Short-sale Regulation of NASDAQ Securities PDF Download
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Author: Irving M. Pollack
Publisher:
ISBN:
Category : Over-the-counter markets
Languages : en
Pages : 92
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Book Description
Author: Irving M. Pollack
Publisher:
ISBN:
Category : Over-the-counter markets
Languages : en
Pages : 92
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Book Description
Author: United States. Congress. House. Committee on Government Operations. Commerce, Consumer, and Monetary Affairs Subcommittee
Publisher:
ISBN:
Category : Consumer protection
Languages : en
Pages : 1358
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Book Description
Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 116
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Book Description
Author: United States. Congress. House. Committee on the Judiciary
Publisher:
ISBN:
Category : Short selling (Securities)
Languages : en
Pages : 164
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Book Description
Author: Robert Irving Warshow
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 230
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Book Description
Author: Ian Ramsay
Publisher:
ISBN:
Category :
Languages : en
Pages : 0
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Book Description
Short selling constitutes a significant portion of total sales of exchange traded securities in the United States. Articles in the Securities Regulation Law Journal have outlined the recommendations of the House Committee on Government Operations in its report titled "Short-Selling Activity in the Stock Market: Market Effects and the Need for Regulation (Part 1)". In this brief article, I argue that two issues have been inadequately addressed by the House Committee. First, the House Committee assumes that short selling is undertaken by investors seeking to profit from a decline in stock prices. Based on this assumption, the House Committee recommends increased disclosure obligations with respect to short selling. However, what is missing from the House Committee Report is an analysis of the economic literature on short selling. Much of this literature demonstrates that short selling is undertaken for a number of reasons and that short selling undertaken for the purposes of speculation constitutes only a portion of total short selling. Second, the House Committee endorses the uptick rule applicable to short selling and recommends the uptick rule be extended to apply to NASDAQ trading. Again, the House Committee does not acknowledge the existence of economic literature which challenges the assumptions underlying the uptick rule.
Author: Merritt B. Fox
Publisher: Columbia University Press
ISBN: 023154393X
Category : Business & Economics
Languages : en
Pages : 612
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Book Description
The U.S. stock market has been transformed over the last twenty-five years. Once a market in which human beings traded at human speeds, it is now an electronic market pervaded by algorithmic trading, conducted at speeds nearing that of light. High-frequency traders participate in a large portion of all transactions, and a significant minority of all trade occurs on alternative trading systems known as “dark pools.” These developments have been widely criticized, but there is no consensus on the best regulatory response to these dramatic changes. The New Stock Market offers a comprehensive new look at how these markets work, how they fail, and how they should be regulated. Merritt B. Fox, Lawrence R. Glosten, and Gabriel V. Rauterberg describe stock markets’ institutions and regulatory architecture. They draw on the informational paradigm of microstructure economics to highlight the crucial role of information asymmetries and adverse selection in explaining market behavior, while examining a wide variety of developments in market practices and participants. The result is a compelling account of the stock market’s regulatory framework, fundamental institutions, and economic dynamics, combined with an assessment of its various controversies. The New Stock Market covers a wide range of issues including the practices of high-frequency traders, insider trading, manipulation, short selling, broker-dealer practices, and trading venue fees and rebates. The book illuminates both the existing regulatory structure of our equity trading markets and how we can improve it.
Author: United States. General Accounting Office
Publisher:
ISBN:
Category : NASDAQ (Computer network)
Languages : en
Pages : 24
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Author:
Publisher: Aspen Law & Business Publishers
ISBN:
Category : Business & Economics
Languages : en
Pages : 254
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Book Description
Author: United States. Congress. House. Committee on Interstate and Foreign Commerce
Publisher:
ISBN:
Category : Stock exchanges
Languages : en
Pages : 1106
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