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Author: Chizu Nakajima
Publisher:
ISBN:
Category : Chinese walls (Communication barriers)
Languages : en
Pages : 270
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Book Description
(PART OF BUTTERWORTHS COMPLIANCE SERIES)Conflicts of Interest and Chinese Walls has been designed to bring you thorough yet concise coverage of the law and practice relating to the regulation of conflicts of interest, and in particular the device of Chinese walls.The work takes a practical and relevant approach in its analysis of conflicts of interest affecting financial intermediaries and other professionals operating in the financial services industry, and examines the issues of ensuring international co-ordination and dealing with regulators. The work also deals with the management of conflict, Chinese walls and other in-house procedures, together with a review of the means of addressing and resolving conflict.
Author: Chizu Nakajima
Publisher:
ISBN:
Category : Chinese walls (Communication barriers)
Languages : en
Pages : 270
Get Book Here
Book Description
(PART OF BUTTERWORTHS COMPLIANCE SERIES)Conflicts of Interest and Chinese Walls has been designed to bring you thorough yet concise coverage of the law and practice relating to the regulation of conflicts of interest, and in particular the device of Chinese walls.The work takes a practical and relevant approach in its analysis of conflicts of interest affecting financial intermediaries and other professionals operating in the financial services industry, and examines the issues of ensuring international co-ordination and dealing with regulators. The work also deals with the management of conflict, Chinese walls and other in-house procedures, together with a review of the means of addressing and resolving conflict.
Author: Charles Hollander
Publisher:
ISBN: 9780421878105
Category : Accountants
Languages : en
Pages : 350
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Book Description
The 20th edition of what aims to be the leading reference on road traffic offences covers changes such as the impact of the Powers of Criminal Courts (Sentencing) Act 2000, the Human Rights Act 1998; new breath-testing devices; and the new Magistrates' Court Sentencing Guidelines
Author:
Publisher:
ISBN:
Category : Chinese walls (Communication barriers)
Languages : en
Pages : 18
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Book Description
Author: Harry McVea
Publisher:
ISBN: 9781383014402
Category : Conflict of interests
Languages : en
Pages : 0
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Book Description
Examines how regulators ensure that the growing number of conglomerates are regulated sufficiently strongly to eradicate systemic risks and conflict of interest abuses, yet are flexible enough to allow the benefits of conglomeration to be secured. It looks particularly at the Chinese wall.
Author: Jennifer Pakula
Publisher:
ISBN:
Category : Conflict of interests
Languages : en
Pages : 20
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Book Description
Author: Charles Hollander
Publisher:
ISBN: 9780414023390
Category : Chinese walls (Communication barriers)
Languages : en
Pages : 410
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Book Description
"Conflicts of Interest provides authoritative guidance on the law relating to conflics of interest in all its dimensions, from client conflict and personal conflict to commercial and judicial conflict.
Author: Holger Ensslin
Publisher:
ISBN:
Category :
Languages : en
Pages : 208
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Book Description
Author: Dick Frase
Publisher: Sweet & Maxwell
ISBN: 0414049411
Category : Business & Economics
Languages : en
Pages : 365
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Book Description
This title examines in a practical manner the complex law and regulations that now exist in the United Kingdom, the United States of America and various other important jurisdictions concerning the concept of conflicts of interest and how the principles have been applied in the financial services industry
Author: Jennifer Payne
Publisher: Hart Publishing
ISBN: 184113340X
Category : Law
Languages : en
Pages : 194
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Book Description
This book examines the law with regard to takeovers in England and Germany and the issues arising from cross-border mergers between them.
Author: Matthew Bunting
Publisher:
ISBN:
Category : Confidential communications
Languages : en
Pages : 72
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Book Description
