Beneficial Ownership Reporting Under Section 13(d) PDF Download
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Author: James Hamilton
Publisher:
ISBN:
Category : Consolidation and merger of corporations
Languages : en
Pages : 74
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Book Description
Author: James Hamilton
Publisher:
ISBN:
Category : Consolidation and merger of corporations
Languages : en
Pages : 74
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Book Description
Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Disclosure of information
Languages : en
Pages : 256
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Book Description
Author: Thomas R. Stephens
Publisher:
ISBN: 9781633590083
Category : Disclosure of information
Languages : en
Pages :
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Book Description
... provides a comprehensive discussion of the disclosure requirements set out under [section][section] 13(d) and 13(g) of the Securities Exchange Act of 1934.
Author: Stanton P. Eigenbrodt
Publisher: Wolters Kluwer
ISBN: 0735541124
Category : Business & Economics
Languages : en
Pages : 761
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Book Description
Refers to Section 16 of the Securities Exchange Act of 1934.
Author: The Law Library
Publisher: Independently Published
ISBN: 9781794665033
Category : Law
Languages : en
Pages : 30
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Book Description
The Law Library presents the complete text of the Beneficial Ownership Reporting Requirements and Security-Based Swaps (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition). Updated as of May 29, 2018 We are readopting without change the relevant portions of Rules 13d-3 and 16a-1. Readoption of these provisions will preserve the application of our existing beneficial ownership rules to persons who purchase or sell security-based swaps after the effective date of new Section 13(o) of the Securities Exchange Act of 1934. Section 13(o) provides that a person shall be deemed a beneficial owner of an equity security based on the purchase or sale of a security-based swap only to the extent we adopt rules after making certain determinations with respect to the purchase or sale of security-based swaps. After making the necessary determinations, we are readopting the relevant portions of Rules 13d-3 and 16a-1 to confirm that, following the July 16, 2011 statutory effective date of Section 13(o), persons who purchase or sell security-based swaps will remain within the scope of these rules to the same extent as they are now. This ebook contains: - The complete text of the Beneficial Ownership Reporting Requirements and Security-Based Swaps (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition) - A dynamic table of content linking to each section - A table of contents in introduction presenting a general overview of the structure
Author: Thomas R. Stephens
Publisher:
ISBN: 9781558713475
Category : Disclosure of information
Languages : en
Pages :
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Book Description
... provides a comprehensive discussion of the disclosure requirements set out under [section][section] 13(d) and 13(g) of the Securities Exchange Act of 1934.
Author: Asian Development Bank
Publisher: Asian Development Bank
ISBN: 9292698664
Category : Business & Economics
Languages : en
Pages : 155
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Book Description
This publication examines beneficial ownership transparency in nine countries in Asia and the Pacific and explains how overcoming hurdles to ensure the full disclosure of company ownership is key to cracking down on crime and corruption. Focusing on countries including Armenia, Mongolia, and the Philippines, it offers a breakdown of relevant international standards and details challenges related to accurate data verification, collection, and disclosure. It highlights best practices, provides practical recommendations, and shows why a multipronged approach to cross-checking ownership information can help reduce money laundering, terrorism financing, tax evasion, and other economic crimes.
Author:
Publisher:
ISBN:
Category :
Languages : en
Pages : 61
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Book Description
Author: Arnold S. Jacobs
Publisher:
ISBN:
Category : Securities fraud
Languages : en
Pages : 1012
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Book Description
Author: David Burton
Publisher:
ISBN:
Category :
Languages : en
Pages : 10
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Book Description
The 115th Congress is seriously considering imposing a beneficial ownership reporting regime on American businesses and other entities -- including charities and churches. The legislation would create a large compliance burden on businesses with 20 or fewer employees (the only non-exempt category) and would create as many as one million inadvertent felons. Religious organizations, charities, and other exempt entities and their employees would be subject to fines and imprisonment unless they file the proper certification of exemption with the Financial Crimes Enforcement Network. The rules are easily and lawfully avoided by the sophisticated -- and would do virtually nothing to achieve their stated aim of protecting society from terrorism or other forms of illicit finance. Furthermore, the vast majority of the information that the proposed reporting regime would obtain is already provided to the Internal Revenue Service (IRS). Allowing the IRS to share this information with the Treasury Department's Financial Crimes Enforcement Network would better meet the needs of law enforcement by providing more comprehensive information and better enforcement than would the proposed reporting regime.
