Author: Chizu Nakajima
Publisher:
ISBN:
Category : Chinese walls (Communication barriers)
Languages : en
Pages : 270
Book Description
(PART OF BUTTERWORTHS COMPLIANCE SERIES)Conflicts of Interest and Chinese Walls has been designed to bring you thorough yet concise coverage of the law and practice relating to the regulation of conflicts of interest, and in particular the device of Chinese walls.The work takes a practical and relevant approach in its analysis of conflicts of interest affecting financial intermediaries and other professionals operating in the financial services industry, and examines the issues of ensuring international co-ordination and dealing with regulators. The work also deals with the management of conflict, Chinese walls and other in-house procedures, together with a review of the means of addressing and resolving conflict.
Conflicts of Interest and Chinese Walls
Author: Chizu Nakajima
Publisher:
ISBN:
Category : Chinese walls (Communication barriers)
Languages : en
Pages : 270
Book Description
(PART OF BUTTERWORTHS COMPLIANCE SERIES)Conflicts of Interest and Chinese Walls has been designed to bring you thorough yet concise coverage of the law and practice relating to the regulation of conflicts of interest, and in particular the device of Chinese walls.The work takes a practical and relevant approach in its analysis of conflicts of interest affecting financial intermediaries and other professionals operating in the financial services industry, and examines the issues of ensuring international co-ordination and dealing with regulators. The work also deals with the management of conflict, Chinese walls and other in-house procedures, together with a review of the means of addressing and resolving conflict.
Publisher:
ISBN:
Category : Chinese walls (Communication barriers)
Languages : en
Pages : 270
Book Description
(PART OF BUTTERWORTHS COMPLIANCE SERIES)Conflicts of Interest and Chinese Walls has been designed to bring you thorough yet concise coverage of the law and practice relating to the regulation of conflicts of interest, and in particular the device of Chinese walls.The work takes a practical and relevant approach in its analysis of conflicts of interest affecting financial intermediaries and other professionals operating in the financial services industry, and examines the issues of ensuring international co-ordination and dealing with regulators. The work also deals with the management of conflict, Chinese walls and other in-house procedures, together with a review of the means of addressing and resolving conflict.
Conflicts of Interest & Chinese Walls
Author: Charles Hollander
Publisher:
ISBN: 9780421878105
Category : Accountants
Languages : en
Pages : 350
Book Description
The 20th edition of what aims to be the leading reference on road traffic offences covers changes such as the impact of the Powers of Criminal Courts (Sentencing) Act 2000, the Human Rights Act 1998; new breath-testing devices; and the new Magistrates' Court Sentencing Guidelines
Publisher:
ISBN: 9780421878105
Category : Accountants
Languages : en
Pages : 350
Book Description
The 20th edition of what aims to be the leading reference on road traffic offences covers changes such as the impact of the Powers of Criminal Courts (Sentencing) Act 2000, the Human Rights Act 1998; new breath-testing devices; and the new Magistrates' Court Sentencing Guidelines
Conflict of Interest
Author:
Publisher:
ISBN:
Category : Chinese walls (Communication barriers)
Languages : en
Pages : 18
Book Description
Publisher:
ISBN:
Category : Chinese walls (Communication barriers)
Languages : en
Pages : 18
Book Description
Financial Conglomerates and the Chinese Wall
Author: Harry McVea
Publisher:
ISBN: 9781383014402
Category : Conflict of interests
Languages : en
Pages : 0
Book Description
Examines how regulators ensure that the growing number of conglomerates are regulated sufficiently strongly to eradicate systemic risks and conflict of interest abuses, yet are flexible enough to allow the benefits of conglomeration to be secured. It looks particularly at the Chinese wall.
Publisher:
ISBN: 9781383014402
Category : Conflict of interests
Languages : en
Pages : 0
Book Description
Examines how regulators ensure that the growing number of conglomerates are regulated sufficiently strongly to eradicate systemic risks and conflict of interest abuses, yet are flexible enough to allow the benefits of conglomeration to be secured. It looks particularly at the Chinese wall.
Building the Chinese Wall
Author: Jennifer Pakula
Publisher:
ISBN:
Category : Conflict of interests
Languages : en
Pages : 20
Book Description
Publisher:
ISBN:
Category : Conflict of interests
Languages : en
Pages : 20
Book Description
Insider Trading, Conflicts of Interest and Chinese Walls in Multi-service Securities Firms in the United States and Germany
Author: Holger Ensslin
Publisher:
ISBN:
Category :
Languages : en
Pages : 208
Book Description
Publisher:
ISBN:
Category :
Languages : en
Pages : 208
Book Description
A Practitioner's Guide to Conflicts of Interest in the Financial Services Industry
Author: Dick Frase
Publisher: Sweet & Maxwell
ISBN: 0414049411
Category : Business & Economics
Languages : en
Pages : 365
Book Description
This title examines in a practical manner the complex law and regulations that now exist in the United Kingdom, the United States of America and various other important jurisdictions concerning the concept of conflicts of interest and how the principles have been applied in the financial services industry
Publisher: Sweet & Maxwell
ISBN: 0414049411
Category : Business & Economics
Languages : en
Pages : 365
Book Description
This title examines in a practical manner the complex law and regulations that now exist in the United Kingdom, the United States of America and various other important jurisdictions concerning the concept of conflicts of interest and how the principles have been applied in the financial services industry
Takeovers in English and German Law
Author: Jennifer Payne
Publisher: Hart Publishing
ISBN: 184113340X
Category : Law
Languages : en
Pages : 194
Book Description
This book examines the law with regard to takeovers in England and Germany and the issues arising from cross-border mergers between them.
Publisher: Hart Publishing
ISBN: 184113340X
Category : Law
Languages : en
Pages : 194
Book Description
This book examines the law with regard to takeovers in England and Germany and the issues arising from cross-border mergers between them.
Conflicts of Interest & Chinese Walls
Author: Charles Hollander
Publisher:
ISBN: 9780421731400
Category : Chinese walls (Communication barriers)
Languages : en
Pages : 272
Book Description
The landmark decision of the House of Lords on conflicts of interest in Bolkiah v KPMG, closely followed by the very different conflict considered in the Pinochet case have sparked off massive interest and a series of judicial decisions in this area of the law. In consequence, professionals are under increasing pressure to examine their strategies for dealing with conflicts of interest and managing client confidentiality. Each professional sector is examined in detail and advice is offered on strategies for assessing and managing conflict situations. The authors offer answers to questions such as: what is a conflict and when does it arise? What are the consequences of acting despite a conflict? How do Chinese Walls operate and when are they permissible? What are the remedies for a client when his adviser acts for the other side?
Publisher:
ISBN: 9780421731400
Category : Chinese walls (Communication barriers)
Languages : en
Pages : 272
Book Description
The landmark decision of the House of Lords on conflicts of interest in Bolkiah v KPMG, closely followed by the very different conflict considered in the Pinochet case have sparked off massive interest and a series of judicial decisions in this area of the law. In consequence, professionals are under increasing pressure to examine their strategies for dealing with conflicts of interest and managing client confidentiality. Each professional sector is examined in detail and advice is offered on strategies for assessing and managing conflict situations. The authors offer answers to questions such as: what is a conflict and when does it arise? What are the consequences of acting despite a conflict? How do Chinese Walls operate and when are they permissible? What are the remedies for a client when his adviser acts for the other side?
Conflicts of Interest and Chinese Walls
Author: Matthew Bunting
Publisher:
ISBN:
Category : Confidential communications
Languages : en
Pages : 72
Book Description
Publisher:
ISBN:
Category : Confidential communications
Languages : en
Pages : 72
Book Description