Conflicts of Interest & Chinese Walls

Conflicts of Interest & Chinese Walls PDF Author: Charles Hollander
Publisher:
ISBN: 9780421878105
Category : Accountants
Languages : en
Pages : 350

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Book Description
The 20th edition of what aims to be the leading reference on road traffic offences covers changes such as the impact of the Powers of Criminal Courts (Sentencing) Act 2000, the Human Rights Act 1998; new breath-testing devices; and the new Magistrates' Court Sentencing Guidelines

Conflicts of Interest & Chinese Walls

Conflicts of Interest & Chinese Walls PDF Author: Charles Hollander
Publisher:
ISBN: 9780421878105
Category : Accountants
Languages : en
Pages : 350

Get Book Here

Book Description
The 20th edition of what aims to be the leading reference on road traffic offences covers changes such as the impact of the Powers of Criminal Courts (Sentencing) Act 2000, the Human Rights Act 1998; new breath-testing devices; and the new Magistrates' Court Sentencing Guidelines

Conflicts of Interest and Chinese Walls

Conflicts of Interest and Chinese Walls PDF Author: Chizu Nakajima
Publisher:
ISBN:
Category : Chinese walls (Communication barriers)
Languages : en
Pages : 270

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Book Description
(PART OF BUTTERWORTHS COMPLIANCE SERIES)Conflicts of Interest and Chinese Walls has been designed to bring you thorough yet concise coverage of the law and practice relating to the regulation of conflicts of interest, and in particular the device of Chinese walls.The work takes a practical and relevant approach in its analysis of conflicts of interest affecting financial intermediaries and other professionals operating in the financial services industry, and examines the issues of ensuring international co-ordination and dealing with regulators. The work also deals with the management of conflict, Chinese walls and other in-house procedures, together with a review of the means of addressing and resolving conflict.

Conflicts of Interest

Conflicts of Interest PDF Author: Charles Hollander
Publisher:
ISBN: 9780414023390
Category : Chinese walls (Communication barriers)
Languages : en
Pages : 410

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Book Description
"Conflicts of Interest provides authoritative guidance on the law relating to conflics of interest in all its dimensions, from client conflict and personal conflict to commercial and judicial conflict.

A Practitioner's Guide to Conflicts of Interest in the Financial Services Industry

A Practitioner's Guide to Conflicts of Interest in the Financial Services Industry PDF Author: Dick Frase
Publisher: Sweet & Maxwell
ISBN: 0414049411
Category : Business & Economics
Languages : en
Pages : 365

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Book Description
This title examines in a practical manner the complex law and regulations that now exist in the United Kingdom, the United States of America and various other important jurisdictions concerning the concept of conflicts of interest and how the principles have been applied in the financial services industry

Financial Conglomerates and the Chinese Wall

Financial Conglomerates and the Chinese Wall PDF Author: Harry McVea
Publisher:
ISBN: 9781383014402
Category : Conflict of interests
Languages : en
Pages : 0

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Book Description
Examines how regulators ensure that the growing number of conglomerates are regulated sufficiently strongly to eradicate systemic risks and conflict of interest abuses, yet are flexible enough to allow the benefits of conglomeration to be secured. It looks particularly at the Chinese wall.

Conflicts of Interest

Conflicts of Interest PDF Author: Luc Thévenoz
Publisher: Kluwer Law International B.V.
ISBN: 9041125787
Category : Law
Languages : en
Pages : 422

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Book Description
Conflicts of interest arise naturally in all walks of life, particularly in business life. As general and indeed inevitable phenomena, conflicts of interest should not be prohibited but properly managed. This book presents indepth analysis of such management in three areas of corporate governance where the conflict-of-interest problems are particularly acute: executive compensation, financial analysis, and asset management. ""Conflicts of Interest"" presents the results of a two-year-long research project bringing together academics and practitioners in both law and finance from Europe and the.

Takeovers in English and German Law

Takeovers in English and German Law PDF Author: Jennifer Payne
Publisher: Hart Publishing
ISBN: 184113340X
Category : Law
Languages : en
Pages : 194

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Book Description
This book examines the law with regard to takeovers in England and Germany and the issues arising from cross-border mergers between them.

Toolkit

Toolkit PDF Author:
Publisher: World Bank Publications
ISBN: 9780821349854
Category : Business & Economics
Languages : en
Pages : 136

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Book Description
Increasingly governments worldwide are turning to the private sector to assist them in meeting their countries' infrastructure needs. The toolkit will assist governments in hiring and managing economic consultants, financial advisors and legal experts, as well as other specialists required to increase the role of the private sector in all infrastructure services. The boxed Toolkit, funded by the Public-Private Infrastructure Advisory Facility (PPIAF) and designed by the World Bank's Private Sector Advisory Services Department, includes a CD-ROM self-guided tour of the material, an Executive Summary for senior officials, and 3 volumes which contain detailed information on the following subjects: Volume 1: What is PPI and how can advisors help? - Module 1: Principles of selection for advisory services to support PPI - Module 2: Identifying the stages of PPI - Module 3: The role of advisors - Module 4: Defining the project and the contract - Module 5: Use of advisors for small-scale projects Volume 2: Donor agencies and the funding of PPI advisory services - Module 6: Funding agency requirements Volume 3: How to select and manage PPI advisors - Module 7: Selecting advisors - Module 8: Paying advisors for their advice - Module 9: Managing the PPI advisory services

Insider Trading, Conflicts of Interest and Chinese Walls in Multi-service Securities Firms in the United States and Germany

Insider Trading, Conflicts of Interest and Chinese Walls in Multi-service Securities Firms in the United States and Germany PDF Author: Holger Ensslin
Publisher:
ISBN:
Category :
Languages : en
Pages : 208

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Book Description


Conflicts of Interest & Chinese Walls

Conflicts of Interest & Chinese Walls PDF Author: Charles Hollander
Publisher:
ISBN: 9780421731400
Category : Chinese walls (Communication barriers)
Languages : en
Pages : 272

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Book Description
The landmark decision of the House of Lords on conflicts of interest in Bolkiah v KPMG, closely followed by the very different conflict considered in the Pinochet case have sparked off massive interest and a series of judicial decisions in this area of the law. In consequence, professionals are under increasing pressure to examine their strategies for dealing with conflicts of interest and managing client confidentiality. Each professional sector is examined in detail and advice is offered on strategies for assessing and managing conflict situations. The authors offer answers to questions such as: what is a conflict and when does it arise? What are the consequences of acting despite a conflict? How do Chinese Walls operate and when are they permissible? What are the remedies for a client when his adviser acts for the other side?