The Evolution of Disclosure Regulation by the Securities and Exchange Commission

The Evolution of Disclosure Regulation by the Securities and Exchange Commission PDF Author: David S. Ruder
Publisher:
ISBN:
Category : Disclosure of information
Languages : en
Pages : 428

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The Evolution of Disclosure Regulation by the Securities and Exchange Commission

The Evolution of Disclosure Regulation by the Securities and Exchange Commission PDF Author: David S. Ruder
Publisher:
ISBN:
Category : Disclosure of information
Languages : en
Pages : 428

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Book Description


Disclosure Guidelines for State and Local Government Securities

Disclosure Guidelines for State and Local Government Securities PDF Author: Government Finance Officers Association
Publisher: Municipal Finance Officers
ISBN: 9780891251514
Category : Disclosure in accounting
Languages : en
Pages :

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Report of the Advisory Committee on Corporate Disclosure to the Securities and Exchange Commission

Report of the Advisory Committee on Corporate Disclosure to the Securities and Exchange Commission PDF Author: United States. Advisory Committee on Corporate Disclosure
Publisher:
ISBN:
Category : Corporations
Languages : en
Pages : 894

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The Transformation of Wall Street

The Transformation of Wall Street PDF Author: Joel Seligman
Publisher: Wolters Kluwer Law & Business
ISBN:
Category : Business & Economics
Languages : en
Pages : 968

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Book Description
Since 1977, "The Transformation of Wall Street" has offered an in-depth look at the history of the SEC's origins, accomplishments, and failings since its creation in 1934. This updated third edition continues the history until 2001, the end of Arthur Levitt's Chairmanship, with a treatment of auditing issues through the enactment of the Sarbanes-Oxley Act .

The SEC and Corporate Disclosure

The SEC and Corporate Disclosure PDF Author: Homer Kripke
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 400

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Book Description
"The protection of vulnerable adults is a fast emerging area of work for local authorities, the NHS and other agencies. Safeguarding Vulnerable Adults and the Law, sets this within a comprehensive legal framework. The relevant law and guidance is extensive. It includes Department of Health guidance (No Secrets), human rights, the regulation of health and social care providers, the barring of carers from working with vulnerable adults, care standards tribunal cases, mental capacity, undue influence, assault, battery, wilful neglect, ill treatment, manslaughter, murder, theft, fraud, sexual offences, data protection and the sharing of information." "The book focuses on how these areas of law apply to vulnerable adults, and brings together an extensive body of case law to illustrate this. Also covered is how local authorities and the NHS may themselves be implicated in the harm - through abuse, neglect or omission - suffered by vulnerable adults. For example, in terms of the gross lapses in standards of care, infection control, nutrition and basic dignity sometimes to be found in hospitals." --Book Jacket.

The Economics and Politics of Accounting

The Economics and Politics of Accounting PDF Author: Christian Leuz
Publisher: OUP Oxford
ISBN: 0191536830
Category : Business & Economics
Languages : en
Pages : 434

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Book Description
Accounting and the role of accountants has permeated the modern societies. For the most part we have accepted the impartiality and objectivity of accounting and not recognized how accounting systems are embedded in a country's economic and legal framework, much of which is in turn shaped by political processes. This web of interactions results in complex economic and political questions which require accounting researchers to focus on several related trends: information economics, regulatory economics, sociology, and political science. Although considerable progress has been made in the field of accounting, many fundamental questions are still subject to debate. In this book leading international scholars address a number of important questions: · What is the role of accounting in security valuation, decision making and contracting? · What can we learn from economics-based research in accounting? · What is the role of auditing and how can accounting standards be enforced? · What are the cost and benefits of accounting and disclosure regulation? · What is the role of accounting in society? · How does lobbying affect the political process of standard setting? · What are the consequences of the internationalization of standard setting? This seminal book will be of interest to academics, researchers, and graduate students of Accounting, Finance, Business Studies, Sociology, and Political Economy.

The SEC and the Public Interest

The SEC and the Public Interest PDF Author: Susan M. Phillips
Publisher: MIT Press (MA)
ISBN: 9780262661768
Category : Business & Economics
Languages : en
Pages : 190

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Book Description
An insightful look at the changing role and reputation of the Securities Exchange Commission since its foundation in 1934.

U.S. Regulation of the International Securities and Derivatives Markets

U.S. Regulation of the International Securities and Derivatives Markets PDF Author:
Publisher: Aspen Law & Business Publishers
ISBN:
Category : Business & Economics
Languages : en
Pages : 254

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Securities Regulation

Securities Regulation PDF Author: Louis Loss
Publisher: Aspen Publishers
ISBN:
Category : Business & Economics
Languages : en
Pages : 820

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Book Description
"The universally acknowledged work Securities Regulation is of immense day-to-day value to the practitioner. The authors' analysis of all relevant statutes plus thousands of cases, SEC administrative decisions and letters definitively clarifies such questions as: When does a note fall within the definition of a "security" How have the courts altered the express civil liability provisions of the federal securities laws? Can the SEC impose additional ten-day suspensions on trading without notice? Does scienter include reckless as well as intentional conduct? And countless others, so that you're almost sure to find coverage of the "small point" on which your case may turn."--Publisher's website.

Report of the Task Force on Disclosure

Report of the Task Force on Disclosure PDF Author:
Publisher:
ISBN:
Category : Confidential communications
Languages : en
Pages : 68

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Book Description