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Author: Marcia J. D. Wagner
Publisher:
ISBN: 9781936362820
Category :
Languages : en
Pages : 0
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Book Description
The ALL NEW ERISA Fiduciary Compliance Guide enables you to stay completely compliant with the new Department of Labor Regulations under §408(b)(2), significantly affecting ERISA fiduciary disclosure requirements. This breakthrough resource enables you to: - Accurately identify ERISA fiduciaries- Fulfill your fiduciary responsibilities- Make all proper disclosures- Avoid huge new applicable finesThe ERISA Fiduciary Compliance Guide delivers clear, detailed coverage of: - The expanded and evolving definition of an ERISA fiduciary- Critical changes affecting fiduciary responsibilities, liabilities, and prohibitions- Required disclosures -- including those at the service provider and participant level -- exactly how they must be made and to whom- The responsibilities of service providers acting as fiduciariesThe ERISA Fiduciary Compliance Guide Summary Table of Contents- Who and What are Fiduciaries- DOL Regulatory Efforts in 2010 - Significant Changes in Management of Retirement Plans- Service Provider Disclosures- Service Providers as Fiduciaries- Participant Level Disclosures- Managing Your Fiduciary Duties- Prohibited Transactions- Consequences of Failing to Meet Your Fiduciary Duty- Fiduciary Responsibility and the Management of Plan Assets- Investment Advice vs. Investment Education Authored by ERISA and employment law experts at The Wagner Law Group, The ERISA Fiduciary Compliance Guide is the practical reference you can rely on.
Author: Marcia J. D. Wagner
Publisher:
ISBN: 9781936362820
Category :
Languages : en
Pages : 0
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Book Description
The ALL NEW ERISA Fiduciary Compliance Guide enables you to stay completely compliant with the new Department of Labor Regulations under §408(b)(2), significantly affecting ERISA fiduciary disclosure requirements. This breakthrough resource enables you to: - Accurately identify ERISA fiduciaries- Fulfill your fiduciary responsibilities- Make all proper disclosures- Avoid huge new applicable finesThe ERISA Fiduciary Compliance Guide delivers clear, detailed coverage of: - The expanded and evolving definition of an ERISA fiduciary- Critical changes affecting fiduciary responsibilities, liabilities, and prohibitions- Required disclosures -- including those at the service provider and participant level -- exactly how they must be made and to whom- The responsibilities of service providers acting as fiduciariesThe ERISA Fiduciary Compliance Guide Summary Table of Contents- Who and What are Fiduciaries- DOL Regulatory Efforts in 2010 - Significant Changes in Management of Retirement Plans- Service Provider Disclosures- Service Providers as Fiduciaries- Participant Level Disclosures- Managing Your Fiduciary Duties- Prohibited Transactions- Consequences of Failing to Meet Your Fiduciary Duty- Fiduciary Responsibility and the Management of Plan Assets- Investment Advice vs. Investment Education Authored by ERISA and employment law experts at The Wagner Law Group, The ERISA Fiduciary Compliance Guide is the practical reference you can rely on.
Author: Synder
Publisher: Aspen Publishers
ISBN: 9780735567764
Category : Law
Languages : en
Pages : 676
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Book Description
Aspen Publishers' ERISA Fiduciary Compliance: A Practical Guide to Participant-Directed Investments is a process-oriented book designed to enlighten administrators about the "ins and outs" of working with 401(k) and 403(b) plan providers. This one-of-a-kind resource will help you: Prepare RFPs Choose the best plan provider Run committee meetings Review investments Fulfill your oversight responsibilities Avoid fiduciary liability ERISA Fiduciary Compliance will help give you the insights and information you need to handle the most important tasks facing plan administrators today: Determine if your investment advisor/broker is providing you with the best available funds Decide when to change your investment options Manage crucial decisions from starting a plan to switching providers Stay in compliance and avoid lawsuits Understand what's really going on in the plan and what the real fees are Designed to help you stay fully compliant with all federal and state regulations, ERISA Fiduciary Compliance explains the concepts of fiduciary responsibility and liability and how these apply to retirement plan investments. the 2008 Edition has been updated to include: Full coverage of the Pension Protection Act of 2006 (PPA) Coverage of changes made to EPCRS in 2006 Analysis of the ERISA implications and concurrent DOL oversight responsibilities associated with the marketing of insurance products to employee benefit plans Coverage of the DOL's clarification, in Field Assistance Bulleting 2004-03, of directed trustees' limits of liability New required dates for employers to transfer employee contributions that have been collected from an employee's pay to a 403(b) plan Coverage of the DOL's "major initiative" regarding the disclosure of fees charged to benefit plans by service providers Coverage of potential DOL action regarding either amending Section 404(c) regulations or issuing interpretive guidance to encourage more retirement appropriate investments for participants who are automatically enrolled in Section 401(k) plans Coverage of final regulations stating that, effective for tax years beginning in 2006, a 401(k) (or 403(b)) plan may allow participants to designate all or part of their elective deferrals under such plans as a Roth contribution Coverage of the DOL Advisory Opinion in which DOL stated that an individual who advises a plan participant on how to invest assets or manages the assets in exchange for a fee is a fiduciary with respect to the plan, within the meaning of ERISA Section 3(21)(A) Coverage of the DOL's Employee Benefits Security Administration April 2006 update of the VFC program, which adds additional transactions, reduced documentation requirements, a simplified application form, a checklist, and an online calculator to the program Coverage of the DOL's announcement, on October 22, 2006, of a new enforcement program, the Consultant Adviser Program, which focuses on pension consulting services and is designed to address issues of whether plan service providers, especially investment advisers, may have potential conflicts of interest Coverage of relevant case law
Author: Harris Beach
Publisher: Aspen Publishers
ISBN: 9780735563438
Category : Business & Economics
Languages : en
Pages : 466
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Book Description
Aspen Publishers' brand new ERISA Fiduciary Compliance: A Practical Guide to Participant-Directed Investments is a process-oriented book designed to enlighten administrators about the 'ins and outs' of working with 401(k) and 403(b) plan providers. This one-of-a-kind resource will help you:Prepare RFPsChoose the best plan providerRun committee meetingsReview investmentsFulfill your oversight responsibilitiesAvoid fiduciary liabilityERISA Fiduciary Compliance will help give you the insights and information you need to handle the most important tasks facing plan administrators today:Determine if your investment advisor/broker is providing you with the best available fundsDecide when to change your investment optionsManage crucial decisions from starting a plan to switching providersStay in compliance and avoid lawsuitsUnderstand whats really going on in the plan and what the real fees areDesigned to help you stay fully compliant with all federal and state regulations, ERISA Fiduciary Compliance explains the concepts of fiduciary responsibility and liability and how these apply to retirement plan investments.
Author: Christian D. Rahaim
Publisher: iUniverse
ISBN: 0595344291
Category : Business & Economics
Languages : en
Pages : 381
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Book Description
For any company or person considering or currently serving in the capacity of an ERISA (Employee Retirement Income Security Act) fiduciary, author Christian D. Rahaim's The Fiduciary: An In-depth Guide to Fiduciary Duties--From Studebaker to Enron, is an invaluable resource. The Fiduciary contains essential material--from the evolution of the fiduciary concept to its adaptation in ERISA and its continued evolution in the workplace. The clear and concise chapters build the framework for the reader to develop an understanding of the content, operations, and issues with the fiduciary obligation, such as: - An overview of pension plans - Responsibilities of a fiduciary - Investment management for defined contribution and benefit plans - Plan fees and expenses - Administration and compliance Christian Rahaim relies on more than twelve years of human resource management experience to guide employers through the processes related to employee benefits and fiduciary responsibilities. Citing the classic example of the Studebaker Corporation and the high-profile debacle of Enron, he details major factors that should be considered in fiduciary roles. The Fiduciary is an employers' guide for updated information on the increasingly controversial, legislated, and litigated topic of employee benefit plans.
Author: AL. HOLIFIELD
Publisher:
ISBN: 9781543836646
Category :
Languages : en
Pages : 1066
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Book Description
ERISA Fiduciary Answer Book, 10th Edition
Author: William F. Brown
Publisher: Aspen Publishers
ISBN: 9780735502611
Category : Law
Languages : en
Pages :
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Book Description
The ERISA Fiduciary Answer Book: Forms and Worksheets provides samples of the numerous documents required for meeting ERISA fiduciary regulations. Dozens of ready-to-use forms, worksheets, checklists, and other tools are included to take you step by step through the maze of ERISA compliance. Complex tasks are made simple, and clear-cut explanations are presented to determine how and when certain rules apply. with this extraordinary resource you'll be able to: Determine if a plan falls under fiduciary rules and how to complyRecognize fiduciaries and nonfiduciariesShare, shift, and/or allocate fiduciary responsibility properlyManage the fiduciary responsibility efficiently without undue riskAvoid liabilitiesAnd more!Every key area of fiduciary responsibility is thoroughly covered, and the sample documents and procedures make compliance easy.
Author: Lee T. Polk
Publisher:
ISBN:
Category : Actions and defenses
Languages : en
Pages :
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Book Description
Author: Frank J. Bitzer
Publisher: Aspen Publishers
ISBN: 9781543819052
Category :
Languages : en
Pages : 478
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Book Description
Quick Reference to ERISA Compliance, 2021 Edition
Author: Jeffrey D. Mamorsky
Publisher: Law Journal Press
ISBN: 9781588520074
Category : Business & Economics
Languages : en
Pages : 1436
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Book Description
Employee Benefits Law: ERISA and Beyond takes you step by step through these and other statutes and regulations to help ensure that your plans are properly structured, qualified and implemented.
Author:
Publisher:
ISBN:
Category : Government publications
Languages : en
Pages : 12
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Book Description
