Sixth Report of the Securities Industry Conference on Arbitration

Sixth Report of the Securities Industry Conference on Arbitration PDF Author: Securities Industry Conference on Arbitration
Publisher:
ISBN:
Category : Arbitration and award
Languages : en
Pages : 13

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Sixth Report of the Securities Industry Conference on Arbitration

Sixth Report of the Securities Industry Conference on Arbitration PDF Author: Securities Industry Conference on Arbitration
Publisher:
ISBN:
Category : Arbitration and award
Languages : en
Pages : 13

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Book Description


Fifth Report of the Securities Industry Conference on Arbitration

Fifth Report of the Securities Industry Conference on Arbitration PDF Author: Securities Industry Conference on Arbitration
Publisher:
ISBN:
Category : Arbitration and award
Languages : en
Pages : 52

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Tenth Report of the Securities Industry Conference on Arbitration

Tenth Report of the Securities Industry Conference on Arbitration PDF Author: Securities Industry Conference on Arbitration
Publisher:
ISBN:
Category : Arbitration and award
Languages : en
Pages : 52

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Twelfth report

Twelfth report PDF Author: Securities Industry Conference on Arbitration
Publisher:
ISBN:
Category : Arbitration and award
Languages : en
Pages : 86

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Report No. 8 - Securities Industry Conference on Arbitration

Report No. 8 - Securities Industry Conference on Arbitration PDF Author: Securities Industry Conference on Arbitration
Publisher:
ISBN:
Category : Dispute resolution (Law)
Languages : en
Pages : 29

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Fourth Report of the Securities Industry Conference on Arbitration

Fourth Report of the Securities Industry Conference on Arbitration PDF Author: Securities Industry Conference on Arbitration
Publisher:
ISBN:
Category : Arbitration and award
Languages : en
Pages :

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Final report

Final report PDF Author: Securities Industry Conference on Arbitration
Publisher:
ISBN:
Category : Arbitration and award
Languages : en
Pages : 8

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Report #8

Report #8 PDF Author: Securities Industry Conference on Arbitration
Publisher:
ISBN:
Category : Arbitration and award
Languages : en
Pages : 29

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Perceptions of Fairness of Securities Arbitration

Perceptions of Fairness of Securities Arbitration PDF Author: Jill Gross
Publisher:
ISBN:
Category :
Languages : en
Pages : 0

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Book Description
This Report to the Securities Industry Conference on Arbitration (SICA) documents the results of the authors' empirical study, through a one-time mailed survey, of survey participants' perceptions of fairness of securities Self-Regulatory Organization (SRO) arbitrations involving customers. The survey was designed to assess participants' perceptions of the: (1) fairness of the SRO arbitration process; (2) competence of arbitrators to resolve investors' disputes with their broker-dealers; (3) fairness of SRO arbitration as compared to their perceptions of fairness in securities litigation in similar disputes; and (4) fairness of the outcome of arbitrations. We conclude that survey participants have divided views about the fairness of securities arbitration based on their most recent experience with the process. When asked about their overall impressions of securities arbitraiton, survey participants were more negative. For almost every question in the survey, statistical analysis reveals that customers have a more negative perception of the process than non-customers. Part I of this report provides an Executive Summary of our findings. Part II details the Background of the survey's development. Part III describes the Methodologies and Procedures we implemented to conduct the survey. Part IV identifies the Error Structure potentially contained in our methodologies. Part V contains our Findings as to each survey question, including, for many questions, breakdowns that isolate responses of customers only and compares them to all other categories of survey participants, as well as comparisons of regional differences among survey participants. We conclude in Part VI by noting the complexities of the findings.

Model Rules of Professional Conduct

Model Rules of Professional Conduct PDF Author: American Bar Association. House of Delegates
Publisher: American Bar Association
ISBN: 9781590318737
Category : Law
Languages : en
Pages : 216

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Book Description
The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.