Consultation Paper 1 on Proposed Amendments to the Securities and Futures Act on Regulation of OTC Derivatives

Consultation Paper 1 on Proposed Amendments to the Securities and Futures Act on Regulation of OTC Derivatives PDF Author:
Publisher:
ISBN:
Category : Clearing of securities
Languages : en
Pages : 9

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Consultation Paper 1 on Proposed Amendments to the Securities and Futures Act on Regulation of OTC Derivatives

Consultation Paper 1 on Proposed Amendments to the Securities and Futures Act on Regulation of OTC Derivatives PDF Author:
Publisher:
ISBN:
Category : Clearing of securities
Languages : en
Pages : 9

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Consultation Paper on Proposed Amendments to the Securities and Futures Act and Financial Advisers Act

Consultation Paper on Proposed Amendments to the Securities and Futures Act and Financial Advisers Act PDF Author:
Publisher:
ISBN:
Category : Disclosure of information
Languages : en
Pages : 249

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"MAS is now consulting on the draft legislation to amend the SFA and FAA to effect the policy positions set out in the two consultation papers and MAS' response to feedback from the industry. The draft legislation also incorporates proposed amendments to enhance and refine our supervisory framework. The relevant legislative drafts are: (i) the Draft Securities and Futures (Amendment) Bill 2012; and (ii) the Draft Financial Advisers (Amendment) Bill 2012"--Preface.

Proposed Regulation of OTC Derivatives

Proposed Regulation of OTC Derivatives PDF Author:
Publisher:
ISBN:
Category : Clearing of securities
Languages : en
Pages : 49

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"Following the global financial crisis, the G20 committed to improve the regulation and supervision of over-the-counter (OTC) derivatives markets as part of efforts to strengthen the international financial regulatory system. MAS announced in July 2011 that it will meet the objectives set by G20 as well as recommendations by the Financial Stability Board (FSB) on the implementation of these objectives. MAS proposes to expand the scope f the Securities and Futures Act, Chapter 289 (SFA) to regulate OTC derivatives: (a) mandate the central clearing and reporting of OTC derivatives; (b) extend the current regulatory regimes for market operators, clearing facilities and capital markets intermediaries to OTC derivatives; and (c) introduce a new regulatory regime for trade repositories."--Preface.

Consultation Paper on Draft Regulations Pursuant to the Securities and Futures Act for Reporting of Derivatives Contracts

Consultation Paper on Draft Regulations Pursuant to the Securities and Futures Act for Reporting of Derivatives Contracts PDF Author:
Publisher:
ISBN:
Category : Derivative securities
Languages : en
Pages : 10

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A Consultation Paper on Proposed Amendments to the Securities and Futures (Contracts Limits and Reportable Positions) Rules and Proposed Corresponding Amendments to the Guidance Note on Position Limits and Large Open Position Reporting Requirements

A Consultation Paper on Proposed Amendments to the Securities and Futures (Contracts Limits and Reportable Positions) Rules and Proposed Corresponding Amendments to the Guidance Note on Position Limits and Large Open Position Reporting Requirements PDF Author:
Publisher:
ISBN:
Category : Disclosure of information
Languages : en
Pages : 34

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A Consultation Paper on Proposed Amendments to the Securities and Futures (stock Market Listing) Rules

A Consultation Paper on Proposed Amendments to the Securities and Futures (stock Market Listing) Rules PDF Author: Securities and Futures Commission (Hong Kong, China)
Publisher:
ISBN: 9789628835041
Category : Securities
Languages : en
Pages : 157

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Over-the-Counter Derivatives Regulation in Hong Kong and Singapore

Over-the-Counter Derivatives Regulation in Hong Kong and Singapore PDF Author: Christopher Chen
Publisher: BRILL
ISBN: 9004343415
Category : Law
Languages : en
Pages : 58

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Book Description
In this work, Christopher Chen examines and compares the regulation of over-the-counter derivatives in Hong Kong and Singapore, the two largest international financial centres in Asia Pacific. Chen analyses current or proposed regulations on trade reporting, centralised clearing and mandatory exchange trading mandates regarding OTC derivatives against the backdrop of reforms of international financial regulatory structure after the global financial crisis. The article also relates the reforms in Asia to development in major Western markets such as the US, the UK or the European Union. Apart from technical comparison and dissecting of content of rules from different angles, his work also examines the rationale behind those reforms and policy concerns behind Asian adoption of the regulatory mandates prescribed by G20 as well as potential policy concerns (such as competition and extraterritoriality) in a market that is dominated by Western banks.

Consultation Paper on Proposed Amendments to Schedule 5 to the Securities and Futures Ordinance

Consultation Paper on Proposed Amendments to Schedule 5 to the Securities and Futures Ordinance PDF Author: Securities and Futures Commission (Hong Kong, China)
Publisher:
ISBN:
Category : Investment advisors
Languages : en
Pages : 13

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Consultation Paper on Proposed Amendments to the Securities (Disclosure of Interests) Ordinance

Consultation Paper on Proposed Amendments to the Securities (Disclosure of Interests) Ordinance PDF Author: Securities and Futures Commission (Hong Kong, China)
Publisher:
ISBN:
Category : Disclosure of information
Languages : en
Pages :

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Consultation Paper on a Proposed Amendment to the Securities and Futures (Price Stabilizing) Rules in Relation to Recognition of Overseas Rules

Consultation Paper on a Proposed Amendment to the Securities and Futures (Price Stabilizing) Rules in Relation to Recognition of Overseas Rules PDF Author: Securities & Futures Commission (Hong Kong)
Publisher:
ISBN:
Category : Futures
Languages : en
Pages : 6

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