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Author: Price water house Coopers
Publisher: M.E. Sharpe
ISBN: 9780765602718
Category : Business & Economics
Languages : en
Pages : 62
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Book Description
This handy index to all six Regulatory Handbooks provides a quick cross reference to the topics and regulations covered in each individual volume and increases the value of the entire series.
Author: Price water house Coopers
Publisher: M.E. Sharpe
ISBN: 9780765602718
Category : Business & Economics
Languages : en
Pages : 62
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Book Description
This handy index to all six Regulatory Handbooks provides a quick cross reference to the topics and regulations covered in each individual volume and increases the value of the entire series.
Author: American Bar Association. House of Delegates
Publisher: American Bar Association
ISBN: 9781590318737
Category : Law
Languages : en
Pages : 216
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Book Description
The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.
Author: Price Water House Coopers
Publisher: M.E. Sharpe
ISBN: 9780765602701
Category : Business & Economics
Languages : en
Pages : 158
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Book Description
Inaccurate or incomplete reporting can undermine any bank's compliance program. This is a guide through all the regulatory reports financial institutions are required to file. With special indices designed to aid in finding information quickly and efficiently, it includes new forms and reports for securities activities plus the latest on anti-boycott rules, the Bank Secrecy Act, and the Suspicious Activities Report.
Author: Price Waterhouse Coopers
Publisher: M.E. Sharpe
ISBN: 9780765602657
Category : Banks and banking
Languages : en
Pages : 184
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Book Description
The regulations governing trust departments and services continue to become more complex. The OCC rewrote Regulation 9 and savings associations are expanding their trust departments. This handbook offers the most up-to-date information on the duties and responsibilities of directors and administrators of: personal and corporate trusts; employee benefit and retirement plans; shareholder services; international trusts; trust department operations; portfolio investment and management, and trust department audits and regulatory examinations.
Author: PricewaterhouseCoopers (Firm)
Publisher: M.E. Sharpe
ISBN: 9780765602695
Category : Banking law
Languages : en
Pages : 148
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Book Description
Rapid changes are occurring in the rules governing banking securities activities. This volume guides financial institutions around the constraints on securities underwriting, brokerage activities, and trading and investments. It provides both the statutory background and the current interpretation of bank securities laws coveting underwriting, trading and dealing; mutual funds; derivative products, and overseas securities activities.
Author: Price Waterhouse Coopers
Publisher: M.E. Sharpe
ISBN: 9780765602671
Category : Banking law
Languages : en
Pages : 254
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Book Description
This is an essential tool for keeping institutions in compliance with the various consumer protection laws and regulations. It addresses all the subjects that bank examiners would review, including regulatory changes resulting from the Economic Growth and Regulatory Paperwork Reduction Act (EGRIPA) plus the latest information on: mortgage rules; the Bank Secrecy Act; consumer leasing; truth in lending requirements; fair credit reporting, and electronic transfer of funds.
Author: Christopher K. Lamont
Publisher: Routledge
ISBN: 1317114256
Category : Political Science
Languages : en
Pages : 235
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Book Description
International Criminal Justice and the Politics of Compliance provides a comprehensive study of compliance with legal obligations derived from the International Criminal Tribunal for the former Yugoslavia's (ICTY) Statute and integrates theoretical debates on compliance into international justice scholarship. Through the use of three models of compliance based on coercion, self-interest and norms, Christopher Lamont explores both the domestic politics of war crimes indictments and efforts by external actors such as the European Union, the United States and the Tribunal itself to induce compliance outcomes. He examines whether compliance outcomes do or do not translate into a changed normative understanding of international criminal justice on the part of target states.
Author: Kenneth C. Shadlen
Publisher: Oxford University Press
ISBN: 0191612278
Category : Political Science
Languages : en
Pages : 311
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Book Description
Coalitions and Compliance examines how international changes can reconfigure domestic politics. Since the late 1980s, developing countries have been subject to intense pressures regarding intellectual property rights. These pressures have been exceptionally controversial in the area of pharmaceuticals. Historically, fearing the economic and social costs of providing private property rights over knowledge, developing countries did not allow drugs to be patented. Now they must do so, an obligation with significant implications for industrial development and public health. This book analyses different forms of compliance with this new imperative in Latin America, comparing the politics of pharmaceutical patenting in Argentina, Brazil, and Mexico. Coalitions and Compliance focuses on two periods of patent politics: initial conflicts over how to introduce drug patents, and then subsequent conflicts over how these new patent systems function. In contrast to explanations of national policy choice based on external pressures, domestic institutions, or Presidents' ideological orientations, this book attributes cross-national and longitudinal variation to the ways that changing social structures constrain or enable political leaders' strategies to construct and sustain supportive coalitions. The analysis begins with assessment of the relative resources and capabilities of the transnational and national pharmaceutical sectors, and these rival actors' efforts to attract allies. Emphasis is placed on two ways that social structures are transformed so as to affect coalition-building possibilities: how exporters fearing the loss of preferential market access may be converted into allies of transnational drug firms, and differential patterns of adjustment among state and societal actors that are inspired by the introduction of new policies. It is within the changing structural conditions produced by these two processes that political leaders build coalitions in support of different forms of compliance.
Author: Walter Carlsnaes
Publisher: SAGE
ISBN: 9780761963059
Category : Political Science
Languages : en
Pages : 598
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Book Description
NEW IN PAPERBACK FEBRUARY 2005! `The most systematic and wide-ranging survey of the multi-faceted field of International Relations yet produced. It is sure to become a standard reference work and teaching text, and is unlikely to be superseded at any time in the near future. It should be considered as essential reading′ - International Affairs The Handbook of International Relations, published 2002 in hardback, quickly established itself as the benchmark volume, providing a state-of-the-art review and indispensable guide to the study of international relations. It is now released in paperback, in order to be accessible to students in classroom use. Divided into three parts, the volume reviews both the historical, philosophical, analytical and normative roots to the discipline and the key contemporary topics of research and debate today. The first part introduces the major approaches within the field and unpacks many of the on-going debates within the discipline including those between rationalist and constructivist approaches. The second part moves on to explore the key concepts and contextual factors important to the subject from concepts like the state and power, to international and transnational actors, debates around globalization, and contending feminist perspectives. The final part reviews a number of the key substantive issues in international relations and is designed to complement the analytical tools and perspectives presented in Parts I and II. Examples of the many topics included are: foreign policy; war and peace; security; nationalism and ethnicity; finance; trade; development; the environment; and human rights.
Author: United States Government Accountability Office
Publisher: Lulu.com
ISBN: 0359541828
Category : Reference
Languages : en
Pages : 88
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Book Description
Policymakers and program managers are continually seeking ways to improve accountability in achieving an entity's mission. A key factor in improving accountability in achieving an entity's mission is to implement an effective internal control system. An effective internal control system helps an entity adapt to shifting environments, evolving demands, changing risks, and new priorities. As programs change and entities strive to improve operational processes and implement new technology, management continually evaluates its internal control system so that it is effective and updated when necessary. Section 3512 (c) and (d) of Title 31 of the United States Code (commonly known as the Federal Managers? Financial Integrity Act (FMFIA)) requires the Comptroller General to issue standards for internal control in the federal government.
