Taxation of Regulated Investment Companies and Their Shareholders PDF Download
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Author: Susan A. Johnston
Publisher: Warren Gorham & Lamont
ISBN: 9780791337639
Category : Mutual funds
Languages : en
Pages :
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Book Description
Author: Susan A. Johnston
Publisher: Warren Gorham & Lamont
ISBN: 9780791337639
Category : Mutual funds
Languages : en
Pages :
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Book Description
Author: Tamar Frankel
Publisher: Wolters Kluwer
ISBN: 145487063X
Category : Law
Languages : en
Pages : 4826
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Book Description
The Regulation of Money Managers (with the original subtitle: The Investment Company Act and The Investment Advisers Act) was published in 1978 and 1980. The Second Edition, subtitled Mutual Funds and Advisers, was published in 2001 and has been annually updated since then. It is a comprehensive and exhaustive treatise on investment management regulation. The treatise covers federal and state statutes, their legislative history, common law, judicial decisions, rules and regulations of the Securities and Exchange Commission, staff reports, and other publications dealing with investment advisers and investment companies. The treatise touches on other financial institutions such as banks, insurance companies, and pension funds. The work also discusses the economic, business, and theoretical aspects of the investment management industry and their effects on the law and on policy. The treatise contains detailed analysis of the history and development of the Investment Company Act and the Investment Advisers Act. It examines the definitions in the Acts, including the concept of ‘‘investment adviser,’’ ‘‘affiliates,’’ and ‘‘interested persons.’’ It outlines the duties of investment company directors, the independent directors, and other fiduciaries of investment companies. The treatise deals with the SEC’s enforcement powers and private parties’ rights of action.
Author: Thomas P. Lemke
Publisher:
ISBN: 9780820520056
Category : Law
Languages : en
Pages :
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Book Description
The price quoted for the work covers one year's worth of service. The upkeep price for the work is $147.00 (updated with revisions).
Author: United States. Securities and Exchange Commission. Division of Investment Management
Publisher:
ISBN:
Category : Investments
Languages : en
Pages : 586
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Book Description
Author: United States. Securities and Exchange Commission. Division of Investment Management
Publisher: Securities and Exchange Commission
ISBN:
Category : Business & Economics
Languages : en
Pages : 580
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Book Description
Author: Joseph A. Franco
Publisher:
ISBN: 9781611637175
Category :
Languages : en
Pages : 684
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Book Description
Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Investments
Languages : en
Pages : 56
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Book Description
Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Mutual funds
Languages : en
Pages : 974
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Book Description
Author: Thomas P. Lemke
Publisher:
ISBN: 9781579115722
Category : Mutual funds
Languages : en
Pages :
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Book Description
Author: Tamar Frankel
Publisher:
ISBN: 9781888215601
Category :
Languages : en
Pages : 590
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Book Description
Investment companies and investment advisory servcies have become a significant part of the financial system. They host and manage most of the retirement assets in this country and have spread their services abroad as well. This case book is designed to prepare students to practice in this area, including sensitizing students to the possible changes in money management and the legal adjustments to these changes. This book deals with the laws governing investment companies: their creation, structure, corporate governance, operations (including the distribution of shares and the management of the portfolios) and dissolution. In particular, this case book focuses on new structures that have evolved in this area, such as ETFs and money market funds. The purpose of this book is to prepare students, and lawyers who are not familiar with the subject area, to provide effective advice. In addition, it focuses on practicing in this area before the Securities and Exchange Commission.
