Guide to Clearance & Settlement

Guide to Clearance & Settlement PDF Author: Virginia B. Morris
Publisher: Lightbulb Press, Inc.
ISBN: 1933569980
Category : Capital market
Languages : en
Pages : 35

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Book Description
"An overview of The Depository Trust & Clearing Corporation (DTCC), whose sophisticated infrastructure and risk management systems provide essential services to US and global capital markets. The guide explains clearing, netting, and settling - the essential elements of post-trade processing - and the role of a central counterparty in ensuring completion of equity and fixed-income transactions. It looks, as well, at the increasing number of solutions DTCC provides for financial firms at home and around the world"--P. [4] of cover.

Guide to Clearance & Settlement

Guide to Clearance & Settlement PDF Author: Virginia B. Morris
Publisher: Lightbulb Press, Inc.
ISBN: 1933569980
Category : Capital market
Languages : en
Pages : 35

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Book Description
"An overview of The Depository Trust & Clearing Corporation (DTCC), whose sophisticated infrastructure and risk management systems provide essential services to US and global capital markets. The guide explains clearing, netting, and settling - the essential elements of post-trade processing - and the role of a central counterparty in ensuring completion of equity and fixed-income transactions. It looks, as well, at the increasing number of solutions DTCC provides for financial firms at home and around the world"--P. [4] of cover.

Guide to Clearance & Settlement

Guide to Clearance & Settlement PDF Author: Lightbulb Press
Publisher:
ISBN: 9781933569215
Category :
Languages : en
Pages :

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Book Description
An in-depth look at DTCC, including its role in the capital markets, its structure, and it's offerings and services.

Banking Law: New York Banking Law

Banking Law: New York Banking Law PDF Author: New York (State)
Publisher:
ISBN:
Category : Banking law
Languages : en
Pages : 578

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Book Description


Accounting Guide

Accounting Guide PDF Author: AICPA
Publisher: John Wiley & Sons
ISBN: 1948306662
Category : Business & Economics
Languages : en
Pages : 464

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Book Description
It is critical to understand the complexities of the specialized accounting and regulatory requirements needed for the broker-dealer industry. This comprehensive guide has been designed to be beneficial for a wide range of professionals within the broker-dealer industry. Updates to this edition are to conform the content to current accounting standards and regulatory requirements. The updates include: SEC Release No. 34-86073, Amendment to Single Issuer Exemption for Broker-Dealers; ASU No. 2018-09, Codification Improvements; and, SEC Release Nos. 33-10532; 34-83875; IC-33203, Disclosure Update and Simplification. In addition, this edition features a new example disclosure note for revenue from contracts with customers, which has been added to the guide's illustrative financial statements and footnote disclosures.

The Depository Trust Company

The Depository Trust Company PDF Author: William T Dentzer, Jr
Publisher: YBK Publishers, Inc.
ISBN: 0980050855
Category : Clearing of securities
Languages : en
Pages : 98

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Book Description
The Depository Trust Company reports the early 1970s origin and evolution of The Depository Trust Company (DTC), the world's largest securities depository, and how it became the basis of The Depository Trust & Clearing Corporation (DTCC) in 1999. It describes the basic policies and company culture of DTC and DTCC and shows how these organizations made the clearance and settlement of virtually all trades in U.S. equity, corporate debt, and municipal securities more accurate and less costly, obliterating through automation the conditions that created the Wall Street "paperwork crisis" of the late 1960s.

Life Cycle of a Security

Life Cycle of a Security PDF Author: Virginia B. Morris
Publisher: Lightbulb Press, Inc.
ISBN: 0982907524
Category : Business & Economics
Languages : en
Pages : 40

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Book Description


Crisis and Response

Crisis and Response PDF Author: Federal Deposit Insurance Corporation
Publisher:
ISBN: 9780966180817
Category :
Languages : en
Pages :

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Book Description
Crisis and Response: An FDIC History, 2008¿2013 reviews the experience of the FDIC during a period in which the agency was confronted with two interconnected and overlapping crises¿first, the financial crisis in 2008 and 2009, and second, a banking crisis that began in 2008 and continued until 2013. The history examines the FDIC¿s response, contributes to an understanding of what occurred, and shares lessons from the agency¿s experience.

Government Code

Government Code PDF Author: Texas
Publisher:
ISBN:
Category : Local government
Languages : en
Pages : 556

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Book Description


Recordkeeping for Timely Deposit Insurance Determination (Us Federal Deposit Insurance Corporation Regulation) (Fdic) (2018 Edition)

Recordkeeping for Timely Deposit Insurance Determination (Us Federal Deposit Insurance Corporation Regulation) (Fdic) (2018 Edition) PDF Author: The Law The Law Library
Publisher: Createspace Independent Publishing Platform
ISBN: 9781727544718
Category :
Languages : en
Pages : 66

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Book Description
Recordkeeping for Timely Deposit Insurance Determination (US Federal Deposit Insurance Corporation Regulation) (FDIC) (2018 Edition) The Law Library presents the complete text of the Recordkeeping for Timely Deposit Insurance Determination (US Federal Deposit Insurance Corporation Regulation) (FDIC) (2018 Edition). Updated as of May 29, 2018 The FDIC is adopting a final rule to facilitate prompt payment of FDIC-insured deposits when large insured depository institutions fail. The final rule requires each insured depository institution that has two million or more deposit accounts to (1) configure its information technology system to be capable of calculating the insured and uninsured amount in each deposit account by ownership right and capacity, which would be used by the FDIC to make deposit insurance determinations in the event of the institution's failure, and (2) maintain complete and accurate information needed by the FDIC to determine deposit insurance coverage with respect to each deposit account, except as otherwise provided. This book contains: - The complete text of the Recordkeeping for Timely Deposit Insurance Determination (US Federal Deposit Insurance Corporation Regulation) (FDIC) (2018 Edition) - A table of contents with the page number of each section

SEC Docket

SEC Docket PDF Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 1284

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Book Description