Federal Securities Law Reporter

Federal Securities Law Reporter PDF Author:
Publisher:
ISBN:
Category : Mutual funds
Languages : en
Pages : 2296

Get Book Here

Book Description

Federal Securities Law Reporter

Federal Securities Law Reporter PDF Author:
Publisher:
ISBN:
Category : Mutual funds
Languages : en
Pages : 2296

Get Book Here

Book Description


SEC News Digest

SEC News Digest PDF Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 644

Get Book Here

Book Description
Lists documents available from Public Reference Section, Securities and Exchange Commission.

U.S. Regulation of the International Securities and Derivatives Markets

U.S. Regulation of the International Securities and Derivatives Markets PDF Author:
Publisher: Aspen Law & Business Publishers
ISBN:
Category : Business & Economics
Languages : en
Pages : 254

Get Book Here

Book Description


Report of the Task Force on Disclosure

Report of the Task Force on Disclosure PDF Author:
Publisher:
ISBN:
Category : Confidential communications
Languages : en
Pages : 68

Get Book Here

Book Description


Basic Legal Writing

Basic Legal Writing PDF Author: Pamela R. Tepper
Publisher: Simon & Schuster Books For Young Readers
ISBN:
Category : Business & Economics
Languages : en
Pages : 322

Get Book Here

Book Description


Model Rules of Professional Conduct

Model Rules of Professional Conduct PDF Author: American Bar Association. House of Delegates
Publisher: American Bar Association
ISBN: 9781590318737
Category : Law
Languages : en
Pages : 216

Get Book Here

Book Description
The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.

The Federal Credit Union Act

The Federal Credit Union Act PDF Author:
Publisher:
ISBN:
Category : Banks and banking, Cooperative
Languages : en
Pages : 44

Get Book Here

Book Description


The New Uniform Securities Act

The New Uniform Securities Act PDF Author: Joel Seligman
Publisher: Wolters Kluwer
ISBN: 0735544247
Category : Law
Languages : en
Pages : 198

Get Book Here

Book Description
This book is the only published version of the new Uniform Securities Act that includes reporteriquest;s notes. Joel Seligman, The reporter for this revision To The act, Is a noted expert in securities regulation and provides authoritative insight throughout the book. it will benefit Securities Attorneys in government and private practice who practice state securities laws, state legislators and regulators, corporate counsel as well as private law firm and governmental Libraries, Law school faculty and libraries, and self-regulatory organizations. Includes discussions of the seven articles covered in the New Act: General Provisions Exemptions from Registration of Securities and Notice Filing of Federal Covered Securities Broker-Dealers, Agents, Investment Advisers, Investment Adviser Representatives, and Federal Covered Investment Advisers Fraud and Liabilities Administration and Judicial Review Transition Also, The Securities Industry Association has endorsed the New Uniform Securities Act by Joel Seligman.

Federal Register

Federal Register PDF Author:
Publisher:
ISBN:
Category : Delegated legislation
Languages : en
Pages : 274

Get Book Here

Book Description


Federal Register Index

Federal Register Index PDF Author:
Publisher:
ISBN:
Category : Administrative law
Languages : en
Pages : 160

Get Book Here

Book Description