Butterworths Securities & Financial Services Law Handbook PDF Download
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Author: Deborah A. Sabalot
Publisher:
ISBN: 9781474321013
Category : Banking law
Languages : en
Pages :
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Book Description
Author: Deborah A. Sabalot
Publisher:
ISBN: 9781474321013
Category : Banking law
Languages : en
Pages :
Get Book Here
Book Description
Author: Deborah A. Sabalot
Publisher: Butterworth-Heinemann
ISBN: 9781405747097
Category : Financial services industry
Languages : en
Pages : 3744
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Book Description
Butterworths Securities & Financial Services Law Handbook is published annually and brings together in a single volume the primary, secondary and European legislation which forms the regulatory framework For The financial services industry.
Author: Deborah A. Sabalot
Publisher: Butterworths
ISBN: 9781474324007
Category :
Languages : en
Pages : 0
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Book Description
Why should you buy Butterworths Securities and Financial Services Law Handbook 24th editionPresented across two volumes, this annual handbook brings together the primary, secondary and European legislation which forms the regulatory framework for the financial services industry. To complete this comprehensive work, lists or tables of all amending enactments are included at the beginning of each Act, statutory instrument and European Directive and Regulation.What's new?New legislation featured in the 23rd edition includes:* Financial Services and Markets Bill 2023* Economic Crime and Transparency Bill* Retained EU Law (Revocation and Reform) Bill
Author: , DEBORAH
Publisher: 2 VOL SET
ISBN: 9781474317962
Category :
Languages : en
Pages : 7552
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Book Description
Author: Deborah A. Sabalot
Publisher:
ISBN: 9781474307352
Category : Banking law
Languages : en
Pages :
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Book Description
Author: Deborah A. Sabalot
Publisher: Butterworth-Heinemann
ISBN: 9781405755771
Category : Banking law
Languages : en
Pages : 0
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Book Description
Butterworths Securities & Financial Services Law Handbook is published annually and brings together in a single volume the primary, secondary and European legislation which forms the regulatory framework for the financial services industry.
Author: Robert Baxt
Publisher: Butterworth-Heinemann
ISBN: 9780409330281
Category : Financial services industry
Languages : en
Pages : 759
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Book Description
It is a legal analysis of securities and financial services law and regulation in Australia. The book provides a comprehensive and practical treatment of the relevant parts of the Corporations Act and the Australian Securities and Investments Commission (ASIC) Act; the Australian Securities Exchange (ASX) listing and ASIC market integrity rules; ASIC policy; the market competition and future of financial advice reforms; and case law. An introductory chapter presents and overview of the development and shape of securities regulation in Australia. The balance of the work is structured into parts focussing on securities and financial product issuers, including continuous disclosure requirements, investor claims for defective disclosure and securities class actions; markets; intermediaries; and market conduct regulation.
Author: Andrew Whittaker
Publisher:
ISBN:
Category : Financial institutions
Languages : en
Pages :
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Book Description
Author: James M. Bartos
Publisher: Kluwer Law International B.V.
ISBN: 9041123628
Category : Law
Languages : en
Pages : 326
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Book Description
Capital raising, mergers and acquisitions and securities trading around the world often involve some connection with the United States and implicate the US securities laws. United States Securities Law: A Practical Guide ,offers a concise overview of US securities laws from the perspective of a non-US participant. It is written not only for lawyers but for managers, bankers and others with an interest in the topic. This new edition has been significantly updated and expanded, including for the SEC's recent offering reforms and corporate governance developments. Praise for the Second Edition: This book has been a valuable resource in effectively counselling my company in the intricacies of SEC regulation. Jim, with his many years of counselling foreign issuers out of his firms London office, writes with a perspective that is particularly relevant to the needs of foreign companies listed on US exchanges. George Miller, Executive Vice President and General Counsel, Novartis Corporation. A well written and useful primer for those looking for quick, practical answers to real life questions or who wish to understand better the background and rationale to US securities law and regulation. Leland Goss, Managing Director, Credit Suisse. This book really is a practical guide to the US securities laws. It does a great job of explaining the rules and regulations in a way that can be understood by readers that are not themselves US securities lawyers. Peter Castellon, Director andamp; Counsel, Citigroup Corporate andamp; Investment Banking.
Author: Neville Russell
Publisher: Butterworth-Heinemann
ISBN: 1483105814
Category : Business & Economics
Languages : en
Pages : 225
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Book Description
Butterworths Financial Services Compliance Manual provides a guide in implementing a form of internal control in accounting to ensure compliance with the Financial Services Act of 1986. The manual is organized into 11 parts; each part tackles a specific area of concern in the implementation of the Act. Part I covers the background of legislation and compliance procedures, and Part II discusses the importance of identifying a client. Part III talks about the conduct of business, while Part IV deals with corporate finance. The subsequent parts cover portfolio review and discretionary management. The book also covers client money regulation, and then discusses central records and control. Compliance role and complaints procedures are also discussed. The last part talks about advertising. The book will be of great use to accountants, who require references on standardized practice manual.
