Clearance and Settlement Reform

Clearance and Settlement Reform PDF Author: United States Government Accountability Office (GAO)
Publisher: Createspace Independent Publishing Platform
ISBN: 9781985615649
Category :
Languages : en
Pages : 128

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Book Description
GGD-90-33 Clearance and Settlement Reform: The Stock, Options, and Futures Markets Are Still at Risk

Clearance and Settlement Reform

Clearance and Settlement Reform PDF Author: United States Government Accountability Office (GAO)
Publisher: Createspace Independent Publishing Platform
ISBN: 9781985615649
Category :
Languages : en
Pages : 128

Get Book Here

Book Description
GGD-90-33 Clearance and Settlement Reform: The Stock, Options, and Futures Markets Are Still at Risk

Clearance and Settlement Reform

Clearance and Settlement Reform PDF Author: United States. General Accounting Office
Publisher:
ISBN:
Category : Clearing of securities
Languages : en
Pages : 128

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Book Description


Clearance and Settlement Reform--the Stock, Options, and Futures Markets are Still at Risk

Clearance and Settlement Reform--the Stock, Options, and Futures Markets are Still at Risk PDF Author: United States. General Accounting Office
Publisher:
ISBN:
Category : Clearing of securities
Languages : en
Pages : 124

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Book Description


Clearance and Settlement Reform

Clearance and Settlement Reform PDF Author:
Publisher:
ISBN:
Category :
Languages : en
Pages : 124

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Book Description


Clearance and Settlement Reform

Clearance and Settlement Reform PDF Author: United States. General Accounting Office
Publisher:
ISBN:
Category : Clearing of securities
Languages : en
Pages : 128

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Book Description


Financial Market Regulatory Reform

Financial Market Regulatory Reform PDF Author: United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance
Publisher:
ISBN:
Category : Futures market
Languages : en
Pages : 342

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Book Description


Issues Related to the Jurisdiction of the Commodity Futures Trading Commission and the Securities and Exchange Commission

Issues Related to the Jurisdiction of the Commodity Futures Trading Commission and the Securities and Exchange Commission PDF Author: United States. Congress. Senate. Committee on Agriculture, Nutrition, and Forestry
Publisher:
ISBN:
Category : Commodity exchanges
Languages : en
Pages : 210

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Book Description


Status of Open Recommendations

Status of Open Recommendations PDF Author: United States. General Accounting Office
Publisher:
ISBN:
Category : Administrative agencies
Languages : en
Pages : 344

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Book Description


Securities Firms

Securities Firms PDF Author:
Publisher: DIANE Publishing
ISBN: 9781568063294
Category :
Languages : en
Pages : 100

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Book Description
Examines the issues associated with the regulatory structure for overseeing the domestic and foreign affiliates of U.S. broker-dealers. Recommends that the SEC use its new authority under the Market Reform Act of 1990 to obtain information to evaluate the risks about unregulated financial activities of the affiliated and holding companies of U.S. securities firms and to determine the need for any further regulation of them. Graphs and charts.

Securities Firms

Securities Firms PDF Author: United States. General Accounting Office
Publisher:
ISBN:
Category : Financial services industry
Languages : en
Pages : 100

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Book Description