Author: Leonardo Martinez-Diaz
Publisher: U.S. Commodity Futures Trading Commission
ISBN: 057874841X
Category : Science
Languages : en
Pages : 196
Book Description
This publication serves as a roadmap for exploring and managing climate risk in the U.S. financial system. It is the first major climate publication by a U.S. financial regulator. The central message is that U.S. financial regulators must recognize that climate change poses serious emerging risks to the U.S. financial system, and they should move urgently and decisively to measure, understand, and address these risks. Achieving this goal calls for strengthening regulators’ capabilities, expertise, and data and tools to better monitor, analyze, and quantify climate risks. It calls for working closely with the private sector to ensure that financial institutions and market participants do the same. And it calls for policy and regulatory choices that are flexible, open-ended, and adaptable to new information about climate change and its risks, based on close and iterative dialogue with the private sector. At the same time, the financial community should not simply be reactive—it should provide solutions. Regulators should recognize that the financial system can itself be a catalyst for investments that accelerate economic resilience and the transition to a net-zero emissions economy. Financial innovations, in the form of new financial products, services, and technologies, can help the U.S. economy better manage climate risk and help channel more capital into technologies essential for the transition. https://doi.org/10.5281/zenodo.5247742
Managing Climate Risk in the U.S. Financial System
Author: Leonardo Martinez-Diaz
Publisher: U.S. Commodity Futures Trading Commission
ISBN: 057874841X
Category : Science
Languages : en
Pages : 196
Book Description
This publication serves as a roadmap for exploring and managing climate risk in the U.S. financial system. It is the first major climate publication by a U.S. financial regulator. The central message is that U.S. financial regulators must recognize that climate change poses serious emerging risks to the U.S. financial system, and they should move urgently and decisively to measure, understand, and address these risks. Achieving this goal calls for strengthening regulators’ capabilities, expertise, and data and tools to better monitor, analyze, and quantify climate risks. It calls for working closely with the private sector to ensure that financial institutions and market participants do the same. And it calls for policy and regulatory choices that are flexible, open-ended, and adaptable to new information about climate change and its risks, based on close and iterative dialogue with the private sector. At the same time, the financial community should not simply be reactive—it should provide solutions. Regulators should recognize that the financial system can itself be a catalyst for investments that accelerate economic resilience and the transition to a net-zero emissions economy. Financial innovations, in the form of new financial products, services, and technologies, can help the U.S. economy better manage climate risk and help channel more capital into technologies essential for the transition. https://doi.org/10.5281/zenodo.5247742
Publisher: U.S. Commodity Futures Trading Commission
ISBN: 057874841X
Category : Science
Languages : en
Pages : 196
Book Description
This publication serves as a roadmap for exploring and managing climate risk in the U.S. financial system. It is the first major climate publication by a U.S. financial regulator. The central message is that U.S. financial regulators must recognize that climate change poses serious emerging risks to the U.S. financial system, and they should move urgently and decisively to measure, understand, and address these risks. Achieving this goal calls for strengthening regulators’ capabilities, expertise, and data and tools to better monitor, analyze, and quantify climate risks. It calls for working closely with the private sector to ensure that financial institutions and market participants do the same. And it calls for policy and regulatory choices that are flexible, open-ended, and adaptable to new information about climate change and its risks, based on close and iterative dialogue with the private sector. At the same time, the financial community should not simply be reactive—it should provide solutions. Regulators should recognize that the financial system can itself be a catalyst for investments that accelerate economic resilience and the transition to a net-zero emissions economy. Financial innovations, in the form of new financial products, services, and technologies, can help the U.S. economy better manage climate risk and help channel more capital into technologies essential for the transition. https://doi.org/10.5281/zenodo.5247742
U.S. Regulation of the International Securities and Derivatives Markets
Author:
Publisher: Aspen Law & Business Publishers
ISBN:
Category : Business & Economics
Languages : en
Pages : 254
Book Description
Publisher: Aspen Law & Business Publishers
ISBN:
Category : Business & Economics
Languages : en
Pages : 254
Book Description
Investment Company Act Release
Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Mutual funds
Languages : en
Pages : 1004
Book Description
Publisher:
ISBN:
Category : Mutual funds
Languages : en
Pages : 1004
Book Description
Securities Market Issues for the 21st Century
Author: Merritt B. Fox
Publisher:
ISBN: 9781982966850
Category : Securities
Languages : en
Pages : 476
Book Description
Publisher:
ISBN: 9781982966850
Category : Securities
Languages : en
Pages : 476
Book Description
Federal Register
Author:
Publisher:
ISBN:
Category : Delegated legislation
Languages : en
Pages : 556
Book Description
Publisher:
ISBN:
Category : Delegated legislation
Languages : en
Pages : 556
Book Description
Offerings of Asset-Backed Securities, 4th Edition
Author: Auerbach, Sweet
Publisher: Wolters Kluwer
ISBN: 1543803555
Category : Business & Economics
Languages : en
Pages : 1778
Book Description
Regulation AB has made a tremendous impact on the asset-backed securities markets. Where only imprecise, interpretive regulation previously existed, the new Regulation and related rules changes have imposed an extensive array of disclosure requirements. presents the only detailed guidance on the recently adopted securities offering reform rules and their effect on asset-backed securities offerings. It is the first genuine practice manual for this area of the law, covering the critical issues that arise in all relevant areas, including: securities law, tax, bankruptcy, accounting, and more. Offerings of Asset-Backed Securities, Fourth Edition tells you how to do asset-backed deals from a very practical perspective. It does not concern itself with legal theory. Instead, this unique resource focuses on real-world know-how, delivering: A step-by-step approach to spotting issues and solving problems Practical, transaction-oriented advice from the perspective of experienced practitioners Insights into specific issues that frequently arise in transactions Solutions to common problems Includes "issue-spotting" checklists and other formatting tools to ensure that this resource serves as a reliable, quick reference. Offerings of Asset-Backed Securities, Fourth Edition is the only practical, accessible, easy-to-use guide to the new SEC rules and the key issues associated with structuring and executing securitization transactions. Previous Edition: Offerings of Asset-Backed Securities, Third Edition, ISBN 9781454874201
Publisher: Wolters Kluwer
ISBN: 1543803555
Category : Business & Economics
Languages : en
Pages : 1778
Book Description
Regulation AB has made a tremendous impact on the asset-backed securities markets. Where only imprecise, interpretive regulation previously existed, the new Regulation and related rules changes have imposed an extensive array of disclosure requirements. presents the only detailed guidance on the recently adopted securities offering reform rules and their effect on asset-backed securities offerings. It is the first genuine practice manual for this area of the law, covering the critical issues that arise in all relevant areas, including: securities law, tax, bankruptcy, accounting, and more. Offerings of Asset-Backed Securities, Fourth Edition tells you how to do asset-backed deals from a very practical perspective. It does not concern itself with legal theory. Instead, this unique resource focuses on real-world know-how, delivering: A step-by-step approach to spotting issues and solving problems Practical, transaction-oriented advice from the perspective of experienced practitioners Insights into specific issues that frequently arise in transactions Solutions to common problems Includes "issue-spotting" checklists and other formatting tools to ensure that this resource serves as a reliable, quick reference. Offerings of Asset-Backed Securities, Fourth Edition is the only practical, accessible, easy-to-use guide to the new SEC rules and the key issues associated with structuring and executing securitization transactions. Previous Edition: Offerings of Asset-Backed Securities, Third Edition, ISBN 9781454874201
Futures Trading Act of 1982
Author: United States. Congress. Senate. Committee on Agriculture, Nutrition, and Forestry
Publisher:
ISBN:
Category : Commodity exchanges
Languages : en
Pages : 188
Book Description
Publisher:
ISBN:
Category : Commodity exchanges
Languages : en
Pages : 188
Book Description
Guide to Bank Underwriting, Dealing and Brokerage Activities
Author: Robert L. Tortoriello
Publisher:
ISBN:
Category : Bank holding companies
Languages : en
Pages :
Book Description
Publisher:
ISBN:
Category : Bank holding companies
Languages : en
Pages :
Book Description
Hedge Funds
Author: Stephanie R. Breslow
Publisher:
ISBN: 9781588523372
Category : Hedge funds
Languages : en
Pages : 0
Book Description
Hedge funds covers hedge fund investment strategies, domestic /off-shore hedge fund structure/tax considerations, terms, fees, related considerations for sponsors and investors, and more.
Publisher:
ISBN: 9781588523372
Category : Hedge funds
Languages : en
Pages : 0
Book Description
Hedge funds covers hedge fund investment strategies, domestic /off-shore hedge fund structure/tax considerations, terms, fees, related considerations for sponsors and investors, and more.
Proprietary Trading
Author: U.s. Government Accountability Office
Publisher:
ISBN: 9781974644889
Category :
Languages : en
Pages : 62
Book Description
"In addition to trading on behalf ofcustomers, banks and their affiliateshave conducted proprietary trading,using their own funds to profit fromshort-term price changes in assetmarkets. To restrain risk-taking andreduce the potential for federal supportfor banking entities, the Dodd-FrankWall Street Reform and ConsumerProtection Act (the act) prohibitsbanking entities from engaging incertain proprietary trading. It alsorestricts investments in hedge funds,which actively trade in securities andother financial contracts, and privateequity funds, which use debt financingto invest in companies or other lessliquidassets. Regulators mustimplement these restrictions byOctober 2011. As required by Section989 of the act, GAO reviewed (1) whatis known about the risks associatedwith such activities and the potentialeffects of the restrictions and (2) howregulators oversee such activities. Toconduct this work, GAO reviewed thetrading and fund investment activitiesof the largest U.S. bank holdingcompanies and collected selected dataon their profits, losses, and riskmeasures. GAO also reviewedregulators' examinations and othermaterials related to the oversight of thelargest bank holding companies."
Publisher:
ISBN: 9781974644889
Category :
Languages : en
Pages : 62
Book Description
"In addition to trading on behalf ofcustomers, banks and their affiliateshave conducted proprietary trading,using their own funds to profit fromshort-term price changes in assetmarkets. To restrain risk-taking andreduce the potential for federal supportfor banking entities, the Dodd-FrankWall Street Reform and ConsumerProtection Act (the act) prohibitsbanking entities from engaging incertain proprietary trading. It alsorestricts investments in hedge funds,which actively trade in securities andother financial contracts, and privateequity funds, which use debt financingto invest in companies or other lessliquidassets. Regulators mustimplement these restrictions byOctober 2011. As required by Section989 of the act, GAO reviewed (1) whatis known about the risks associatedwith such activities and the potentialeffects of the restrictions and (2) howregulators oversee such activities. Toconduct this work, GAO reviewed thetrading and fund investment activitiesof the largest U.S. bank holdingcompanies and collected selected dataon their profits, losses, and riskmeasures. GAO also reviewedregulators' examinations and othermaterials related to the oversight of thelargest bank holding companies."