douglas L. Hammer
Publisher: American Bar Association
ISBN: 9781590312971
Category : Business & Economics
Languages : en
Pages : 398
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Book Description
This authoritative resource surveys federal securities laws and rules applicable to the organization, capitalization and operations of private U.S. domestic investment partnerships that invest and trade mainly in the public securities markets. Includes a detailed index.
Author: Douglas L. Hammer
Publisher: American Bar Association
ISBN: 9781590312971
Category : Business & Economics
Languages : en
Pages : 398
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Book Description
This authoritative resource surveys federal securities laws and rules applicable to the organization, capitalization and operations of private U.S. domestic investment partnerships that invest and trade mainly in the public securities markets. Includes a detailed index.
Author: Scott J. Lederman
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 644
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Book Description
Offering a comprehensive review of one the most dynamic sectors of the financial marketplace, Hedge Fund Regulation provides you with up-to-date insights into the ever changing world of hedge funds. Hedge Fund Regulation guides you through the complex interplay of the many federal and state laws and regulations-including the Securities Act of 1933, Securities Exchange Act of 1934, Investment Advisers Act of 1940, Investment Company Act of 1940, Commodities Exchange Act, State Blue Sky laws, Internal Revenue Code and ERISA-that must be considered in the structuring and operation of these investment vehicles, while also providing you with an understanding of the historical developments, current investment strategies and recent innovations that have seen hedge funds rise from relative obscurity to the forefront of the financial markets. This up-to-date resource also tracks the latest developments in the field, including the recent federal court reversal of the SEC's efforts to require registration of most hedge fund managers, the latest developments on soft-dollar arrangements and ERISA's plan asset rule and innovative methods by which investors can access hedge funds.
Author: Douglas Cumming
Publisher: Oxford University Press
ISBN: 0199862575
Category : Business & Economics
Languages : en
Pages : 313
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Book Description
This book uses data from a multitude of countries to explain how and why hedge fund markets differ around the world. The authors consider international differences in hedge fund regulation which include, but are not limited to, minimum capitalization requirements, restrictions on the location of key service providers, and different permissible distribution channels via private placements, banks, other regulated or non-regulated financial intermediaries, wrappers, investment managers and fund distribution companies.
Author: Ana Maria Fagetan
Publisher: Springer Nature
ISBN: 3030637069
Category : Business & Economics
Languages : en
Pages : 514
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Book Description
This book analyses elements of international finance, comparing the regulation of hedge funds in United States, Europe, the UK, and off-shore jurisdictions in the aftermath of the financial crisis. It critically compares the Dodd- Frank Act in US with the Alternative Investment Funds Managers Directive in Europe. Moreover, it goes further by analyzing the implementation of the AIFM Directive in seven jurisdictions in Europe famous for the incorporation of hedge funds: the United Kingdom, Italy, France, Ireland, Malta, Luxembourg, and Switzerland. The book also analyses the effect of Brexit on the legislation in the UK regarding the application of the directive and the distribution of financial products in Continental Europe, and will be of particular interest to researchers, academics, and students of international finance and financial regulation.
Author: Jason A. Scharfman
Publisher: John Wiley & Sons
ISBN: 1119240263
Category : Business & Economics
Languages : en
Pages : 214
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Book Description
The long-awaited guide for modern hedge fund compliance program development Hedge Fund Compliance + Website provides straightforward, practical guidance toward developing a hedge fund compliance program, drawn from the author's experience training financial regulators, consulting with government entities, and analyzing hedge fund compliance structures across the globe. In-depth explanations of compliance principles are backed by illustrative case studies and examples. Highly in-demand templates of popular hedge fund compliance documentation provide actionable illustrations of key compliance policies. Designed to assist investors, fund managers, service providers, and compliance job seekers directly, this book describes the fundamental building blocks of the hedge fund compliance function. Compliance is one of the fastest growing areas in the hedge fund space. This reference book provides an essential foundation in modern hedge fund compliance, reflecting the recent changes of this dynamic field. Design and run a hedge fund compliance program Access templates of core compliance documentation and checklists Discover how investors can evaluate and monitor compliance programs Interviews with hedge fund compliance practitioners A steady stream of regulatory changes, combined with the enhanced enforcement efforts of regulators, ensure that hedge funds' compliance-related expenditures will continue to grow. While hedge fund compliance legislation continues to evolve globally, little practical guidance exists for those tasked with the boots-on-the-ground aspects of developing an actual compliance program to comply with best practices and regulatory guidance from leading hedge fund regulators including the US Securities and Exchange Commission, the National Futures Association, the Commodity Futures Trading Commission and the United Kingdom's Financial Conduct Authority. Hedge fund professionals and investors need a fundamental framework for establishing and evaluating an effective program, and when compliance is the issue, trial and error carries too much risk. Hedge Fund Compliance + Website provides clear guidance and practical tools to meet today's compliance professional needs.
Author: Stephanie R. Breslow
Publisher:
ISBN: 9781588523372
Category : Hedge funds
Languages : en
Pages : 0
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Book Description
Hedge funds covers hedge fund investment strategies, domestic /off-shore hedge fund structure/tax considerations, terms, fees, related considerations for sponsors and investors, and more.
Author: Douglas Cumming
Publisher: Oxford University Press
ISBN: 0198840950
Category : Business & Economics
Languages : en
Pages : 577
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Book Description
This Handbook provides a comprehensive look at the hedge fund industry from a global perspective.
Author: Iain Cullen
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 232
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Book Description
In the wake of the near collapse of Long-Term Capital Management and its repercussions throughout the global financial system, hedge funds have come under intense regulatory scrutiny. This Special Report provides a comprehensive review of the law now applicable to these investment vehicles, examining in particular the conclusions of the Report of the G7 Working Group on Highly Leveraged Institutions, April 2000, chaired by Howard Davies. - An invaluable distillation of all the legal and regulatory issues in a fast-developing area - Includes extensive analysis of supervisory reports produced during 1999 - Written by an expert author team in daily touch with this subject.
Author: Jason A. Scharfman
Publisher: John Wiley & Sons
ISBN: 0470372346
Category : Business & Economics
Languages : en
Pages : 324
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Book Description
How to diagnose and monitor key hedge fund operational risks With the various scandals taking place with hedge funds, now more than ever, both financial and operational risks must be examined. Revealing how to effectively detect and evaluate often-overlooked operational risk factors in hedge funds, such as multi-jurisdictional regulatory coordination, organizational nesting, and vaporware, Hedge Fund Operational Due Diligence includes real-world examples drawn from the author's experiences dealing with the operational risks of a global platform of over 80 hedge funds, funds of hedge funds, private equity, and real estate managers.
Author: William W. Bratton
Publisher: Oxford University Press
ISBN: 0198723938
Category : Business & Economics
Languages : en
Pages : 817
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Book Description
The past two decades has witnessed unprecedented changes in the corporate governance landscape in Europe, the US and Asia. Across many countries, activist investors have pursued engagements with management of target companies. More recently, the role of the hostile activist shareholder has been taken up by a set of hedge funds. Hedge fund activism is characterized by mergers and corporate restructuring, replacement of management and board members, proxy voting, and lobbying of management. These investors target and research companies, take large positions in their stock, criticize their business plans and governance practices, and confront their managers, demanding action enhancing shareholder value. This book analyses the impact of activists on the companies that they invest, the effects on shareholders and on activists funds themselves. Chapters examine such topic as investors' strategic approaches, the financial returns they produce, and the regulatory frameworks within which they operate. The chapters also provide historical context, both of activist investment and institutional shareholder passivity. The volume facilitates a comparison between the US and the EU, juxtaposing not only regulatory patterns but investment styles.
