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Author: Louis Loss
Publisher: Aspen Publishers
ISBN: 9780316533270
Category : Investments, Foreign
Languages : en
Pages : 420
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Book Description
This work provides a concise overview of the current state of securities regulation in Japan for the English-speaking practitioner. Texts of relevant Japanese Securities laws and a glossary of Japanese legal terms are included in the appendices to the book.
Author: Louis Loss
Publisher: Aspen Publishers
ISBN: 9780316533270
Category : Investments, Foreign
Languages : en
Pages : 420
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Book Description
This work provides a concise overview of the current state of securities regulation in Japan for the English-speaking practitioner. Texts of relevant Japanese Securities laws and a glossary of Japanese legal terms are included in the appendices to the book.
Author: Misao Tatsuta
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 141
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Book Description
Author: International Monetary Fund
Publisher: International Monetary Fund
ISBN: 1475506449
Category : Business & Economics
Languages : en
Pages : 107
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Book Description
This report analyzes the functioning of the legal and regulatory framework for the securities market in Japan. The Financial Services Agency (FSA) enjoyed specific powers with respect to the various security laws and regulations laid down by the International Organization of Securities Commission (IOSCO). The FSA has been authorized to bring about certain changes, to implement new principles, and to develop new frameworks to ensure and strengthen the smooth functioning of supervision and investigation. It is also necessary to identify and assess risks to determine FSA intervention.
Author: Nihon Shoken Keizai Kenkyujo
Publisher:
ISBN:
Category : Securities
Languages : en
Pages :
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Book Description
Author: Benn Steil
Publisher: Chatham House (Formerly Riia)
ISBN:
Category : Business & Economics
Languages : en
Pages : 60
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Book Description
Rapidly rising share prices in the 1980s served to hide significant inefficiencies in the Japanese securities markets, many of which derive directly from the operation of the regulatory system.While these inefficiencies are becoming increasingly costly and transparent in the more sober market environment of the 1990s, the regulatory structure at the heart of the problem remains fundamentally untouched. The European Community, meanwhile, is working to construct a Community-wide regulatory umbrella for securities markets, and is in danger of succumbing to the most damaging tendency of the Japanese authorities.This is to view the markets not in terms of their ultimate services, but rather in terms of the interests of incumbent service providers. Directives which are supposed to facilitate free and open cross-border competition are instead being used to protect Member State producer interests.
Author:
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 230
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Book Description
Author: Andrew Pardieck
Publisher:
ISBN:
Category :
Languages : en
Pages : 91
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Book Description
It has been a tumultuous decade for Japanese securities markets. The collapse of the Bubble and advent of the Big Bang have reshaped the markets and spurred significant foreign investment. The newspapers are filled with accounts of mergers, acquisitions, and bankruptcies. Less widely reported, but equally important, has been the dramatic shift in Japanese securities law. Prior to the 1990s, private enforcement of Japanese securities law was “virtually non-existent.” The collapse of the Bubble, a regulatory vacuum and unsatisfactory alternative dispute resolution changed this. There has been a litigation explosion resulting in new judicial norms. A proactive judiciary has imposed duties on securities companies and created private causes of action for investors without basis or counterpart in the Japanese Securities Exchange Law. These judicial norms, more than administrative or private norms, have come to regulate the retail securities markets. As with previous periods of judicial activism, the central government has stepped in with new legislation. However, in contrast to earlier retrenchments that removed disputes from the purview of the judiciary, the Diet has codified the new private causes of action and reinforced the role of the judiciary. The changes in Japanese securities law are illustrative of a remarkable shift in Japanese law and present an opportunity to better understand the changing roles of administrative agencies and the judiciary in Japan. These changes also present opportunities, as well as hidden pitfalls, for foreign financial institutions operating in Japan. This paper explores an important area and period of Japanese law that has thus far received little attention.
Author: Japan
Publisher:
ISBN:
Category : Investments, Foreign
Languages : en
Pages : 182
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Book Description
Consolidated text of the Securities and Exchange Law, the Law on Foreign Securities Firms and the Securities Investment Trust Law and relating enforcement orders.
Author: International Monetary Fund
Publisher: INTERNATIONAL MONETARY FUND
ISBN: 9781475563412
Category : Business & Economics
Languages : en
Pages : 0
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Book Description
The Australian legal and regulatory framework for securities markets exhibits a high level of compliance with the International Organization of Securities Commissions (IOSCO) Principles. A few remaining concerns need to be resolved, including some identified in the 2006 assessment. Australian Securities and Investments Commission’s (ASIC) operational independence and sufficiency of resources are overarching concerns which impair its ability to discharge its supervisory functions adequately and effectively across the entire regulated population.
Author: Jonathan Isaacs
Publisher:
ISBN:
Category : Investments
Languages : en
Pages : 216
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Book Description
