A Guide to Risk Based Internal Audit System in Banks PDF Download
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Author: CA Shiva Chaudhari
Publisher: Notion Press
ISBN: 1947498657
Category : Business & Economics
Languages : en
Pages : 273
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Book Description
There are many literatures on banking, banking laws, internal audit system and their applications in the banking sector, with each book focusing on a specific area. A Guide to Risk-Based Internal Audit System in Banks covers everything about banks, their operations, business, compliances and areas to be covered in risk-based audits and audit processes, in the form of guidance. This book will help company managements to implement the internal audit system in banks and at the same time, it explains the role and responsibilities of internal auditors whether in-house or outsourced. Why this book? v Written in simple and clear language using appropriate flowcharts and diagrams v Focuses on practical aspects of internal audit system in banks v Explains the evolution of the banking sector from traditional to modern v Explains laws governing the banking sector in India v Provides practical guidance on auditing each areas of banking operations and the assets and liabilities based on risk v Serves as a guide to auditors, students, academicians and bankers to understand and apply the risk-based internal audit concept in banks
Author: CA Shiva Chaudhari
Publisher: Notion Press
ISBN: 1947498657
Category : Business & Economics
Languages : en
Pages : 273
Get Book Here
Book Description
There are many literatures on banking, banking laws, internal audit system and their applications in the banking sector, with each book focusing on a specific area. A Guide to Risk-Based Internal Audit System in Banks covers everything about banks, their operations, business, compliances and areas to be covered in risk-based audits and audit processes, in the form of guidance. This book will help company managements to implement the internal audit system in banks and at the same time, it explains the role and responsibilities of internal auditors whether in-house or outsourced. Why this book? v Written in simple and clear language using appropriate flowcharts and diagrams v Focuses on practical aspects of internal audit system in banks v Explains the evolution of the banking sector from traditional to modern v Explains laws governing the banking sector in India v Provides practical guidance on auditing each areas of banking operations and the assets and liabilities based on risk v Serves as a guide to auditors, students, academicians and bankers to understand and apply the risk-based internal audit concept in banks
Author: Jun Dai
Publisher: Emerald Group Publishing
ISBN: 1787431738
Category : Business & Economics
Languages : en
Pages : 185
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Book Description
Split into six parts, contributors explore ways to integrate Audit Analytics techniques into existing audit programs for the financial industry. Chapters include topics such as fraud risks in the credit card sector, clustering techniques, fraud and anomaly detection, and using Audit Analytics to assess risk in the lawsuit and payment processes.
Author: Anthony Ciliberti
Publisher:
ISBN: 9780791323243
Category :
Languages : en
Pages :
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Book Description
Author: Mr.Atilla Arda
Publisher: International Monetary Fund
ISBN: 1484375505
Category : Business & Economics
Languages : en
Pages : 42
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Book Description
This paper takes stock of external audit arrangements at central banks. Its focus is on the annual audit of central bank financial statements, as well as legal and institutional measures that support audit quality and independence. The paper outlines good practices in these areas and provides a summary of actual practices observed based on a review of audited financial statements and central bank legislation. While the audit frameworks for central banks differ depending on their legal and institutional circumstances, central banks’ external audits increasingly follow international standards. Most of them are audited by auditors with international affiliations and embrace modern governance structures that provide for audit oversight. However, the paper also notes that a sizeable number of central banks do not publish the audit results in a timely manner, which leaves room for improvement in transparency practices.
Author: Sahan Malakar
Publisher: Independently Published
ISBN: 9781797837802
Category : Business & Economics
Languages : en
Pages : 72
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Book Description
This book is a practical guide about how to do revenue audit at branches of banks. This book elaborates methods to detect revenue leakage/short recovery at branches of bank. Detection of revenue leakage is an important part of concurrent audit in banks. This book will be very helpful doing concurrent audits in banks also. It consists of 62 practical examples which will be very helpful for auditors to understand how to find out revenue leakage. This book will also be very helpful for bank/financial institution employees to detect revenue losses and maximize income of their branches. This book focuses on practical case studies instead of theoretical approach, so it will be beneficial for auditors to use discussed methods during branch audit. Topics covered in the book-1) Review Charges, 2) Calculation of review Charges, 3) Inspection Charges, 4) Processing Charges, 5) Commitment Charges, 6) Mortgage Creation Charges, 7) Substitution of Title Deed, 8) Interest Rate, 9) Modification Charges, 10) Deviation Charges, 11) Revalidation of Sanction Charges, 12) Escrow A/c and Retention A/c Opening & Operating Charges, 13) Agreement in Principle, 14) Interchangeability, 15) TOD Charges, 16) Guarantee Commission, 17)Penal Interest, 18) Solvency Certificate, 19) LC Commission, 20) Deposit.
Author: Charles Hall
Publisher:
ISBN: 9780578519739
Category :
Languages : en
Pages :
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Book Description
This book assists auditors in planning, performing, and completing audit engagements. It is designed to make auditing more easily understandable.
Author: Maire Loughran
Publisher: John Wiley & Sons
ISBN: 0470530715
Category : Business & Economics
Languages : en
Pages : 397
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Book Description
The easy way to master the art of auditing Want to be an auditor and need to hone your investigating skills? Look no further. This friendly guide gives you an easy-to-understand explanation of auditing — from gathering financial statements and accounting information to analyzing a client's financial position. Packed with examples, it gives you everything you need to ace an auditing course and begin a career today. Auditing 101 — get a crash course in the world of auditing and a description of the types of tasks you'll be expected to perform during a typical day on the job It's risky business — find out about audit risk and arm yourself with the know-how to collect the right type of evidence to support your decisions Auditing in the real world — dig into tons of sample business records to perform your first audit Focus on finances — learn how both ends of the financial equation — balance sheet and income statement — need to be presented on your client's financial statements Seal the deal — get the lowdown on how to wrap up your audit and write your opinion After the audit — see the types of additional services that may be asked of you after you've issued your professional opinion
Author: Bloomsbury Publishing
Publisher: Bloomsbury Publishing
ISBN: 9354353835
Category : Law
Languages : en
Pages : 1184
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Book Description
A Corporate Professional is required to equip himself with regard to corporate compliances on day- to-day basis. There are number of compliances which are required to be complied with depending on the event , whether it is incorporation / conversion / change , etc., not only from Company Law point of view but also from SEBI Regulations point of view (in case of a listed company). To assist the professional in this endeavour, this book is yet another attempt to provide all related procedures at one place along with the resolutions to make it handy and easy to use. The Book has been divided into two parts. Division-I contains Company Law Procedures of more than 115 events. Each procedure has been divided into following heads: - Applicable Section of the Companies Act, 2013 - Applicable Company Rule - Applicable Regulation in case of listed company - SEBI (Listing Obligations and Disclosure Requirements ) Regulations, 2015 - Synopsis (giving background of the section of the Companies Act, 2013) - Procedure (step by step, including various Government approvals and filing of Forms, etc.) - Compliance by a listed company in accordance with SEBI (LODR ) Regulations, 2015 - Draft Board resolutions - Draft General Meeting resolutions (Special/Ordinary resolution) Division-II contains updated Company Rules as issued by the Ministry of Corporate Affairs from time to time and which are referred under various procedures of the Book.
Author: Basu
Publisher: Pearson Education India
ISBN: 9788177581782
Category : Auditing
Languages : en
Pages : 632
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Book Description
Author: Asian Development Bank
Publisher: Asian Development Bank
ISBN: 9292692097
Category : Computers
Languages : en
Pages : 78
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Book Description
This cloud audit toolkit is designed to support the work of financial regulators in developing member countries of the Asian Development Bank. It aims to assist and accelerate the uptake of cloud computing technologies and digital tools to improve the efficiency and efficacy of financial regulators' work processes. Drawing on existing practices observed by leading regulators from across the globe, the toolkit provides a comprehensive framework for improving supervisory work processes. It also includes a checklist to help regulators conduct an initial review of their existing oversight mechanisms.
