Clearance and Settlement Reform

Clearance and Settlement Reform PDF Author: United States. General Accounting Office
Publisher:
ISBN:
Category : Clearing of securities
Languages : en
Pages : 128

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Clearance and Settlement Reform

Clearance and Settlement Reform PDF Author: United States. General Accounting Office
Publisher:
ISBN:
Category : Clearing of securities
Languages : en
Pages : 128

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Book Description


Status of Open Recommendations

Status of Open Recommendations PDF Author: United States. General Accounting Office
Publisher:
ISBN:
Category : Administrative agencies
Languages : en
Pages : 344

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Clearance and Settlement Reform

Clearance and Settlement Reform PDF Author: United States Government Accountability Office (GAO)
Publisher: Createspace Independent Publishing Platform
ISBN: 9781985615649
Category :
Languages : en
Pages : 128

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Book Description
GGD-90-33 Clearance and Settlement Reform: The Stock, Options, and Futures Markets Are Still at Risk

Securities Firms

Securities Firms PDF Author:
Publisher: DIANE Publishing
ISBN: 9781568063294
Category : Business & Economics
Languages : en
Pages : 100

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Book Description
Examines the issues associated with the regulatory structure for overseeing the domestic and foreign affiliates of U.S. broker-dealers. Recommends that the SEC use its new authority under the Market Reform Act of 1990 to obtain information to evaluate the risks about unregulated financial activities of the affiliated and holding companies of U.S. securities firms and to determine the need for any further regulation of them. Graphs and charts.

Securities Firms

Securities Firms PDF Author: United States. General Accounting Office
Publisher:
ISBN:
Category : Financial services industry
Languages : en
Pages : 100

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International Investment Management

International Investment Management PDF Author: Kara Tan Bhala
Publisher: Routledge
ISBN: 131727590X
Category : Business & Economics
Languages : en
Pages : 717

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Book Description
International Investment Management: Theory, Practice, and Ethics synthesizes investment principles, Asian financial practice, and ethics reflecting the realities of modern international finance. These topics are studied within the Asian context, first through the medium of case studies and then via the particular conditions common in those markets including issues of religion and philosophy. This book has a three part structure beginning with the core principles behind the business of investments including securities analysis, asset allocation and a comprehensive analysis of modern finance theory. This gives students a comprehensive understanding of investment management by going through the theories, ethics and practice of investment management. This text provides a detailed overview of International Banking Law and International Securities Regulation, alongside legal and ethics case studies which are located in the practice section of the book. This book is an essential text for business and law school students who wish to have a thorough understanding of investment management. It is also perfect as a core text for undergraduate finance majors and graduate business students pursuing a finance, and/or business ethics concentration, with particular focus on Asia.

Monthly Catalogue, United States Public Documents

Monthly Catalogue, United States Public Documents PDF Author:
Publisher:
ISBN:
Category : Government publications
Languages : en
Pages : 982

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Monthly Catalog of United States Government Publications

Monthly Catalog of United States Government Publications PDF Author:
Publisher:
ISBN:
Category : Government publications
Languages : en
Pages : 1112

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Reports and Testimony

Reports and Testimony PDF Author:
Publisher:
ISBN:
Category : Finance, Public
Languages : en
Pages : 892

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Trading Around the Clock

Trading Around the Clock PDF Author:
Publisher:
ISBN:
Category : Government publications
Languages : en
Pages : 124

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