SIE Exam Study Guide 2020: Your Complete Guide to Passing the SIE Exam PDF Download
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Author: Ann M. Griffith
Publisher:
ISBN: 9780578661889
Category : Study Aids
Languages : en
Pages : 352
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Book Description
UPDATED CONTENT FOR 2020! Your complete guide to passing FINRA's SIE Exam! Created by two finance industry veterans with more than 40 years of combined experience, this comprehensive SIE Exam study guide contains: 19 individual chapters that thoroughly covers all SIE Exam content and corresponds directly to the SIE Exam outline created by FINRA: * educational, summary figures & tables spread throughout the SIE Exam study guide to help summarize important content; * end of chapter quizzes with answer explanations that test your knowledge of the SIE prep content covered in each chapter; * practice exams with answer explanations to help simulate the actual SIE Exam; *links to FINRA's SIE practice exam and content outline; * sourced content for additional focused review, and * training videos are available on our YouTube channel. The SIE Professor course includes a full array of effective text-based reading, end-of-chapter quizzes, supplemental training materials, and practice tests. Put SIE Professor's actionable knowledge and in-depth training to work for you to prepare for the SIE Exam. Content covered in the SIE Exam Study Guide includes regulatory agencies - SEC, FINRA, MSRB, various security types (equity, debt, options, and mutual funds), Initial Public Offerings, business cycle, monetary policy, college savings accounts, investment risks, order and trading strategies, investment returns, corporate actions, dividends, types of accounts, anti-money laundering, privacy rules, communication standards, prohibited activities (insider trading, market manipulation), continuing education, registration requirements, employee conduct, gifts and entertainment, and political contributions. Choose SIE Professor for your financial securities training and learn from experts who know what you need to succeed. Why purchase SIE Professor's SIE Exam Study Guide? * The financial securities industry is competitive. Passing the SIE Exam sets you apart from other candidates and demonstrates your commitment to bring current, relevant, actionable knowledge to your position. Also, it shows you can pass securities industry exams that will be required throughout your career. * Authors have over 40 years of relevant industry experience. Developed by Eric Field and Ann Griffith, leading financial securities industry experts, SIE Professor is based on a wealth of expertise and remains on the pulse of the financial securities industry. Rules, regulations, tax laws, and industry standards are updated as changes occur. SIE Professor's founders and program developers have passed numerous FINRA and MSRB licensing exams and incorporated the key components to prepare for and pass complex exams in this results-focused program. SIE Professor provides what you need to launch your vibrant career in the financial securities industry. For more information about SIE Professor, visit our website at SIEProfessor.com. To access our supplementary SIE Exam focused videos, visit our YouTube Channel.
Author: Ann M. Griffith
Publisher:
ISBN: 9780578661889
Category : Study Aids
Languages : en
Pages : 352
Get Book Here
Book Description
UPDATED CONTENT FOR 2020! Your complete guide to passing FINRA's SIE Exam! Created by two finance industry veterans with more than 40 years of combined experience, this comprehensive SIE Exam study guide contains: 19 individual chapters that thoroughly covers all SIE Exam content and corresponds directly to the SIE Exam outline created by FINRA: * educational, summary figures & tables spread throughout the SIE Exam study guide to help summarize important content; * end of chapter quizzes with answer explanations that test your knowledge of the SIE prep content covered in each chapter; * practice exams with answer explanations to help simulate the actual SIE Exam; *links to FINRA's SIE practice exam and content outline; * sourced content for additional focused review, and * training videos are available on our YouTube channel. The SIE Professor course includes a full array of effective text-based reading, end-of-chapter quizzes, supplemental training materials, and practice tests. Put SIE Professor's actionable knowledge and in-depth training to work for you to prepare for the SIE Exam. Content covered in the SIE Exam Study Guide includes regulatory agencies - SEC, FINRA, MSRB, various security types (equity, debt, options, and mutual funds), Initial Public Offerings, business cycle, monetary policy, college savings accounts, investment risks, order and trading strategies, investment returns, corporate actions, dividends, types of accounts, anti-money laundering, privacy rules, communication standards, prohibited activities (insider trading, market manipulation), continuing education, registration requirements, employee conduct, gifts and entertainment, and political contributions. Choose SIE Professor for your financial securities training and learn from experts who know what you need to succeed. Why purchase SIE Professor's SIE Exam Study Guide? * The financial securities industry is competitive. Passing the SIE Exam sets you apart from other candidates and demonstrates your commitment to bring current, relevant, actionable knowledge to your position. Also, it shows you can pass securities industry exams that will be required throughout your career. * Authors have over 40 years of relevant industry experience. Developed by Eric Field and Ann Griffith, leading financial securities industry experts, SIE Professor is based on a wealth of expertise and remains on the pulse of the financial securities industry. Rules, regulations, tax laws, and industry standards are updated as changes occur. SIE Professor's founders and program developers have passed numerous FINRA and MSRB licensing exams and incorporated the key components to prepare for and pass complex exams in this results-focused program. SIE Professor provides what you need to launch your vibrant career in the financial securities industry. For more information about SIE Professor, visit our website at SIEProfessor.com. To access our supplementary SIE Exam focused videos, visit our YouTube Channel.
Author: Test Prep Books
Publisher: Test Prep Books
ISBN: 9781628452426
Category :
Languages : en
Pages : 124
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Book Description
Test Prep Books' SIE Exam Prep 2021 and 2022: SIE Study Guide with Practice Test Questions for the FINRA Securities Industry Essentials Exam [4th Edition Book] Made by Test Prep Books experts for test takers trying to achieve a great score on the Series SIE exam. This comprehensive study guide includes: Quick Overview Find out what's inside this guide! Test-Taking Strategies Learn the best tips to help overcome your exam! Introduction Get a thorough breakdown of what the test is and what's on it! Knowledge of Capital Markets Understanding Products and Their Risks Trading, Customers Accounts, and Prohibited Activities Overview of Regulatory Framework Practice Questions Practice makes perfect! Detailed Answer Explanations Figure out where you went wrong and how to improve! Studying can be hard. We get it. That's why we created this guide with these great features and benefits: Comprehensive Review: Each section of the test has a comprehensive review created by Test Prep Books that goes into detail to cover all of the content likely to appear on the test. Practice Test Questions: We want to give you the best practice you can find. That's why the Test Prep Books practice questions are as close as you can get to the actual Series SIE test. Answer Explanations: Every single problem is followed by an answer explanation. We know it's frustrating to miss a question and not understand why. The answer explanations will help you learn from your mistakes. That way, you can avoid missing it again in the future. Test-Taking Strategies: A test taker has to understand the material that is being covered and be familiar with the latest test taking strategies. These strategies are necessary to properly use the time provided. They also help test takers complete the test without making any errors. Test Prep Books has provided the top test-taking tips. Customer Service: We love taking care of our test takers. We make sure that you interact with a real human being when you email your comments or concerns. Anyone planning to take this exam should take advantage of this Test Prep Books study guide. Purchase it today to receive access to: Series SIE review materials Series SIE practice questions Test-taking strategies
Author: Series 7 Exam Prep Review Team
Publisher: Test Prep Books
ISBN: 9781628454871
Category :
Languages : en
Pages : 200
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Book Description
Series 7 Study Guide: Test Prep Manual & Practice Exam Questions for the FINRA Series 7 Licence Exam Developed for test takers trying to achieve a passing score on the Series 7 exam, this comprehensive study guide includes: -Quick Overview -Test-Taking Strategies -Introduction to the Series 7 Exam -Regulatory Requirements -Knowledge of Investor Profile -Opening and Maintaining Customer Accounts -Business Conduct Knowledge & Suitable Recommendations -Orders and Transactions in Customer Accounts -Professional Conduct and Ethical Considerations -Primary Marketplace -Secondary Marketplace -Principal Factors Affecting Securities, Markets, and Prices -Analysis of Securities and Markets -Equity Securities -Debt Securities -Packaged Securities and Managed Investments -Options -Retirement Plans -Custodial, Edcation, and Health Savings -Practice Questions -Detailed Answer Explanations Each section of the test has a comprehensive review that goes into detail to cover all of the content likely to appear on the Series 7 exam. The practice test questions are each followed by detailed answer explanations. If you miss a question, it's important that you are able to understand the nature of your mistake and how to avoid making it again in the future. The answer explanations will help you to learn from your mistakes and overcome them. Understanding the latest test-taking strategies is essential to preparing you for what you will expect on the exam. A test taker has to not only understand the material that is being covered on the test, but also must be familiar with the strategies that are necessary to properly utilize the time provided and get through the test without making any avoidable errors. Anyone planning to take the Series 7 exam should take advantage of the review material, practice test questions, and test-taking strategies contained in this study guide.
Author: Steven M. Rice
Publisher: John Wiley & Sons
ISBN: 111973651X
Category : Study Aids
Languages : en
Pages : 384
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Book Description
SLAY the SIE—and score that top job! That securities job of your dream looks pretty sweet, but one little thing stands in your way: the Securities Industry Essentials (SIE) exam. The high fail rate for first- and second-time test-takers can be intimidating, but you can avoid it! Pass the exam and get straight to work on the series level top-off exams—and your career. All you need is this handy guide and the practice that comes with it! Securities Industry Essentials Exam For Dummies has you covered in every conceivable way so you can knock out the SIE with no trouble at all—the first time. This book takes you from basic security investments to options and customer care and includes chapter quizzes, in-text and online practice tests, and advice on starting out in the industry. Take 4 full-length practice tests in the book and online Prep yourself to the max Avoid common exam pitfalls Kickstart your career In this field, results are what it’s all about, starting now. Passing with a high score vastly increases your chances of getting to the top. Why leave it to chance? Score this book now and score big in the future!
Author: Matthew Lanni
Publisher: Apex Test Prep
ISBN: 9781637758656
Category :
Languages : en
Pages : 192
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Book Description
APEX Test Prep's SIE Exam Prep 2021 and 2022: Security Industry Essentials Study Guide Book with 3 Practice Tests [3rd Edition] APEX Test Prep believes that preparing for the Series SIE exam shouldn't be harder than the test itself. To that end, we pack our products with everything you need. This includes testing tips, clear instruction, comprehensive material, practice questions, and detailed answer explanations. We want you to succeed. Get a copy of our APEX Test Prep Series SIE study guide to get access to: Test-Taking Tips: We give you the best practice when taking exams to help you pass with confidence. These APEX Test Prep tips help you get inside the minds of the test creators and help you make educated guesses when you get stumped. Introduction Get a thorough breakdown of what the test is and what's on it! Detailed Review, Practice Questions, and Answer Explanations for the following subjects: -Knowledge of Capital Markets: Regulatory Entities, Agencies, and Market Participants, Market Structure, Economic Factors, and Offerings -Understanding Products and Their Risks: Products and Investment Risks -Understanding Trading, Customer Accounts and Prohibited Activities: Trading, Settlement and Corporate Actions, Customer Accounts and Compliance Considerations, and Prohibited Activities -Overview of the Regulatory Framework: SRO Regulatory Requirements for Associated Persons, and Employee Conduct and Reportable Events Disclaimer: The Financial Industry Regulatory Authority (FINRA) does not endorse this product nor is FINRA affiliated in any way with the owner or any content related to this website. Straightforward Instruction: APEX Test Prep introduces all of our Series SIE test prep material in a manner that is easy to understand for you to use on test day. Comprehensive Series SIE Study Material: Our APEX Test Prep team compiles all the information that could be covered by your exam into this prep study guide. We make sure you are properly prepared for any question. Practice Test Questions: Test out your skills and evaluate your readiness. The questions written by APEX Test Prep are as close as possible to the questions found in actual tests. You're training with the pros! Detailed Answer Explanations: Every practice test comes with an in-depth answer key. Nothing is worse than missing a question and not knowing why. These APEX Test Prep explanations show you where you went wrong. Now, you can avoid making the same mistake on the actual exam. Get the experts of APEX Test Prep on your side. You don't want to miss out on this top-notch material. Life can be difficult. Test prep doesn't have to be.
Author: Harriette Lanzer
Publisher: Hodder Education
ISBN: 1510475141
Category : Study Aids
Languages : en
Pages : 268
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Book Description
Send students into their exam with the confidence to aim for their best with this formula for effective and structured revision including guidance that helps students practice vocabulary, grammar and all four skills. - Enable students to avoid misconceptions with common mistakes highlighted throughout - Build students' vocabulary and grammar knowledge with recaps for each topic - Develop students' reading, listening, speaking and writing skills through short questions for every topic - Allow students to identify areas for improvement with sample answers and commentary for exam-style questions throughout - Prepare students for the exam with extra exam-style questions to try at the back, plus revision tips throughout - Allow students to mark their own responses using the answers in the back of the book
Author: Brian W. Stewart
Publisher: Barrons Educational Services
ISBN: 1438012969
Category : Study Aids
Languages : en
Pages : 648
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Book Description
Always study with the most up-to-date prep! Look for PSAT/NMSQT Study Guide, 2023: 4 Practice Tests + Comprehensive Review + Online Practice, ISBN 9781506280110, on sale June 7, 2022. Publisher’s Note: Products purchased from third-party sellers are not guaranteed by the publisher for quality, authenticity, or access to any online entitles included with the product.
Author: Jürgen Deters
Publisher: Walter de Gruyter GmbH & Co KG
ISBN: 3110981173
Category : Business & Economics
Languages : en
Pages : 662
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Book Description
Human decisions, especially in management and personnel selection, are based on making judgments about people analytically and intuitively. Yet in business and scientific contexts, judgments are expected to be based on a rational analysis rather than intuitions or emotions. Intuition is often seen as something mystical that should not be trusted and thus eliminated from human decision-making. Our empirical and theoretical research shows that this is impossible when people are dealing with people. Instead, intuitions and emotions have significant power in the decision-making process. Neuroscience even shows that humans are incapable of switching off their emotions or intuitions when making decisions. Therefore, intuition and emotions as evolutionary achievements of human beings should be looked at more closely to use the wisdom they offer. This book provides an insight into the current state of research on rational-analytical procedures in personnel selection and complements this with research on intuitions and emotions in personnel diagnostics. By integrating scientifically verifiable rational-analytical decision-making procedures with the inner experiential knowledge of people, this book bridges two complementary ways of recognizing and making good decisions. It demonstrates how intuitions are developed and used in different fields of practice and cultures and how scientific research results from rational-analytical and intuitive-emotional selection procedures are successfully integrated by practitioners.
Author: Drozdstoy Stoyanov
Publisher: Springer Nature
ISBN: 1071632302
Category : Medical
Languages : en
Pages : 275
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Book Description
This volume looks at the latest advancements in imaging neuroscience methods using magnetic resonance imaging (MRI) and electroencephalography (EEG) to study the healthy and diseased brain. The chapters in this book are organized into five parts. Parts One and Two cover an introduction to this field and the latest use of molecular models. Part Three explores neurophysiological methods for assessment, such as quantitative EEG and event-related potentials. Part Four discusses the advances and innovations made in computational anatomy, and Part Five addresses the challenges faced by researchers prior to the computational neuroscience to find wider translational applications in the field of psychiatry and mental health. In the Neuromethods series style, chapters include the kind of detail and key advice from the specialists needed to get successful results in your laboratory. Cutting-edge and comprehensive, Computational Neuroscience is a valuable tool for researchers in the psychiatry and mental health fields who want to learn more about ways to incorporate computational approaches into utility and validity of clinical methods.
Author: James Willing
Publisher:
ISBN:
Category : Newspapers
Languages : en
Pages :
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Book Description
