The Law and Regulation of Financial Institutions

The Law and Regulation of Financial Institutions PDF Author: Milton R. Schroeder
Publisher:
ISBN: 9780769878799
Category : Banking law
Languages : en
Pages : 0

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The Law and Regulation of Financial Institutions

The Law and Regulation of Financial Institutions PDF Author: Milton R. Schroeder
Publisher:
ISBN: 9780769878799
Category : Banking law
Languages : en
Pages : 0

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Banking and Financial Services Law

Banking and Financial Services Law PDF Author: Michael P. Malloy
Publisher:
ISBN: 9780890896136
Category :
Languages : en
Pages :

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Book Description
The third edition of Banking and Financial Services Law is extensively recast in light of the significant restructuring of financial services regulation as a result of the enactment of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. The casebook takes a fully integrated, problem-oriented approach to the subject. With its focus on the interactions and crossovers within the financial services industry, it offers students and professors an opportunity to explore the issues that are redefining law and regulation in this area. It covers supervision and regulation of the full range of the depository institutions industry -- commercial banks, savings associations, credit unions, and other financial services firms including securities and insurance companies. The book contains over 460 detailed problems and notes that are accessible yet challenging. The problems and notes have been repeatedly tested and refined over the course of almost thirty years of intensive teaching at five different schools. Malloy has included an extensive bibliography keyed to the subject matter of each chapter. The book is designed to serve either as a casebook for a standard course in financial services regulation or as a basic reading-and-resource text for an advanced seminar. A Statutory Supplement is available, and an electronic Teacher's Manual offers hand-in-hand guidance to the themes and issues covered by the casebook and detailed practical explanations of every problem and note.

Consumer Financial Services Answer Book (2015 Edition)

Consumer Financial Services Answer Book (2015 Edition) PDF Author: Richard E. Gottlieb
Publisher:
ISBN: 9781402422614
Category : Class actions (Civil procedure)
Languages : en
Pages : 1222

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Banking and Financial Services

Banking and Financial Services PDF Author: Melanie L. Fein
Publisher: Aspen Publishers
ISBN: 0735561486
Category : Business & Economics
Languages : en
Pages : 1224

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Book Description
For banks, insurance companies and securities firms preparing to capitalize on the rapidly accelerating trend towards financial services convergence, the possibilities are virtually endless. This book provides coverage of essential financial services regulation. It offers red flags pinpointing regulatory obstacles and pitfalls.

The Law of Financial Services Groups

The Law of Financial Services Groups PDF Author: Charles H. R. Morris
Publisher: Oxford University Press, USA
ISBN: 9780198844655
Category : Law
Languages : en
Pages : 0

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Book Description
Most legal text books and practitioners' guides focus on the impact of financial services law and regulation as applicable to individual legal entities: the application of such law and regulation on a group basis is often a cursory afterthought, or neglected altogether. This book reverses the balance. It is the first book to fully and systematically address how groups of businesses within the financial services sector are regulated. It starts with the company law and corporate insolvency law foundations and how they are established and formed into groups. It then builds up through prudential regulation and resolution-driven principles, focusing on such how regulations apply and operate at a consolidated group and sub-group level, to the structural responses from firms and counter-responses from legislators and regulators. This new work also considers the tensions that arise from the conflicts between authorities and legal systems on a cross-border basis, and between the formal legal system and the powers and agendas of the regulators. In its final section, the book applies the principles explored in previous sections to a wide range of transaction types. The book covers intragroup transactions, and the role that regulation plays requiring and restricting the movement of financial resources around groups. It is up-to-date as at April 2019, marking the culmination of over 10 years of intense regulatory change, addresses UK ring-fencing rules and EU and US intermediate parent undertaking requirements, and considers the impact of Brexit and the EU banking reform/risk reduction package.

Banking Law: New York Banking Law

Banking Law: New York Banking Law PDF Author: New York (State)
Publisher:
ISBN:
Category : Banking law
Languages : en
Pages : 578

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European Banking and Financial Law

European Banking and Financial Law PDF Author: Matthias Haentjens
Publisher: Routledge
ISBN: 1317483073
Category : Law
Languages : en
Pages : 295

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Book Description
In recent decades, the volume of EU legislation on financial law has increased exponentially. Banks, insurers, pension funds, investment firms and other financial institutions all are increasingly subject to European regulatory rules, as are day to day financial transactions. Serving as a comprehensive and authoritative introduction to European banking and financial law, the book is organized around the three economic themes that are central to the financial industry: (i) financial markets; (ii) financial institutions; and (iii) financial transactions. It covers not only regulatory law, but also commercial law that is relevant for the most important financial transactions. It also explains the most important international standard contracts such as LMA loan contracts and the GMRA repurchase agreements. Covering a broad range of aspects of financial law from a European perspective, it is essential reading for students of financial law and European regulation.

A Guide to Banking and Financial Services Law and Regulation

A Guide to Banking and Financial Services Law and Regulation PDF Author:
Publisher:
ISBN:
Category : Banking law
Languages : en
Pages : 876

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European Banking and Financial Services Law

European Banking and Financial Services Law PDF Author: Boris Bartels
Publisher: Uitgeverij Larcier
ISBN: 9782804436933
Category : Law
Languages : en
Pages : 416

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Book Description
The initiative to improve the level of integration in banking and financial services law within the European Union, ongoing since the end of the seventies, has been largely successful. About 90% of the national laws regarding financial services are based on European law. The fourth edition of “European Banking and Financial Services Law”, published by the European Association of Public Banks (EAPB) in co-operation with Editions Larcier, is a practical guide to the entire field of EU law in this area. The book approaches the financial subjects thematically. For each of the distinct areas of practice it offers a concise summary and the respective legislative history of the applicable law, pending legislation as well as issues under discussion. A CD Rom enclosed with this book provides the full official versions of all Directives and Regulations published by the European Union in the fields of banking and financial services. The European Association of Public Banks (EAPB) represents the interest of various public banks, funding agencies and associations of public banks throughout Europe, which together represents some 100 public financial institutions. The latter have a combined balance sheet total of about EUR 3.500 billion. The EAPB 's specialised lawyers and economists monitor the European legislation monitor order to provide its member banks with information on EU financial law. Thanks to the co-operation with Editons Larcier, the EAPB's expertise is now at the disposal of a large public.

The Law of Financial Services

The Law of Financial Services PDF Author: Harvey L. Pitt
Publisher:
ISBN:
Category : Banking law
Languages : en
Pages : 1398

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