Banking and the Financial Services Act PDF Download
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Author: William Blair
Publisher: Butterworth-Heinemann
ISBN:
Category : Law
Languages : en
Pages : 440
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Book Description
Author: William Blair
Publisher: Butterworth-Heinemann
ISBN:
Category : Law
Languages : en
Pages : 440
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Book Description
Author: Richard Scott Carnell
Publisher: Aspen Publishers
ISBN: 9780735552852
Category : Banking law
Languages : en
Pages : 0
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Book Description
The Fourth Edition revision of The Law of Banking and Financial Institutions brings exciting renovations to a classic casebook. Comprehensive updating is just the beginning. The authors have expanded the old structure to include more coverage of nonbank financial institutions, such as insurance companies and mutual funds. Other topics have been reorganized to reflect modern trends. Visual aids¿virtual windows, for visual learners¿have been added to clarify concepts and reinforce text. And finally, engaging problem exercises have been added to create a more dynamic learning environment. Tried-and-true features of The Law of Banking and Financial Institutions: clear, concise explanations that simplify and clarify a complex field of law lively and interesting note material and provocative discussion questions careful selection and judicious editing of cases fun problem sets, at graduating levels of difficulty, that reinforce concepts and give students practice applying law to specific facts critical analysis of the unifying features of each topic from an economic perspective complete, up-to-date, and detailed Teacher's Manual Featured in the Fourth Edition: coverage of nonbank financial institutions, such as insurance companies and mutual funds expanded and updated treatment of bank/nonbank combinations under the Gramm-Leach-Bliley Act unified organization of financial institutions, rather than focusing on depository institutions separately generous use of tables to clarify concepts and promote understanding additional problem sets that illustrate the application of the specific rules in each chapter, with answers in the Teacher's Manual If you haven't seen the Fourth Edition, you haven't seen The Law of Banking and Financial Institutions. Come take a look at the expanded coverage, updated organization, problem sets, examples, and visual aids that constitute an important renovation of this classic edifice.
Author: Lissa Lamkin Broome
Publisher: West Academic Publishing
ISBN:
Category : Business & Economics
Languages : en
Pages : 676
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Book Description
Author: United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on International Development, Finance, Trade, and Monetary Policy
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 292
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Book Description
Author: United States. Congress. House. Committee on Banking and Financial Services
Publisher:
ISBN:
Category : Banking law
Languages : en
Pages : 344
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Book Description
Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Publisher:
ISBN:
Category : Banks and banking, American
Languages : en
Pages : 122
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Book Description
Author: Mohd Johan Lee
Publisher:
ISBN: 9789674008123
Category :
Languages : en
Pages :
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Book Description
Author: Michael P. Malloy
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 768
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Book Description
The latest edition of this casebook on banking and financial services regulation takes a problem-oriented approach to the subject. With its focus on the interactions and crossovers within the financial services industry, it gives students and professors an opportunity to explore the issues that are defining regulation in this area. Malloy covers supervision and regulation of the full range of the depository institutions industry -- commercial banks, savings associations, and credit unions -- as well as the intersection of this industry with securities and insurance. The book contains over 300 detailed problems and notes that are accessible yet challenging. The problems and notes have beeb repeatedly tested and refined over the course of twenty years of intensive teaching at five different schools. Malloy has included an extensive bibliography keyed to the subject matter of each chapter. The book works extremely well as a casebook for a standard course in financial services regulation and as a basic reading and resource text for an advanced seminar. A teacher's manual is available.
Author: Andrew Haynes
Publisher: Bloomsbury Publishing
ISBN: 1526517795
Category : Law
Languages : en
Pages : 510
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Book Description
A comprehensive guide to the rules and regulations that govern the UK financial services industry, providing: - Analysis of the various laws and regulations and how they impact on customer relations and retail products - An outline of the protection given to clients' money and the functioning of the prudential requirements - An explanation of the rationale and operation of enforcement procedures - Details of requirements as they apply to professionals who engage in financial services activities as an incidental part of their professional activities - A consideration of recently implemented EU initiatives The fifth edition has been fully updated in line with the post-EU regime and in addition includes updates to: - the new investments and investment activities and the FCA rules and their impact - the FCA authorisation procedures and their impact - the approved persons regime - the rules and, in particular, their applications in relation to retail products and customer relations - the rules in relation to professionals as well as coverage of: - the EU Market Abuse Regulation - 4th and 5th Money Laundering Directives in their UK form including additional examples of enforcement actions and prosecutions and the lessons to be learned - new case law in relation to enforcement and the lessons learned Covering the latest developments, this valuable text is set out in the context of common practice and is indispensable for those working within or otherwise associated with the financial services industry, namely lawyers, compliance officers, auditors, financial advisers, consultants, academics and students.
Author: Lissa L. Broome
Publisher: West Academic Publishing
ISBN: 9780314281425
Category :
Languages : en
Pages : 0
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Book Description
The 2012 Edition contains the major chapters of title 12 of the United States Code covering the National Bank Act, the Federal Reserve Act, the Federal Deposit Insurance Corporation Act, and the Bank Holding Company Act. The supplement reflects the changes made by the Dodd-Frank Act. Additions made by Dodd-Frank to existing statutory provisions are underlined so the reader may easily locate the Dodd-Frank changes. In addition, the each statutory provision includes a citation to the section of Dodd-Frank which amends it. New statutory provisions of Dodd-Frank codified in Chapter 53 of Title 12 (including provisions relating to the FSOC, CFPB, and the Orderly Liquidation Authority) are included as well. Relevant provisions of the Securities Exchange Act, federal provisions relating to insurance, and the Gramm-Leach-Bliley Acts provisions related to privacy are also included. Excerpts from the New York banking statutes provide a sample of state regulation of banking. The supplement also contains selected regulatory provisions from the Comptroller of the Currency, the Federal Reserve System Board of Governors, and the Federal Deposit Insurance Corporation.
