Consultation Paper on Proposed Amendments to Schedule 5 to the Securities and Futures Ordinance PDF Download

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Consultation Paper on Proposed Amendments to Schedule 5 to the Securities and Futures Ordinance

Consultation Paper on Proposed Amendments to Schedule 5 to the Securities and Futures Ordinance PDF Author: Securities and Futures Commission (Hong Kong, China)
Publisher:
ISBN:
Category : Investment advisors
Languages : en
Pages : 13

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Book Description

Consultation Paper on Proposed Amendments to Schedule 5 to the Securities and Futures Ordinance

Consultation Paper on Proposed Amendments to Schedule 5 to the Securities and Futures Ordinance PDF Author: Securities and Futures Commission (Hong Kong, China)
Publisher:
ISBN:
Category : Investment advisors
Languages : en
Pages : 13

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Book Description

Consultation Conclusions on Proposed Amendments to Schedule 5 to the Securities and Futures Ordinance

Consultation Conclusions on Proposed Amendments to Schedule 5 to the Securities and Futures Ordinance PDF Author: Securities and Futures Commission (Hong Kong, China)
Publisher:
ISBN:
Category : Investment advisors
Languages : en
Pages : 11

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Book Description

Consultation Paper on Proposed Amendments to the Securities (Disclosure of Interests) Ordinance

Consultation Paper on Proposed Amendments to the Securities (Disclosure of Interests) Ordinance PDF Author: Securities and Futures Commission (Hong Kong, China)
Publisher:
ISBN:
Category : Disclosure of information
Languages : en
Pages :

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A Consultation Paper on Proposed Amendments to the Securities and Futures (stock Market Listing) Rules

A Consultation Paper on Proposed Amendments to the Securities and Futures (stock Market Listing) Rules PDF Author: Securities and Futures Commission (Hong Kong, China)
Publisher:
ISBN: 9789628835041
Category : Securities
Languages : en
Pages : 157

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A Consultation Paper on Proposed Amendments to the Securities and Futures (Contracts Limits and Reportable Positions) Rules and Proposed Corresponding Amendments to the Guidance Note on Position Limits and Large Open Position Reporting Requirements

A Consultation Paper on Proposed Amendments to the Securities and Futures (Contracts Limits and Reportable Positions) Rules and Proposed Corresponding Amendments to the Guidance Note on Position Limits and Large Open Position Reporting Requirements PDF Author:
Publisher:
ISBN:
Category : Disclosure of information
Languages : en
Pages : 34

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Book Description

Consultation Paper on Proposed Amendments to the Securities and Futures Act and Financial Advisers Act

Consultation Paper on Proposed Amendments to the Securities and Futures Act and Financial Advisers Act PDF Author:
Publisher:
ISBN:
Category : Disclosure of information
Languages : en
Pages : 249

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Book Description
"MAS is now consulting on the draft legislation to amend the SFA and FAA to effect the policy positions set out in the two consultation papers and MAS' response to feedback from the industry. The draft legislation also incorporates proposed amendments to enhance and refine our supervisory framework. The relevant legislative drafts are: (i) the Draft Securities and Futures (Amendment) Bill 2012; and (ii) the Draft Financial Advisers (Amendment) Bill 2012"--Preface.

Consultation Paper on a Proposed Amendment to the Securities and Futures (Price Stabilizing) Rules in Relation to Recognition of Overseas Rules

Consultation Paper on a Proposed Amendment to the Securities and Futures (Price Stabilizing) Rules in Relation to Recognition of Overseas Rules PDF Author: Securities & Futures Commission (Hong Kong)
Publisher:
ISBN:
Category : Futures
Languages : en
Pages : 6

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Consultation Paper 1 on Proposed Amendments to the Securities and Futures Act on Regulation of OTC Derivatives

Consultation Paper 1 on Proposed Amendments to the Securities and Futures Act on Regulation of OTC Derivatives PDF Author:
Publisher:
ISBN:
Category : Clearing of securities
Languages : en
Pages : 9

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Consultation Paper on the Securities and Futures (contracts Limits and Reportable Positions)(Amendment) Rules 2003 and Proposed Amendments to the Guidance Note on Position Limits and Large Open Position Reporting Requirements

Consultation Paper on the Securities and Futures (contracts Limits and Reportable Positions)(Amendment) Rules 2003 and Proposed Amendments to the Guidance Note on Position Limits and Large Open Position Reporting Requirements PDF Author: Securities and Futures Commission (Hong Kong, China)
Publisher:
ISBN:
Category : Disclosure of information
Languages : en
Pages : 27

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Book Description

Consultation Paper on Proposed Amendments to the Securities and Futures Act on Regulation of Financial Benchmarks

Consultation Paper on Proposed Amendments to the Securities and Futures Act on Regulation of Financial Benchmarks PDF Author:
Publisher:
ISBN:
Category : Securities industry
Languages : en
Pages : 90

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Book Description
"On 14 June 2013, MAS issued a Consultation Paper setting out the proposed regulatory framework for financial benchmarks. The regulatory framework is aimed at safeguarding the credibility and reliability of financial benchmarks in Singapore. Key elements of the proposed framework were (i) to introduce criminal and civil sanctions under the Securities and Futures Act (SFA) to deter and penalise benchmark manipulation; and (ii) to subject the benchmark setting activities for key financial benchmarks designated by MAS to regulation."--Preface.