Sixteenth Annual Institute on Securities Regulation in Europe

Sixteenth Annual Institute on Securities Regulation in Europe PDF Author:
Publisher:
ISBN: 9781402428197
Category : Banks and banking
Languages : en
Pages : 1563

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Book Description

Sixteenth Annual Institute on Securities Regulation in Europe

Sixteenth Annual Institute on Securities Regulation in Europe PDF Author:
Publisher:
ISBN: 9781402428197
Category : Banks and banking
Languages : en
Pages : 1563

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Book Description


PLI's Annual Institute on Securities Regulation in Europe

PLI's Annual Institute on Securities Regulation in Europe PDF Author:
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 1216

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Book Description


Annual Institute on Securities Regulation

Annual Institute on Securities Regulation PDF Author:
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 432

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Book Description


Proceedings of the Annual Institute on Securities Laws and Regulations

Proceedings of the Annual Institute on Securities Laws and Regulations PDF Author:
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 424

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Book Description


EU Administrative Governance

EU Administrative Governance PDF Author: Herwig C.H. Hofmann
Publisher: Edward Elgar Publishing
ISBN: 1845429966
Category : Political Science
Languages : en
Pages : 635

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Book Description
This book is a unique contribution to the understanding of the reality of government and governance in the European Union.

U.S. Regulation of the International Securities and Derivatives Markets

U.S. Regulation of the International Securities and Derivatives Markets PDF Author:
Publisher: Aspen Law & Business Publishers
ISBN:
Category : Business & Economics
Languages : en
Pages : 254

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Book Description


Whistleblowers

Whistleblowers PDF Author: Frederick D. Lipman
Publisher: John Wiley & Sons
ISBN: 1118094034
Category : Business & Economics
Languages : en
Pages : 288

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Book Description
Solid guidance for managing whistleblower policies in light of the new Dodd-Frank Act provisions In July 2010, President Obama signed the Dodd-Frank Wall Street Reform and Consumer Protection Act that greatly expanded whistleblower bounties in connection with violations of federal securities laws, including the Foreign Corrupt Practices Act. Discussing business protection strategies and best practices in dealing with whistleblowers, Whistleblowers will appeal to board members, executives, corporate compliance personnel, attorneys for whistleblowers and defense attorneys, as well as potential employee whistleblowers. Case studies of GlaxoSmithKline, Pfizer and other high profile whistleblower incidences Examines new Dodd-Frank incentives to whistleblowers Recommends best practices for corporations in light of new whistleblowing incentives Explores other federal and state statutory incentives to whistleblowing Timely and comprehensive, Whistleblowers emphasizes the disincentives to whistleblowing, reviewing the academic studies of whistleblowers with the idea of developing best practices in working with whistleblowers.

Recommendations for Central Counterparties

Recommendations for Central Counterparties PDF Author: Group of Ten. Committee on Payment and Settlement Systems
Publisher:
ISBN:
Category : Clearing of securities
Languages : en
Pages : 80

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Book Description


The EU Maritime Safety Policy and International Law

The EU Maritime Safety Policy and International Law PDF Author: Henrik Ringbom
Publisher: BRILL
ISBN: 9047444965
Category : Law
Languages : en
Pages : 620

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Book Description
This book offers a comprehensive international law analysis of the European Union’s maritime safety legislation. This is a relatively novel field of activity of the EU, but its development has been very rapid. Since 1993, over 40 acts of EU law have been adopted, dealing with a variety of subjects, such as port State control, classification societies, vessel traffic management, ship construction, environmental protection and pollution sanctions. This legislation is analysed from the point of international law, notably the law of the sea and the international maritime conventions. Regional legislation in a field that is traditionally regulated primarily by means of international conventions is bound to create tensions with the related international conventions and with well-established principles of international law. This study assesses how the EU has acted as a flag State, port State and coastal State and measures the trends in this development against the international legal framework. More detailed legal analyses are offered for specific aspects of EU legislation that are considered to be particularly interesting from an international law point of view. The relationship between EU law and international law within the internal EU legal system is also analysed from the specific perspective of maritime safety law.

Corporate Governance in Global Capital Markets

Corporate Governance in Global Capital Markets PDF Author: Janis Sarra
Publisher: UBC Press
ISBN: 0774840501
Category : Law
Languages : en
Pages : 399

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Book Description
The recent failures of Enron, WorldCom, and other large publicly traded corporations have catapulted the issue of corporate governance onto the international stage. In this timely book, Janis Sarra draws together the work of legal scholars and practitioners from across North America to provide a comprehensive analysis of corporate governance issues in global capital markets. The contributors to this collection explore the theoretical underpinnings of corporate governance and provide concrete illustration of different models and their outcomes. While the perspectives of the authors sometimes differ, their common project is to explore different normative conceptions of the corporation in order to contribute to an analysis of global trends in corporate governance.