Legislative History of the Securities Act of 1933 and Securities Exchange Act of 1934 ...: Securities exchange act, 1934: Law, debate. Reports, documents. Hearings. 4 v. House bills. Senate bills PDF Download
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Author:
Publisher:
ISBN: 9780837708027
Category : Securities
Languages : en
Pages :
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Author:
Publisher:
ISBN: 9780837708027
Category : Securities
Languages : en
Pages :
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Book Description
Author: Ellen P. Mahar
Publisher: Fred B. Rothman
ISBN:
Category : Business & Economics
Languages : en
Pages : 264
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Book Description
Author:
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 720
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Book Description
Author: Joel Seligman
Publisher: Wolters Kluwer Law & Business
ISBN:
Category : Business & Economics
Languages : en
Pages : 968
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Book Description
Since 1977, "The Transformation of Wall Street" has offered an in-depth look at the history of the SEC's origins, accomplishments, and failings since its creation in 1934. This updated third edition continues the history until 2001, the end of Arthur Levitt's Chairmanship, with a treatment of auditing issues through the enactment of the Sarbanes-Oxley Act .
Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 116
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Author:
Publisher:
ISBN:
Category : Commodity exchanges
Languages : en
Pages : 204
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Book Description
Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Government publications
Languages : en
Pages : 80
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Book Description
Author: MIRANDE. DE ASSIS VALBRUNE (RENEE. CARDELL, SUZANNE.)
Publisher:
ISBN: 9781680923025
Category :
Languages : en
Pages : 180
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Book Description
A less-expensive grayscale paperback version is available. Search for ISBN 9781680923018. Business Law I Essentials is a brief introductory textbook designed to meet the scope and sequence requirements of courses on Business Law or the Legal Environment of Business. The concepts are presented in a streamlined manner, and cover the key concepts necessary to establish a strong foundation in the subject. The textbook follows a traditional approach to the study of business law. Each chapter contains learning objectives, explanatory narrative and concepts, references for further reading, and end-of-chapter questions. Business Law I Essentials may need to be supplemented with additional content, cases, or related materials, and is offered as a foundational resource that focuses on the baseline concepts, issues, and approaches.
Author: Ferdinand Pecora
Publisher: Graymalkin Media
ISBN: 1631680064
Category : History
Languages : en
Pages : 165
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Book Description
Ferdinand Pecora investigated with ruthlessly abandon the nation’s most influential bankers and stockbrokers to determine what caused the Wall Street Crash of 1929, which in turn led to the Great Depression. Pecora, as Chief Counsel of Senate launched investigation, shined a vivid light on the shocking practices, deception, and lack of ethics that permeated Wall Street from the bottom to the highest echelons of power. Wall Street’s major players thought they were untouchable masters of their domain, but in the hot seat of the witness chair, eye-to-eye with Pecora, they were no match and fell like dominoes. The mighty J. P. Morgan was forced to admit he and many of his partners hadn’t paid any income taxes in the previous two years and his reputation was tarnished. Pecora’s expose of the practices of National City Bank (now Citibank) made banner headlines and caused the bank’s president to resign. Pecora Wall Street Under Oath in easy to understand language because he was afraid the public might get forgetful. And he was right. Federal Reserve Chairman Ben Bernanke said the 2008 “Great Recession” was actually worse than the Great Depression. Clearly, we need to stay vigilant with a refresher course from Ferdinand Pecora. First published in 1939, this classic book is as relevant today as it was then – because on Wall Street, greed is always in style.
Author: Louis Loss
Publisher: Aspen Publishers
ISBN:
Category : Business & Economics
Languages : en
Pages : 820
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Book Description
"The universally acknowledged work Securities Regulation is of immense day-to-day value to the practitioner. The authors' analysis of all relevant statutes plus thousands of cases, SEC administrative decisions and letters definitively clarifies such questions as: When does a note fall within the definition of a "security" How have the courts altered the express civil liability provisions of the federal securities laws? Can the SEC impose additional ten-day suspensions on trading without notice? Does scienter include reckless as well as intentional conduct? And countless others, so that you're almost sure to find coverage of the "small point" on which your case may turn."--Publisher's website.
