Broker-dealers and Securities Markets PDF Download
Are you looking for read ebook online? Search for your book and save it on your Kindle device, PC, phones or tablets. Download Broker-dealers and Securities Markets PDF full book. Access full book title Broker-dealers and Securities Markets by Sheldon M. Jaffe. Download full books in PDF and EPUB format.
Author: Sheldon M. Jaffe
Publisher:
ISBN:
Category : Brokers
Languages : en
Pages : 472
Get Book
Book Description
Author: Sheldon M. Jaffe
Publisher:
ISBN:
Category : Brokers
Languages : en
Pages : 472
Get Book
Book Description
Author: New York Stock Exchange. Advisory Committee on International Capital Markets
Publisher:
ISBN:
Category : Brokers
Languages : en
Pages : 108
Get Book
Book Description
Author: Nicholas Wolfson
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 538
Get Book
Book Description
Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category :
Languages : en
Pages : 1174
Get Book
Book Description
Author: Girard Miller
Publisher:
ISBN:
Category : Finance, Public
Languages : en
Pages : 392
Get Book
Book Description
Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Publisher:
ISBN:
Category : Global Financial Crisis, 2008-2009
Languages : en
Pages : 294
Get Book
Book Description
Author: Sidney M. Robbins
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 328
Get Book
Book Description
Author: James Hirsch Lorie
Publisher:
ISBN:
Category : Investments
Languages : en
Pages : 40
Get Book
Book Description
Author: Thomas Lee Hazen
Publisher: West Academic
ISBN: 9780314189578
Category : Law
Languages : en
Pages : 271
Get Book
Book Description
This title is designed to provide an introduction and overview of broker-dealer regulation in the securities markets. It covers broker-dealer front office and back office issues as well as market regulation generally. It gives you with an understanding of basic concepts and the underlying regulatory scheme, providing an explanation of broker-dealer regulation generally, sales practices, analysts' conflicts of interest, civil liabilities, and arbitration. This title also provides an overview of industry self-regulation under FINRA (the Financial Industry Regulatory Authority).
Author: United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 580
Get Book
Book Description
