Institutional Investors Full Disclosure Act

Institutional Investors Full Disclosure Act PDF Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Publisher:
ISBN:
Category : Disclosure of information
Languages : en
Pages : 294

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Book Description

Institutional Investors Full Disclosure Act

Institutional Investors Full Disclosure Act PDF Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Publisher:
ISBN:
Category : Disclosure of information
Languages : en
Pages : 294

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Book Description


Institutional Disclosure and Sales of Investment Company Advisers

Institutional Disclosure and Sales of Investment Company Advisers PDF Author: United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
Publisher:
ISBN:
Category : Disclosure of information
Languages : en
Pages : 128

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Municipal Securities Full Disclosure Act of 1976

Municipal Securities Full Disclosure Act of 1976 PDF Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Publisher:
ISBN:
Category : Disclosure in accounting
Languages : en
Pages : 2008

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SEC Legislation, 1963

SEC Legislation, 1963 PDF Author: United States. Congress. Senate. Committee on Banking and Currency
Publisher:
ISBN:
Category : Brokers
Languages : en
Pages : 492

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Book Description
Considers legislation to extend disclosure requirements to issues of additional publicly traded securities and to provide for improved qualification and disciplinary procedures for registered brokers and dealers.

Extension of SEC Institutional Investor Study

Extension of SEC Institutional Investor Study PDF Author: United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 44

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Collective Investment Funds

Collective Investment Funds PDF Author: United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
Publisher:
ISBN:
Category : Trust companies
Languages : en
Pages : 144

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Book Description
Considers legislation to transfer SEC regulatory authority over bank-managed common trust funds to Office of Comptroller of Currency.

Municipal Securities Full Disclosure Act of 1976

Municipal Securities Full Disclosure Act of 1976 PDF Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Publisher:
ISBN:
Category : Disclosure in accounting
Languages : en
Pages : 536

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Book Description