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Author: Finbarr Murphy
Publisher:
ISBN: 9780414052499
Category : Banking law
Languages : en
Pages : 1652
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Book Description
Author: Finbarr Murphy
Publisher:
ISBN: 9780414052499
Category : Banking law
Languages : en
Pages : 1652
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Book Description
Author: Joe McGrath
Publisher: Springer Nature
ISBN: 3030887154
Category : Social Science
Languages : en
Pages : 234
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Book Description
This book is a critical examination of recently introduced individual accountability regimes that apply to the financial services industry in the UK (SMCR) and Australia (BEAR and the forthcoming FAR), together with a forthcoming new individual accountability regime ( in particular, SEAR) in Ireland. It provides a framework for analysing whether these regimes will achieve behavioural change in the financial services industry. This book argues that, whilst sanctioning individuals to deter future misconduct is an important part of any successful regulatory strategy, the focus should be on ensuring that individuals in the financial services industry internalise the norms of behaviour expected under the new regimes. In this regard, the analysis in this book is informed by criminological theory, regulatory theory and behavioural science. The work also argues for a “trajectory towards professionalisation” of financial services, and banking in particular, as an important means of positively influencing industry-wide norms of behaviour, which have a key influence on firms’ and individuals’ behaviours.
Author: William Johnston
Publisher: Bloomsbury Professional
ISBN: 9781847666680
Category : Law
Languages : en
Pages : 3008
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Book Description
The long-awaited new edition of Banking and Security Law in Ireland provides a comprehensive update on the law in practice and the pitfalls involved in taking security over land, machinery, agricultural assets, shares, debts, deposits and their registration. Updated case law and legislation (including the new Companies Act) governing the relationship of banker and customer, bank confidentiality, facility letters, payment demands, appointment of receivers and the avoidance of guarantees and security including undue influence case law are also covered in detail. The new edition also provides an extensive and in-depth guide on the current labyrinthine regulatory regime relating to consumer credit and consumer protection generally, including the Consumer Credit Act, the EU Consumer Credit Regulations, the EU Mortgage Credit Regulations and the Consumer Protection Code. Other conduct of business requirements relating to banking business are also covered in detail, including the Code of Conduct on Mortgage Arrears, the Lending to SME Regulations, the Consumer Protection Act, the EU Dsitance Marketing of Consumer Financial Services Regulations, the Code on Related Parties Lending and the Credit Reporting Act. The redress/recourse mechanisms available to consumers are also covered, including the Financial Services Ombudsman, the Credit Review Office, and the thorny issue of the implications in litigation against consumers of lenders' non-compliance with regulatory codes. This book's practical style is designed to assist bankers, practising lawyers and compliance professionals in the application of the ever-increasing and complex law of banking, security and consumer protection. Much of the content is unique and cannot be found in any other publication. An essential addition to the library of every practitioner and compliance professional in the banking area.
Author: Niamh Connery
Publisher: Bloomsbury Professional
ISBN: 9781847662545
Category : Administrative procedure
Languages : en
Pages : 0
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Book Description
The book sets out the features of economic regulation in Ireland in the following sectors: aviation, banking, broadcasting, communications including post, competition and energy. Separate chapters set out the legislative approach to economic regulation in each area and discuss the role of the main regulators: The Commission for Aviation Regulation; the Central Bank and Financial Services Regulatory Authority; the Broadcasting Commission of Ireland, the RTE Authority, the Broadcasting Complaints Commission and the new Broadcasting Authority of Ireland; the Commission for Communications Regulation, the Competition Authority and the Commission for Energy Regulation. Also included is an introduction to aspects of the economics of regulation and the legal context. There is a separate chapter on Judicial Review and Appeal Panels. In addition, a chapter dealing with some procedural issues in the enforcement of regulatory frameworks is included. This book is timely due to the emergence of a system of independent sectoral regulation in Ireland in the past decade following a policy shift towards liberalising markets. This is partly due to the impact of deeper European Common market integration and partly due to the desire of central government to promote more competition in the Irish economy. The regulation of the banking sector chapter is in particular timely given the recent turmoil in this particular sector. The regulation of broadcasting is also timely given the pending adoption of the Broadcasting Bill 2008 by year end which will fundamentally change the way the broadcasting sector is regulated. The Communications Act and the Competition Act were updated in 2007 and so it is timely to reflect on those changes and the impact they have had on the markets involved.
Author:
Publisher: Cambria Press
ISBN: 1621968855
Category :
Languages : en
Pages : 330
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Book Description
Author: Paul Egan
Publisher: Bloomsbury Publishing
ISBN: 1526520419
Category : Law
Languages : en
Pages : 738
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Book Description
This new title is concerned with the securities law provisions in the Companies Act 2014 and derivative enactments, which are of most concern to listed companies and companies issuing equity and debt securities in Ireland. It deals comprehensively with the legal obligations to produce a prospectus or similar document, what is in it, what are the exceptions, what information must be made available to the markets and what are the other legal consequences on companies and dealers in shares and other securities as a result of having securities admitted to listing. Part A of the book gives an overview of the four key areas: Prospectus, Listing, Market Abuse and Transparency. It explains the structure of the law to enable non-experts to understand the law. Part B gives the legal and regulatory texts, which will be more of interest to lawyers and financiers in this area who need to be familiar with the primary law, which is not as yet readily accessible.
Author: Nora Beausang
Publisher: Bloomsbury Publishing
ISBN: 152651589X
Category : Law
Languages : en
Pages : 2506
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Book Description
With 2000+ pages of guidance, this important new textbook provides an extensive and in-depth guide to the current labyrinthine regulatory regime relating to consumer and SME credit (by way of cash loans) and protection generally, including the Consumer Protection Code, the Consumer Credit Act (housing loans and non-housing loans), the EU Consumer Credit Regulations, the EU Mortgage Credit Regulations and the Central Bank Housing Loan Regulations. Other lending-related conduct of business requirements are also covered in detail, including the Code of Conduct on Mortgage Arrears, the Lending to SME Regulations, the Code on Related Parties Lending and the Credit Reporting Act, together with applicable EBA/ECB Guidelines dealing with loan origination, product oversight and governance, non-performing exposures/loans and arrears. The regulated activities triggering authorisation as a retail credit firm or credit servicing firm are also addressed in detail. The book additionally extends beyond lending to have application to the wider business of regulated firms in the financial services arena, dealing in detail with issues including the general principles and requirements of the Consumer Protection Code,the fitness and probity regime including the area of minimum competency, distance marketing requirements and other background to the regulatory regime in Ireland including the increased regulatory focus on the culture of regulated firms and product oversight and governance. The available redress/recourse mechanisms are also covered, including the Financial Services and Pensions Ombudsman, the Credit Review Office, the regulatory and other consequences of breach of applicable requirements and the significant risk management area for regulated firms of their customers' statutory right to redress on breach of financial services legislation. In addition, the book has relevance to professionals dealing with consumers in any contractual context including extensive treatment of how the concept of 'consumer' has developed under common law, the unfair commercial practices regime and the increasingly topical area of unfair contract terms legislation. Relevant case law of the Irish courts and other common law jurisdictions, together with an expanding corpus of decisions from the CJEU, are addressed in detail. This book's practical style is designed to assist bankers, other regulated firms, lawyers, compliance professionals and regulators in the application of a complex area. Rather than simply setting out the separate requirements, the book seeks to navigate the at times contradictory legislative and regulatory strands to give (in so far as is possible) a coherent sense of how they integrate. Much of the content is unique and cannot be found in any other publication. An essential addition to the library of every lender, practitioner and compliance and regulatory risk professional, particularly in the areas of consumer and SME credit.
Author: Etay Katz
Publisher:
ISBN: 9780199532803
Category : Language Arts & Disciplines
Languages : en
Pages : 0
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Book Description
The Financial Services Regulations series provides a comprehensive introduction to the financial services framework in Europe, Asia Pacific and the Middle East. Each title examines the nature of the regulatory regime in each region, the principle regulatory bodies, and allows for comparisonsto be made between jurisdictions. With contributions from leading international commercial law firms, the series offers expert analysis and opinion from practitioners in leading commercial law firms on the financial services regulatory system in their respective countries.
Author: Andrew Haynes
Publisher: Bloomsbury Publishing
ISBN: 1526517809
Category : Law
Languages : en
Pages : 517
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Book Description
A comprehensive guide to the rules and regulations that govern the UK financial services industry, providing: - Analysis of the various laws and regulations and how they impact on customer relations and retail products - An outline of the protection given to clients' money and the functioning of the prudential requirements - An explanation of the rationale and operation of enforcement procedures - Details of requirements as they apply to professionals who engage in financial services activities as an incidental part of their professional activities - A consideration of recently implemented EU initiatives The fifth edition has been fully updated in line with the post-EU regime and in addition includes updates to: - the new investments and investment activities and the FCA rules and their impact - the FCA authorisation procedures and their impact - the approved persons regime - the rules and, in particular, their applications in relation to retail products and customer relations - the rules in relation to professionals as well as coverage of: - the EU Market Abuse Regulation - 4th and 5th Money Laundering Directives in their UK form including additional examples of enforcement actions and prosecutions and the lessons to be learned - new case law in relation to enforcement and the lessons learned Covering the latest developments, this valuable text is set out in the context of common practice and is indispensable for those working within or otherwise associated with the financial services industry, namely lawyers, compliance officers, auditors, financial advisers, consultants, academics and students.
Author: William Johnston
Publisher: Bloomsbury Publishing
ISBN: 1780436262
Category : Law
Languages : en
Pages : 940
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Book Description
Shortlisted for DSBA Law Book of the Year Award 2020 For practising solicitors and barristers working in the banking and financial services sector, this popular book will enable them to advise their clients with absolute confidence. Immensely practical, Banking and Security Law in Ireland provides a detailed treatment of the ever-increasing exceptions in Ireland to the banker's duty of secrecy, liability for payment or non-payment of cheques, recent case law on payments and tracing, as well as accounts. The coverage includes a thorough treatment of facility letters, guarantees, pledges, mortgages and charges over land, chattels (including agricultural equipment), debts, deposits and shares. EURO: 195
