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Institutional Investor Study Report of the Securities and Exchange Commission

Author: United States. Congress House. Committee on Interstate and Foreign Commerce
Publisher:
ISBN:
Category : Associations, institutions, etc
Languages : en
Pages : 544

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Book Description

Institutional Investor Study Report of the Securities and Exchange Commission

Author: United States. Congress House. Committee on Interstate and Foreign Commerce
Publisher:
ISBN:
Category : Associations, institutions, etc
Languages : en
Pages : 544

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Book Description

Institutional Investor Study Report of the Securities and Exchange Commission

Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Corporations
Languages : en
Pages : 1482

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Book Description

INSTITUTIONAL INVESTOR STUDY REPORT OF THE SECURITIES AND EXCHANGE COMMISSION VOLUME 3

Author:
Publisher:
ISBN:
Category :
Languages : en
Pages : 530

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Book Description

INSTITUTIONAL INVESTOR STUDY REPORT OF TEH SECURITIES AND EXCHANGE COMMISSION. VOLUME 5

Author:
Publisher:
ISBN:
Category :
Languages : en
Pages :

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Book Description

Institutional Investor Study Report

Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Institutional investments
Languages : en
Pages : 544

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Book Description

Investor and Industry Perspectives on Investment Advisers and Broker-Dealers

Author: Angela A. Hung
Publisher: Rand Corporation
ISBN: 0833045016
Category : Law
Languages : en
Pages : 151

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Book Description
In theory, financial professionals are relatively distinct: A broker-dealer conducts transactions in securities on behalf of itself and others; and an investment adviser provides advice to others regarding securities. Different laws regulate each type of professional, but boundaries have blurred. This report examines current business practices and investor understanding of each type.

Institutional Investor Study Report of the Securities and Exchange Commission

Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Institutional investments
Languages : en
Pages : 182

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Book Description

Institutional Investor Study Report of the Securities and Exchange Commission

Author:
Publisher:
ISBN:
Category :
Languages : en
Pages : 986

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Book Description

Hearings

Author: United States. Congress. House. Committee on Interstate and Foreign Commerce
Publisher:
ISBN:
Category :
Languages : en
Pages : 1730

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Book Description

Hearings, Reports and Prints of the House Committee on Interstate and Foreign Commerce

Author: United States. Congress. House. Committee on Interstate and Foreign Commerce
Publisher:
ISBN:
Category : Interstate commerce
Languages : en
Pages : 1222

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Book Description