Author: Niamh Moloney
Publisher: Cambridge University Press
ISBN: 1139485555
Category : Law
Languages : en
Pages : 501
Book Description
As governments around the world withdraw from welfare provision and promote long-term savings by households through the financial markets, the protection of retail investors has become critically important. Taking as a case study the wide-ranging EC investor-protection regime which now governs EC retail markets after an intense reform period, this critical, contextual and comparative examination of the nature of investor protection explores why the retail investor should be protected, whether retail investor engagement with the markets should be encouraged and how investor protection laws should be designed, particularly in light of the financial crisis. The book considers the implications of the EC's investor protection rules 'on the books' but also considers investor protection law and policy 'in action', drawing on experience from the UK retail market and in particular the Financial Services Authority's extensive retail market activities, including the recent Retail Distribution Review and the Treating Customers Fairly strategy.
How to Protect Investors
Author: Niamh Moloney
Publisher: Cambridge University Press
ISBN: 1139485555
Category : Law
Languages : en
Pages : 501
Book Description
As governments around the world withdraw from welfare provision and promote long-term savings by households through the financial markets, the protection of retail investors has become critically important. Taking as a case study the wide-ranging EC investor-protection regime which now governs EC retail markets after an intense reform period, this critical, contextual and comparative examination of the nature of investor protection explores why the retail investor should be protected, whether retail investor engagement with the markets should be encouraged and how investor protection laws should be designed, particularly in light of the financial crisis. The book considers the implications of the EC's investor protection rules 'on the books' but also considers investor protection law and policy 'in action', drawing on experience from the UK retail market and in particular the Financial Services Authority's extensive retail market activities, including the recent Retail Distribution Review and the Treating Customers Fairly strategy.
Publisher: Cambridge University Press
ISBN: 1139485555
Category : Law
Languages : en
Pages : 501
Book Description
As governments around the world withdraw from welfare provision and promote long-term savings by households through the financial markets, the protection of retail investors has become critically important. Taking as a case study the wide-ranging EC investor-protection regime which now governs EC retail markets after an intense reform period, this critical, contextual and comparative examination of the nature of investor protection explores why the retail investor should be protected, whether retail investor engagement with the markets should be encouraged and how investor protection laws should be designed, particularly in light of the financial crisis. The book considers the implications of the EC's investor protection rules 'on the books' but also considers investor protection law and policy 'in action', drawing on experience from the UK retail market and in particular the Financial Services Authority's extensive retail market activities, including the recent Retail Distribution Review and the Treating Customers Fairly strategy.
How to Protect Investors
Author: Niamh Moloney
Publisher: Cambridge University Press
ISBN: 0521888700
Category : Business & Economics
Languages : en
Pages : 501
Book Description
A critical, comparative and contextual examination of how to protect retail or household investors which considers the financial crisis's implications.
Publisher: Cambridge University Press
ISBN: 0521888700
Category : Business & Economics
Languages : en
Pages : 501
Book Description
A critical, comparative and contextual examination of how to protect retail or household investors which considers the financial crisis's implications.
Financial Advice and Investor Protection
Author: Booysen, Sandra
Publisher: Edward Elgar Publishing
ISBN: 1800884621
Category : Law
Languages : en
Pages : 384
Book Description
This comprehensive book offers a rigorous analysis of the legal debates, approaches and practice-related issues surrounding financial advice and investor protection. Despite widespread recognition of the importance of financial inclusion more broadly construed, recent financial crises have highlighted deficits in retail investor protection – this book informs the development of robust yet adaptable frameworks to protect investors, including effective enforcement and dispute resolution.
Publisher: Edward Elgar Publishing
ISBN: 1800884621
Category : Law
Languages : en
Pages : 384
Book Description
This comprehensive book offers a rigorous analysis of the legal debates, approaches and practice-related issues surrounding financial advice and investor protection. Despite widespread recognition of the importance of financial inclusion more broadly construed, recent financial crises have highlighted deficits in retail investor protection – this book informs the development of robust yet adaptable frameworks to protect investors, including effective enforcement and dispute resolution.
Enhancing Investor Protection and the Regulation of Securities Markets
Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Publisher:
ISBN:
Category : Global Financial Crisis, 2008-2009
Languages : en
Pages : 350
Book Description
Publisher:
ISBN:
Category : Global Financial Crisis, 2008-2009
Languages : en
Pages : 350
Book Description
Enhancing Investor Protection and the Regulation of Securities Markets, Part II
Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Publisher:
ISBN:
Category : Global Financial Crisis, 2008-2009
Languages : en
Pages : 292
Book Description
Publisher:
ISBN:
Category : Global Financial Crisis, 2008-2009
Languages : en
Pages : 292
Book Description
Protecting Investors
Author: United States. Securities and Exchange Commission. Division of Investment Management
Publisher: Securities and Exchange Commission
ISBN:
Category : Business & Economics
Languages : en
Pages : 580
Book Description
Publisher: Securities and Exchange Commission
ISBN:
Category : Business & Economics
Languages : en
Pages : 580
Book Description
Investor Protection
Author: United States. Congress
Publisher: Createspace Independent Publishing Platform
ISBN: 9781981740383
Category :
Languages : en
Pages : 114
Book Description
Investor protection : the need to protect investors from the government : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, second session, June 7, 2012.
Publisher: Createspace Independent Publishing Platform
ISBN: 9781981740383
Category :
Languages : en
Pages : 114
Book Description
Investor protection : the need to protect investors from the government : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, second session, June 7, 2012.
Protecting Investors
Author: United States. Securities and Exchange Commission. Division of Investment Management
Publisher:
ISBN:
Category : Investments
Languages : en
Pages : 586
Book Description
Publisher:
ISBN:
Category : Investments
Languages : en
Pages : 586
Book Description
Investor Protection
Author: New Zealand Stock Exchange
Publisher:
ISBN:
Category : Investments
Languages : en
Pages : 8
Book Description
Publisher:
ISBN:
Category : Investments
Languages : en
Pages : 8
Book Description
Protecting Investors
Author:
Publisher:
ISBN:
Category : Financial institutions
Languages : en
Pages : 525
Book Description
Publisher:
ISBN:
Category : Financial institutions
Languages : en
Pages : 525
Book Description