Author: Mark R. Gillen
Publisher:
ISBN: 9780779891450
Category : Securities
Languages : en
Pages : 1101
Book Description
Securities Regulation in Canada
Canadian Securities Regulation
Author: David L. Johnston
Publisher:
ISBN: 9780433461227
Category : Corporations
Languages : en
Pages :
Book Description
Publisher:
ISBN: 9780433461227
Category : Corporations
Languages : en
Pages :
Book Description
Securities Law in Canada
Author: M. G. Condon
Publisher:
ISBN: 9781772550672
Category :
Languages : en
Pages :
Book Description
Publisher:
ISBN: 9781772550672
Category :
Languages : en
Pages :
Book Description
Annotated Ontario Securities Act
Author: Philip Petraglia
Publisher:
ISBN: 9780920767146
Category : Securities
Languages : en
Pages :
Book Description
Publisher:
ISBN: 9780920767146
Category : Securities
Languages : en
Pages :
Book Description
Securities Law and Practice
Author: Victor P. Alboini
Publisher:
ISBN:
Category : Securities
Languages : en
Pages :
Book Description
Publisher:
ISBN:
Category : Securities
Languages : en
Pages :
Book Description
International Securities Regulation
Author: Robert C. Rosen
Publisher:
ISBN: 9780379208252
Category : International finance
Languages : en
Pages : 0
Book Description
Definitive and comprehensive, International Securities Regulation is the first treatise on international securities with translations of laws and regulations of 30 jurisdictions entirely in English. This seven-volume set encompasses the complete range of securities topics, including legal systems, securities regulatory schemes, descriptions of public securities markets, and discussions of those regulations regarding substantive securities matters. Lawyers, regulators, and professionals with first-hand, day-to-day experience have written commentary for each jurisdiction. Commentary focuses on each country's legal system, public securities markets, security regulations and implementations, and recent trends and developments.
Publisher:
ISBN: 9780379208252
Category : International finance
Languages : en
Pages : 0
Book Description
Definitive and comprehensive, International Securities Regulation is the first treatise on international securities with translations of laws and regulations of 30 jurisdictions entirely in English. This seven-volume set encompasses the complete range of securities topics, including legal systems, securities regulatory schemes, descriptions of public securities markets, and discussions of those regulations regarding substantive securities matters. Lawyers, regulators, and professionals with first-hand, day-to-day experience have written commentary for each jurisdiction. Commentary focuses on each country's legal system, public securities markets, security regulations and implementations, and recent trends and developments.
Securities Litigation and Enforcement
Author: Joseph Groia
Publisher:
ISBN: 9780779800032
Category : Securities
Languages : en
Pages : 511
Book Description
Publisher:
ISBN: 9780779800032
Category : Securities
Languages : en
Pages : 511
Book Description
Corporate Finance and the Securities Laws
Author: Charles J. Johnson
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 1154
Book Description
The highly anticipated Third Edition of Corporate Finance & the Securities Laws is a fully updated version of this classic work by two premier experts in the world of corporate finance. The book explains the legal environment in which capital markets transactions take place as well as explaining the transactions themselves and how professionals can manage the transaction and get it done. Some highlights in the Third Edition are: Underwriting practices the registration and distribution process Private placements Shelf registrations International finance Commercial paper Innovative financial products and asset-backed securities the Third Edition also includes updates on many important developments in corporate finance, including: New standards for IPO allocations the reduced role of analysts in securities offerings driven by reforms separating the interaction of research analysts And The investment bankers who bring in new business an updated look at MD&A (Management Discussion & Analysis) A new chapter focusing on asset-backed securities Sarbanes-Oxley's effects on disclosure requirements and due diligence the growing trend of On-line offerings Dealing with 'gun-jumping' problems Electronic delivery of offering documents New emphasis on financial statement due diligence New NASD corporate financing rule New NASD rule on retention of new issues (formerly the 'hot issue' rule) Exiting the SEC reporting system Innovative financing techniques And The Commodity Futures Modernization Act of 2000 Short sales and equity derivatives Innovations in convertible, exchangeable and equity-linked securities Amended Rule 10b-18 and more
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 1154
Book Description
The highly anticipated Third Edition of Corporate Finance & the Securities Laws is a fully updated version of this classic work by two premier experts in the world of corporate finance. The book explains the legal environment in which capital markets transactions take place as well as explaining the transactions themselves and how professionals can manage the transaction and get it done. Some highlights in the Third Edition are: Underwriting practices the registration and distribution process Private placements Shelf registrations International finance Commercial paper Innovative financial products and asset-backed securities the Third Edition also includes updates on many important developments in corporate finance, including: New standards for IPO allocations the reduced role of analysts in securities offerings driven by reforms separating the interaction of research analysts And The investment bankers who bring in new business an updated look at MD&A (Management Discussion & Analysis) A new chapter focusing on asset-backed securities Sarbanes-Oxley's effects on disclosure requirements and due diligence the growing trend of On-line offerings Dealing with 'gun-jumping' problems Electronic delivery of offering documents New emphasis on financial statement due diligence New NASD corporate financing rule New NASD rule on retention of new issues (formerly the 'hot issue' rule) Exiting the SEC reporting system Innovative financing techniques And The Commodity Futures Modernization Act of 2000 Short sales and equity derivatives Innovations in convertible, exchangeable and equity-linked securities Amended Rule 10b-18 and more
Prospectus Exemptions
Author: Québec (Province). Autorité des marchés financiers
Publisher:
ISBN: 9782550478829
Category : Communication in financial institutions
Languages : en
Pages :
Book Description
Publisher:
ISBN: 9782550478829
Category : Communication in financial institutions
Languages : en
Pages :
Book Description
Securities Law
Author: Jeffrey G. MacIntosh
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 434
Book Description
Canadian securities law comprises a unique mix of enduring basic principles and constantly-changing technical details. This new book provides a solid introduction to both; it looks at securities law topics--including definitions, the public and exempt markets for securities, insider trading, and continuous disclosure--and larger public policy issues.
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 434
Book Description
Canadian securities law comprises a unique mix of enduring basic principles and constantly-changing technical details. This new book provides a solid introduction to both; it looks at securities law topics--including definitions, the public and exempt markets for securities, insider trading, and continuous disclosure--and larger public policy issues.