Securities Law Administration, Litigation, and Enforcement

Securities Law Administration, Litigation, and Enforcement PDF Author: Franklin E. Gill
Publisher:
ISBN: 9780897076357
Category : Business & Economics
Languages : en
Pages : 554

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Securities Law Administration, Litigation, and Enforcement

Securities Law Administration, Litigation, and Enforcement PDF Author: Franklin E. Gill
Publisher:
ISBN: 9780897076357
Category : Business & Economics
Languages : en
Pages : 554

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Book Description


Global Securities Litigation and Enforcement

Global Securities Litigation and Enforcement PDF Author: Pierre-Henri Conac
Publisher: Cambridge University Press
ISBN: 1108577423
Category : Law
Languages : en
Pages : 1363

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Book Description
Global Securities Litigation and Enforcement provides a clear and exhaustive description of the national regime for the enforcement of securities legislation in cases of misrepresentation on financial markets. It covers 29 jurisdictions worldwide, some of them are important although their law is not well known. It will be an invaluable resource for academics and students of securities litigation, as well as for lawyers, policy-makers and regulators. The book also provides a comprehensive contribution debate on whether public or private enforcement is preferable in terms of development of securities markets. It will appeal to those interested in the legal origins theory and in comparative securities law, and shows that the classification of jurisdictions within legal families does not explain the differences in legal regimes. While US securities law often serves as a model for international convergence, some of its elements, such as securities class actions, have not been adopted worldwide.

Securities Law Techniques

Securities Law Techniques PDF Author:
Publisher:
ISBN:
Category : Actions and defenses
Languages : en
Pages : 1130

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Securities Litigation and Enforcement

Securities Litigation and Enforcement PDF Author: Donna M. Nagy
Publisher: West Academic Publishing
ISBN:
Category : Business & Economics
Languages : en
Pages : 1080

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Book Description
Designed to suit a variety of two or three credit courses and seminars, the casebook is being used to teach (1) courses in "securities litigation" that examine litigation topics under the Exchange Act and the Securities Act; (2) courses in "securities enforcement" that center on SEC and criminal enforcement, market manipulation, insider trading, and the professional responsibilities of attorneys and accountants; and (3) more specialized courses or seminars that build around the theme of "current topics in securities litigation."

A History of Securities Law in the Supreme Court

A History of Securities Law in the Supreme Court PDF Author: A.C. Pritchard
Publisher: Oxford University Press
ISBN: 0197665934
Category : Law
Languages : en
Pages : 385

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Book Description
A History of Securities Law and the Supreme Court explores how the Supreme Court has made (and remade) securities law. It covers the history of the federal securities laws from their inception during the Great Depression, relying on the justices' conference notes, internal memoranda, and correspondence to shed light on how they came to their decisions and drafted their opinions. That history can be divided into five periods that parallel and illustrate key trends of the Court's jurisprudence more generally. The first saw the administration of Franklin Delano Roosevelt--aided by his filling eight seats on the Court-triumph in its efforts to enact the securities laws and establish their constitutional legitimacy. This brought an end to the Court's long-standing hostility to the regulation of business. The arrival of Roosevelt's justices, all committed to social control of finance, ushered in an era of deference to the SEC's expertise that lasted through the 1940s and 1950s. The 1960s brought an era of judicial activism-and further expansion--by the Warren Court, with purpose taking precedence over text in statutory interpretation. The arrival of Lewis F. Powell, Jr. in 1972 brought a sharp reversal. Powell's leadership of the Court in securities law produced a counter-revolution in the field and an end to the SEC's long winning streak at the Court. Powell's retirement in 1987 marked the beginning of the final period of this study. In the absence of ideological consensus or strong leadership, the Court's securities jurisprudence meandered, taking a random walk between expansive and restrictive decisions.

Securities Litigation

Securities Litigation PDF Author: MARC I. STEINBERG
Publisher:
ISBN: 9781531015473
Category :
Languages : en
Pages : 1014

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Treatise on the Law of Securities Regulation

Treatise on the Law of Securities Regulation PDF Author: Thomas Lee Hazen
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 856

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Securities Law Administration, Litigation, and Enforcement

Securities Law Administration, Litigation, and Enforcement PDF Author:
Publisher:
ISBN:
Category : Arbitration and award
Languages : en
Pages : 532

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Rethinking Securities Law

Rethinking Securities Law PDF Author: Marc I. Steinberg
Publisher: Oxford University Press
ISBN: 0197583164
Category : Law
Languages : en
Pages : 361

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Book Description
The system of securities regulation that prevails today in the United States is one that has been formed through piecemeal federal legislation, Securities and Exchange Commission (SEC) invocation of its administrative authority, and self-regulatory episodic action. As a consequence, the presence of consistent and logical regulation all too often is lacking. In both transactional and litigation settings, with frequency, mandates apply that are erratic and antithetical to sound public policy. This book focuses on "rethinking" the securities laws, with particular emphasis on the Securities Act and Securities Exchange Act. In 1978, the American Law Institute (ALI) adopted the ALI Federal Securities Code. The Code has not been enacted by Congress and its prospects are dim. Since that time, no treatise, monograph, or other source comprehensively has focused on this meritorious subject. The objective of this book is to identify the deficiencies that exist under the current regimen, address their failings, provide recommendations for rectifying these deficiencies, and set forth a thorough analysis for remediation in order to prescribe a consistent and sound securities law framework. By undertaking this challenge, the book provides an original and valuable resource for effectuating necessary law reform that should prove beneficial to the integrity of the U.S. capital markets, effective and fair government and private enforcement, and the enhancement of investor protection.

Securities Litigation

Securities Litigation PDF Author:
Publisher:
ISBN:
Category : Actions and defenses
Languages : en
Pages : 438

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Book Description