Guide to Bank Underwriting, Dealing and Brokerage Activities PDF Download
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Author: Robert L. Tortoriello
Publisher:
ISBN: 9781888075922
Category : Bank holding companies
Languages : en
Pages :
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Book Description
Author: Robert L. Tortoriello
Publisher:
ISBN: 9781888075922
Category : Bank holding companies
Languages : en
Pages :
Get Book Here
Book Description
Author: Robert L. Tortoriello
Publisher:
ISBN:
Category : Bank holding companies
Languages : en
Pages : 0
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Book Description
Author: Robert L. Tortoriello
Publisher:
ISBN:
Category : Bank holding companies
Languages : en
Pages :
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Book Description
Author: Michael G. Capatides
Publisher:
ISBN:
Category : Bank holding companies
Languages : en
Pages : 460
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Book Description
Author:
Publisher: Aspen Law & Business Publishers
ISBN:
Category : Business & Economics
Languages : en
Pages : 254
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Book Description
Author: Alfred M. Pollard
Publisher: Juris Publishing, Inc.
ISBN: 1578233615
Category : Banking law
Languages : en
Pages : 1404
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Book Description
The all-new revised fourth edition of Banking Law in the United States positions the text to address three challenges — the need to maintain an historic record and statement of existing law, the need to document changes made to existing law and to report the deployment, implementation and interpretation of new laws. Just as new laws in 1989, 1990 and 1991 had significant impact on banking, so new laws, adopted in rapid succession in 2008, 2009 and 2010, have altered the legal landscape in which banks and other financial institutions operate. The Dodd Frank Wall Street Reform and Consumer Protection Act, adopted in 2010, set the stage not only for new agencies, new regulatory authorities and new market restrictions, but also for extensive interpretive regulation and judicial interpretations implementing such changes. As a result, the all new 4th edition positions Banking Law in the United States to accommodate legal and market changes and whatever secondary, reactive responses occur in the law and the environment in which it operates. This new edition continues to meet the needs of practitioners, courts, legislators and regulators and those interested in better underÂstanding the breadth and diversity and dynamic nature of banking law in the United States. Value Package
Author: Melanie L. Fein
Publisher: Wolters Kluwer
ISBN: 1454801247
Category : Law
Languages : en
Pages : 1668
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Book Description
"The Fourth Edition of a leading resource in the field, this valuable practice tool brings you completely up-to-date on the evolving laws governing banks' securities activities - from regulatory changes in the financial markets and administrative reform to recent court decisions and legislative reform, including the recently enacted Sarbanes-Oxley Act of 2002 and the Gramm-Leach-Bliley Act. Here is everything you need to help build a bank's securities business while avoiding compliance pitfalls. Securities Activities of Banks, Fourth Edition provides: In-depth discussions of the securities activities now permissible for banks, bank holding companies, and financial holding companies, Clear explanations of how securities laws affect banks' securities activities, A complete review of how banks are regulated - including foreign banks and affiliates, Up-to-date analysis of the evolution of the banking laws through agency and court decisions. Detailed descriptions and analyses illuminate the full range of current bank securities activities, including investment and trading activities, brokerage activities, investment advice, underwriting, mutual funds, international securities activities, derivative instruments, deposits and loans, fiduciary activities, and more."--Publisher's website.
Author: Melanie L. Fein
Publisher: Aspen Publishers
ISBN: 0735561486
Category : Business & Economics
Languages : en
Pages : 1224
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Book Description
For banks, insurance companies and securities firms preparing to capitalize on the rapidly accelerating trend towards financial services convergence, the possibilities are virtually endless. This book provides coverage of essential financial services regulation. It offers red flags pinpointing regulatory obstacles and pitfalls.
Author: Greene et al.
Publisher: Wolters Kluwer
ISBN: 1454887389
Category : Business & Economics
Languages : en
Pages : 1680
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Book Description
Author:
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 114
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Book Description
