The Regulation of Futures Contract Innovations in the United States

The Regulation of Futures Contract Innovations in the United States PDF Author: Ronald W. Anderson
Publisher:
ISBN:
Category : Commodity exchanges
Languages : en
Pages : 96

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The Regulation of Futures Contract Innovations in the United States

The Regulation of Futures Contract Innovations in the United States PDF Author: Ronald W. Anderson
Publisher:
ISBN:
Category : Commodity exchanges
Languages : en
Pages : 96

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Regulatory Structure in Futures Markets

Regulatory Structure in Futures Markets PDF Author: Edward J. Kane
Publisher:
ISBN:
Category :
Languages : en
Pages : 33

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Book Description
This paper studies competition among alternative regulatory bodies for authority over innovative financial contracts. In the United States, this rivalry embraces not only the Commodity Futures Trading Commission and the Securities and Exchange Commission, but state and federal deposit-institution regulators and various private regulatory cooperatives. From a political perspective, multipleregulators develop as a way of formally providing ongoing protection for the interests of diverse political constituencies. But from an economic perspective,competition resulting from overlaps in regulatory responsibility establishes an evolutionary mechanism for adapting regulatory structures to technological and regulation-induced innovation. Using both perspectives, this paper explains how interaction between governmental regulatory agencies and self-regulatory cooperatives produces more-efficient regulatory structures over time.The study also seeks to catalog the particular costs and benefits that may be associated with the regulatory tools used to control futures and securities markets(e.g., broker and trader registration, disclosure requirements, margin requirements,and contract-approval processes) and with changes in the distribution of jurisdiction over these tools. The analysis seeks to clarify the tradeoff between the perceived probability of various problems of market performance (e.g., contract nonperformance, widespread financial instability, and activities such as price manipulation by which corrupt or sophisticated operators separate naive investors from their wealth) and the implicit and explicit cost of reducing this probability.

Securities and Futures

Securities and Futures PDF Author: United States. General Accounting Office
Publisher:
ISBN:
Category : Capital market
Languages : en
Pages : 128

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Managing Climate Risk in the U.S. Financial System

Managing Climate Risk in the U.S. Financial System PDF Author: Leonardo Martinez-Diaz
Publisher: U.S. Commodity Futures Trading Commission
ISBN: 057874841X
Category : Science
Languages : en
Pages : 196

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Book Description
This publication serves as a roadmap for exploring and managing climate risk in the U.S. financial system. It is the first major climate publication by a U.S. financial regulator. The central message is that U.S. financial regulators must recognize that climate change poses serious emerging risks to the U.S. financial system, and they should move urgently and decisively to measure, understand, and address these risks. Achieving this goal calls for strengthening regulators’ capabilities, expertise, and data and tools to better monitor, analyze, and quantify climate risks. It calls for working closely with the private sector to ensure that financial institutions and market participants do the same. And it calls for policy and regulatory choices that are flexible, open-ended, and adaptable to new information about climate change and its risks, based on close and iterative dialogue with the private sector. At the same time, the financial community should not simply be reactive—it should provide solutions. Regulators should recognize that the financial system can itself be a catalyst for investments that accelerate economic resilience and the transition to a net-zero emissions economy. Financial innovations, in the form of new financial products, services, and technologies, can help the U.S. economy better manage climate risk and help channel more capital into technologies essential for the transition. https://doi.org/10.5281/zenodo.5247742

Futures Trading Practices Act of 1991--S. 207

Futures Trading Practices Act of 1991--S. 207 PDF Author: United States. Congress. Senate. Committee on Agriculture, Nutrition, and Forestry
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 868

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Global Trends 2040

Global Trends 2040 PDF Author: National Intelligence Council
Publisher: Cosimo Reports
ISBN: 9781646794973
Category :
Languages : en
Pages : 158

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Book Description
"The ongoing COVID-19 pandemic marks the most significant, singular global disruption since World War II, with health, economic, political, and security implications that will ripple for years to come." -Global Trends 2040 (2021) Global Trends 2040-A More Contested World (2021), released by the US National Intelligence Council, is the latest report in its series of reports starting in 1997 about megatrends and the world's future. This report, strongly influenced by the COVID-19 pandemic, paints a bleak picture of the future and describes a contested, fragmented and turbulent world. It specifically discusses the four main trends that will shape tomorrow's world: - Demographics-by 2040, 1.4 billion people will be added mostly in Africa and South Asia. - Economics-increased government debt and concentrated economic power will escalate problems for the poor and middleclass. - Climate-a hotter world will increase water, food, and health insecurity. - Technology-the emergence of new technologies could both solve and cause problems for human life. Students of trends, policymakers, entrepreneurs, academics, journalists and anyone eager for a glimpse into the next decades, will find this report, with colored graphs, essential reading.

Reauthorization of the Commodity Futures Trading Commission

Reauthorization of the Commodity Futures Trading Commission PDF Author: United States. Congress. House. Committee on Agriculture. Subcommittee on Risk Management, Research, and Specialty Crops
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 344

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Modernizing the U.S. Financial Regulatory System

Modernizing the U.S. Financial Regulatory System PDF Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Publisher:
ISBN:
Category : Financial crises
Languages : en
Pages : 404

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Reauthorization of the Commodity Futures Trading Commission

Reauthorization of the Commodity Futures Trading Commission PDF Author: United States. Congress. House. Committee on Agriculture. Subcommittee on General Farm Commodities and Risk Management
Publisher:
ISBN:
Category : Political Science
Languages : en
Pages : 288

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Factors Affecting U.S. International Competitiveness

Factors Affecting U.S. International Competitiveness PDF Author: United States. Congress. House. Committee on Ways and Means
Publisher:
ISBN:
Category : Balance of trade
Languages : en
Pages : 1114

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Book Description