CFTC Policy Statement Relating to the Commission's Authority to Impose Civil Money Penalties and Futures Self-regulatory Organizations' Authority to Impose Sanctions

CFTC Policy Statement Relating to the Commission's Authority to Impose Civil Money Penalties and Futures Self-regulatory Organizations' Authority to Impose Sanctions PDF Author: United States. Commodity Futures Trading Commission
Publisher:
ISBN:
Category : Commodity exchanges
Languages : en
Pages : 16

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CFTC Policy Statement Relating to the Commission's Authority to Impose Civil Money Penalties and Futures Self-regulatory Organizations' Authority to Impose Sanctions

CFTC Policy Statement Relating to the Commission's Authority to Impose Civil Money Penalties and Futures Self-regulatory Organizations' Authority to Impose Sanctions PDF Author: United States. Commodity Futures Trading Commission
Publisher:
ISBN:
Category : Commodity exchanges
Languages : en
Pages : 16

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Money penalties securities and futures regulators collect many fines but need to better use industrywide data : report to congressional committees

Money penalties securities and futures regulators collect many fines but need to better use industrywide data : report to congressional committees PDF Author:
Publisher: DIANE Publishing
ISBN: 1428975101
Category :
Languages : en
Pages : 44

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Futures Trading Act of 1982

Futures Trading Act of 1982 PDF Author: United States. Congress. Senate. Committee on Agriculture, Nutrition, and Forestry
Publisher:
ISBN:
Category : Commodity exchanges
Languages : en
Pages : 188

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Commodity Futures Law Reporter

Commodity Futures Law Reporter PDF Author: Commerce Clearing House
Publisher:
ISBN:
Category : Commodity exchanges
Languages : en
Pages : 1604

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Reauthorization of the Commodity Futures Trading Commission

Reauthorization of the Commodity Futures Trading Commission PDF Author: United States. Congress. House. Committee on Agriculture. Subcommittee on Risk Management and Specialty Crops
Publisher:
ISBN:
Category : Political Science
Languages : en
Pages : 176

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S. 178, Reauthorization of the Commodity Futures Trading Commission

S. 178, Reauthorization of the Commodity Futures Trading Commission PDF Author: United States. Congress. Senate. Committee on Agriculture, Nutrition, and Forestry
Publisher:
ISBN:
Category : Political Science
Languages : en
Pages : 100

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Recommendations for Central Counterparties

Recommendations for Central Counterparties PDF Author: Group of Ten. Committee on Payment and Settlement Systems
Publisher:
ISBN:
Category : Clearing of securities
Languages : en
Pages : 80

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Energy Law Journal

Energy Law Journal PDF Author:
Publisher:
ISBN:
Category : Electronic journals
Languages : en
Pages : 736

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BNA's Banking Report

BNA's Banking Report PDF Author:
Publisher:
ISBN:
Category : Banking law
Languages : en
Pages : 988

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Risk-Based Capital

Risk-Based Capital PDF Author: Lawrence D. Cluff
Publisher: DIANE Publishing
ISBN: 0788186701
Category :
Languages : en
Pages : 187

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