Principles and Practice of Securities Regulations in Singapore

Principles and Practice of Securities Regulations in Singapore PDF Author: Hans Tjio
Publisher:
ISBN: 9789814770446
Category : Securities
Languages : en
Pages : 703

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Book Description

Principles and Practice of Securities Regulations in Singapore

Principles and Practice of Securities Regulations in Singapore PDF Author: Hans Tjio
Publisher:
ISBN: 9789814770446
Category : Securities
Languages : en
Pages : 703

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Book Description


The Law of Securities Regulation

The Law of Securities Regulation PDF Author: Thomas Lee Hazen
Publisher: West Group Publishing
ISBN:
Category : Business & Economics
Languages : en
Pages : 1194

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Book Description
"This Hornbook is aimed primarily at law students. It is a substantial abridgement of my four-volume Treatise on the law of securities regulation"--P. ix.

Securities Regulation

Securities Regulation PDF Author: Alan R. Palmiter
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 564

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Book Description
Students depend on Securities Regulation: Examples & Explanations because it gives them what they need: - coverage of key concepts, such as public offerings, exemptions from registration, liability in securities offerings, materiality, definition of security, securities fraud, insider trading, SEC enforcement, and cross-border regulation - Examples and Explanations approach that reinforces learning by combining textual material with well-written examples, questions, and explanations - assistance in navigating a complex subject, beginning with clear delineations of the basic concepts of securities regulation and then applying the concepts in specific areas - numerous examples drawn from newsworthy events - content corresponds to the topics in the leading casebooks - sound and logical organization moves from major themes to specifics - clear and straightforward writing style The Third Edition keeps pace with developments in the law: - Sarbanes-Oxley Act with comprehensive overview and developments, including new problems - new SEC rules on expanded risk disclosure, company certifications, and lawyer up the ladder reporting - new material on IPO abuses: spinning, flipping, gun-jumping - new NYSE and NASDAQ rules on corporate governance listing standards and stock analysts - new and updated cases - new and revised examples

Securities Regulation 2008

Securities Regulation 2008 PDF Author: Larry D. Soderquist
Publisher: Foundation Press
ISBN: 9781599415192
Category :
Languages : en
Pages : 0

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Book Description
This is the 2008 Supplement updating the 6th Edition of Soderquist and Gabaldon's Securities Regulation casebook.

Principles of Financial Regulation

Principles of Financial Regulation PDF Author: John Armour
Publisher: Oxford University Press
ISBN: 0198786476
Category : Business & Economics
Languages : en
Pages : 698

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Book Description
Examining the subject from a holistic and multidisciplinary perspective, Principles of Financial Regulation considers the underlying policies and the objectives of financial regulation.

Securities Regulation

Securities Regulation PDF Author: James D. Cox
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 194

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Book Description
Covers the Offering Rules, the sweeping reforms for the public offering of securities adopted by the SEC in June 2005. This work includes the Dura Pharmaceuticals decision, with note material examining the full implications; examines the developments regarding forward looking statements and the significant Supreme Court decision; and more.

Securities Regulation in a Nutshell

Securities Regulation in a Nutshell PDF Author: Thomas Lee Hazen
Publisher:
ISBN: 9780314269966
Category : Securities
Languages : en
Pages : 0

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Book Description
This title will help you acquire an understanding of the basic content and organization of federal and state securities law. It provides a summary of an intricate regulatory system. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, exemptions from SEC disclosure requirements, securities broker-dealers, as well as investment companies and investment advisers. It also explores sanctions, civil liabilities, and extraterritorial application. This edition includes recent developments including the Dodd-Frank Act as well as the JOBS Act, including the new crowdfunding and expanded Regulation A exemptions.

Securities Law

Securities Law PDF Author: Larry D. Soderquist
Publisher: West Group Publishing
ISBN:
Category : Business & Economics
Languages : en
Pages : 240

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Book Description
For Introduction to Programming (CS1) and other more intermediate courses covering programming in C++. Also appropriate as a supplement for upper-level courses where the instructor uses a book as a reference for the C++ language. This best-selling comprehensive text is aimed at readers with little or no programming experience. It teaches programming by presenting the concepts in the context of full working programs and takes an early-objects approach. The authors emphasize achieving program clarity through structured and object-oriented programming, software reuse and component-oriented software construction. The Eighth Edition encourages students to connect computers to the community, using the Internet to solve problems and make a difference in our world. All content has been carefully fine-tuned in response to a team of distinguished academic and industry reviewers.

Business Law I Essentials

Business Law I Essentials PDF Author: MIRANDE. DE ASSIS VALBRUNE (RENEE. CARDELL, SUZANNE.)
Publisher:
ISBN: 9781680923025
Category :
Languages : en
Pages : 180

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Book Description
A less-expensive grayscale paperback version is available. Search for ISBN 9781680923018. Business Law I Essentials is a brief introductory textbook designed to meet the scope and sequence requirements of courses on Business Law or the Legal Environment of Business. The concepts are presented in a streamlined manner, and cover the key concepts necessary to establish a strong foundation in the subject. The textbook follows a traditional approach to the study of business law. Each chapter contains learning objectives, explanatory narrative and concepts, references for further reading, and end-of-chapter questions. Business Law I Essentials may need to be supplemented with additional content, cases, or related materials, and is offered as a foundational resource that focuses on the baseline concepts, issues, and approaches.

Investment Management Regulation

Investment Management Regulation PDF Author: Joseph A. Franco
Publisher:
ISBN: 9781611637175
Category :
Languages : en
Pages : 684

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Book Description