CBI Industries, Inc. V. Horton

CBI Industries, Inc. V. Horton PDF Author:
Publisher:
ISBN:
Category :
Languages : en
Pages : 18

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Book Description

CBI Industries, Inc. V. Horton

CBI Industries, Inc. V. Horton PDF Author:
Publisher:
ISBN:
Category :
Languages : en
Pages : 18

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Book Description


CBI Industries, Inc. V. Horton

CBI Industries, Inc. V. Horton PDF Author:
Publisher:
ISBN:
Category :
Languages : en
Pages : 54

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Book Description


Securities Regulation

Securities Regulation PDF Author: Marc I. Steinberg
Publisher: Law Journal Press
ISBN: 9781588520210
Category : Business & Economics
Languages : en
Pages : 1220

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Book Description
This book provides you with the guidance you need to protect your clients' confidential information while facing disclosure and liability concerns under the securities laws.

Section 16 of the Securities Exchange Act

Section 16 of the Securities Exchange Act PDF Author: Arnold S. Jacobs
Publisher:
ISBN:
Category : Disclosure of information
Languages : en
Pages : 904

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Book Description


Examples & Explanations for Securities Regulation

Examples & Explanations for Securities Regulation PDF Author: Alan R. Palmiter
Publisher: Aspen Publishing
ISBN: 1543819877
Category : Law
Languages : en
Pages : 772

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Book Description
Informal and student-friendly, this best-selling study guide—also used by Wall Street lawyers and SEC staffers as a reference book—gives an overview of federal securities regulation and illustrates the topic with practical applications. Examples & Explanations: Securities Regulation, Eighth Edition combines clear introductions with examples and explanations that allow students to test their understanding of concepts and practice applying the law to fact patterns—many drawn from actual events in the securities markets. New to the Eighth Edition: Updates on U.S. capital formation in public and private securities markets, with a focus on trends in IPOs, going-private transactions, and private placements New materials on the treatment of “autonomous business” forms and crypto-currencies (including gaming tokens) under the federal securities law Trends in the use of Reg D, Reg A+, and Reg CF over the past several years, given recent amendments to these registration exemptions under the Securities Act of 1933 The timeliness of Section 11 suits under the Securities Act of 1933, as interpreted by the Supreme Court in CALPERS v. ANZ Securities, Inc.(2017) The preemption of state court class actions under the Securities Act of 1933 and the right of defendants to remove such actions to federal court, as interpreted by the Supreme Court in Cyan, Inc. v. Beaver County Employees Retirement Fund (2018) The securities-fraud liability of a securities rep, who disseminated false information provided to him by a superior, as interpreted by the Supreme Court in Lorenzo v. SEC (2019) Lower court application of the “personal benefit” analysis in Salman v. United States (2016) to quid pro quo tips of inside information to family and friends Updates on judicial and SEC enforcement of the federal securities laws—in particular, the use of disgorgement and civil penalties in the sale of nonexempt, unregistered securities The timeliness of disgorgement sanctions in SEC enforcement actions, as interpreted by the Supreme Court in Kokesh v. SEC (2017) The proper appointment of SEC administrative law judges and their authority to impose sanctions in SEC administrative enforcement actions, as interpreted by the Supreme Court in Lucia v. SEC (2018) The availability of Dodd-Frank whistleblower protection to a company executive who reported a possible securities violation within his company but not to the SEC, as interpreted by the Supreme Court in Digital Realty Trust, Inc. v. Somers (2018) The requirement of individualized showings of “domestic transactions” in a securities fraud class action brought against a foreign company whose securities traded on U.S. and foreign markets Professors and students will benefit from: A study guide that introduces students to the subject’s clubbish vocabulary, identifies its important principles, and reveals its layered structure. Chapters in which, after sketching the key concepts of U.S. securities regulation, give students a chance to compare their responses to concrete examples with the book’s detailed explanations. The text includes new and updated charts on: Shareholdings in the US securities markets Capital formation through public and private offerings Actual use of the various registration exemptions The updated examples and explanations include new questions on: “Autonomous business” forms and crypto-currencies Section 11 class actions brought in state court Fraudulent statements “made” by securities professionals Insider trading tips to friends and family Availability of disgorgement sanctions in SEC enforcement actions

Section 16 of the Securities Exchange Act

Section 16 of the Securities Exchange Act PDF Author:
Publisher:
ISBN:
Category : Disclosure of information
Languages : en
Pages : 1382

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Book Description


Examples & Explanations for Corporations

Examples & Explanations for Corporations PDF Author: Alan R. Palmiter
Publisher: Aspen Publishing
ISBN: 1543819982
Category : Business & Economics
Languages : en
Pages : 1001

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Book Description
Informal and student-friendly, this best-selling study guide – recommended widely by professors in both Business Associations and Corporations courses – provides thematic coverage of the law of business organizations, beginning with agency and partnership law and focusing on corporations. Examples and Explanations for Corporations, Ninth Edition, combines clear text with examples and explanations that allow students to test their understanding of concepts and practice applying the law to real-life fact patterns. New to the Ninth Edition: Updates based on recent corporate statute revisions, including to the Delaware General Corporation Law and the Model Business Corporation Act (revised, 2016) New expanded materials on law of agency, with new examples and explanations focused on sole-proprietorship and agency law concepts tested on bar exams New expanded materials on partnership law, with summaries of cases used in leading casebooks and new examples and explanations on partnership law concepts tested on bar exams Expanded materials on comparisons of LLCs and corporations, including on the growth of LLCs, inspection rights, fiduciary duties, and oppression New materials on “purpose of the corporation,” including the recent Business Roundtable statement on corporate purpose and hybrid-purpose benefit corporations New illustrations of flow-through tax treatment, based on recent changes to the Internal Revenue Code and tax rates for individuals and corporations New descriptions of dual-class voting structures, with illustrations of companies such as Google/Alphabet that have adopted such structures Updated description of shareholder activism and recent developments in use of shareholder proposal rule, including emergence of ESG investing and Blackrock’s letters to CEOs Updates on regulation of securities offerings, including new exemptions for financial crowdfunding and mini-registrations under Regulation A+ Revised text on new cases claiming lapses in board oversight, including Delaware Supreme Court’s decision in Marchand v. Barnhill Revised materials on Supreme Court decisions (including Lorenzo and In re Trulia) affecting the procedure and elements applicable to securities fraud class actions Revised text and examples on tipping liability in insider-trading cases, after Supreme Court’s decision in US v. Salman New materials on recent Delaware M&A cases, including Kahn v. M&F Worldwide Corp. and Corwin v. KKR Financial Holdings, LLC

Disclosures and Remedies Under the Securities Laws

Disclosures and Remedies Under the Securities Laws PDF Author: Arnold S. Jacobs
Publisher:
ISBN:
Category : Securities fraud
Languages : en
Pages : 1012

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Book Description


A Practical Guide to Section 16

A Practical Guide to Section 16 PDF Author: Stanton P. Eigenbrodt
Publisher: Wolters Kluwer
ISBN: 0735541124
Category : Business & Economics
Languages : en
Pages : 761

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Book Description
Refers to Section 16 of the Securities Exchange Act of 1934.

Essays on the Economic Role of Government

Essays on the Economic Role of Government PDF Author: Warren J. Samuels
Publisher: Springer
ISBN: 1349123773
Category : Political Science
Languages : en
Pages : 374

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Book Description
Contains a collection of articles applying fundamental concepts of power, property, regulation and the compensation principle to contemporary topics: the wealth maximization hypothesis, the Coase theorem, public utility regulation, and other topics in law and economics.