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Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Financial Institutions
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 196
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Book Description
Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Financial Institutions
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 196
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Book Description
Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Financial Institutions
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 172
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Book Description
Author: United States
Publisher:
ISBN:
Category : Community development
Languages : en
Pages : 136
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Book Description
Author: Arnold W. Sametz
Publisher: Free Press
ISBN:
Category : Business & Economics
Languages : en
Pages : 216
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Book Description
Author: Robert Bennett
Publisher:
ISBN: 9780756733698
Category : Business & Economics
Languages : en
Pages : 165
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Book Description
Witnesses : Gary Gensler, Under Sec. for Domestic Finance, U.S. Dept. of the Treasury; Laurence H. Meyer, Member, Board of Governors of the Federal Reserve System; Frederick M. Fritz, Pres., BancBoston Capital, Boston, MA, & Jeffrey Walker, Managing Partner, Chase Capital Partners, N.Y., NY, on behalf of The Financial Services Roundtable; Marc E. Lackritz, Pres., Securities Industry Assoc.; John P. Whaley, Partner, Norwest Equity Partners & Norwest Venture Partners, on behalf of the ABA Securities Assoc. & American Bankers Assoc.; & Joseph S. Bracewell, Chairman & CEO, Century National Bank, on behalf of the Independent Community Bankers of America.
Author: Melanie L. Fein
Publisher: Wolters Kluwer
ISBN: 1454801247
Category : Law
Languages : en
Pages : 1668
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Book Description
"The Fourth Edition of a leading resource in the field, this valuable practice tool brings you completely up-to-date on the evolving laws governing banks' securities activities - from regulatory changes in the financial markets and administrative reform to recent court decisions and legislative reform, including the recently enacted Sarbanes-Oxley Act of 2002 and the Gramm-Leach-Bliley Act. Here is everything you need to help build a bank's securities business while avoiding compliance pitfalls. Securities Activities of Banks, Fourth Edition provides: In-depth discussions of the securities activities now permissible for banks, bank holding companies, and financial holding companies, Clear explanations of how securities laws affect banks' securities activities, A complete review of how banks are regulated - including foreign banks and affiliates, Up-to-date analysis of the evolution of the banking laws through agency and court decisions. Detailed descriptions and analyses illuminate the full range of current bank securities activities, including investment and trading activities, brokerage activities, investment advice, underwriting, mutual funds, international securities activities, derivative instruments, deposits and loans, fiduciary activities, and more."--Publisher's website.
Author: United States
Publisher:
ISBN:
Category : Federal home loan banks
Languages : en
Pages : 88
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Book Description
Author: Robert L. Tortoriello
Publisher:
ISBN:
Category : Bank holding companies
Languages : en
Pages :
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Book Description
Author: Melanie L. Fein
Publisher: Aspen Publishers
ISBN: 0735561486
Category : Business & Economics
Languages : en
Pages : 1224
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Book Description
For banks, insurance companies and securities firms preparing to capitalize on the rapidly accelerating trend towards financial services convergence, the possibilities are virtually endless. This book provides coverage of essential financial services regulation. It offers red flags pinpointing regulatory obstacles and pitfalls.
Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Publisher:
ISBN:
Category : Banking law
Languages : en
Pages : 100
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Book Description
