Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies (Us Financial Stability Oversight Council Regulation) (Fsoc) (2018 Edition) PDF Download
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Author: The Law The Law Library
Publisher: Createspace Independent Publishing Platform
ISBN: 9781729565193
Category :
Languages : en
Pages : 62
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Book Description
Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies (US Financial Stability Oversight Council Regulation) (FSOC) (2018 Edition) The Law Library presents the complete text of the Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies (US Financial Stability Oversight Council Regulation) (FSOC) (2018 Edition). Updated as of May 29, 2018 Section 113 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act") authorizes the Financial Stability Oversight Council (the "Council") to determine that a nonbank financial company shall be supervised by the Board of Governors of the Federal Reserve System (the "Board of Governors") and shall be subject to prudential standards, in accordance with Title I of the Dodd-Frank Act, if the Council determines that material financial distress at the nonbank financial company, or the nature, scope, size, scale, concentration, interconnectedness, or mix of the activities of the nonbank financial company, could pose a threat to the financial stability of the United States. This final rule and the interpretive guidance attached as an appendix thereto describe the manner in which the Council intends to apply the statutory standards and considerations, and the processes and procedures that the Council intends to follow, in making determinations under section 113 of the Dodd-Frank Act. This book contains: - The complete text of the Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies (US Financial Stability Oversight Council Regulation) (FSOC) (2018 Edition) - A table of contents with the page number of each section
Author: The Law The Law Library
Publisher: Createspace Independent Publishing Platform
ISBN: 9781729565193
Category :
Languages : en
Pages : 62
Get Book Here
Book Description
Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies (US Financial Stability Oversight Council Regulation) (FSOC) (2018 Edition) The Law Library presents the complete text of the Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies (US Financial Stability Oversight Council Regulation) (FSOC) (2018 Edition). Updated as of May 29, 2018 Section 113 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act") authorizes the Financial Stability Oversight Council (the "Council") to determine that a nonbank financial company shall be supervised by the Board of Governors of the Federal Reserve System (the "Board of Governors") and shall be subject to prudential standards, in accordance with Title I of the Dodd-Frank Act, if the Council determines that material financial distress at the nonbank financial company, or the nature, scope, size, scale, concentration, interconnectedness, or mix of the activities of the nonbank financial company, could pose a threat to the financial stability of the United States. This final rule and the interpretive guidance attached as an appendix thereto describe the manner in which the Council intends to apply the statutory standards and considerations, and the processes and procedures that the Council intends to follow, in making determinations under section 113 of the Dodd-Frank Act. This book contains: - The complete text of the Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies (US Financial Stability Oversight Council Regulation) (FSOC) (2018 Edition) - A table of contents with the page number of each section
Author:
Publisher:
ISBN:
Category : Financial institutions
Languages : en
Pages : 68
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Book Description
Section 113 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act") authorizes the Financial Stability Oversight Council (the "Council") to require a nonbank financial company to be supervised by the Board of Governors of the Federal Reserve System (the "Board of Governors") and be subject to prudential standards in accordance with Title I of the Dodd-Frank Act if the Council determines that material financial distress at the nonbank financial company, or the nature, scope, size, scale, concentration, interconnectedness, or mix of the activities of the nonbank financial company, could pose a threat to the financial stability of the United States. The proposed rule and attached guidance describe the manner in which the Council intends to apply the statutory standards and considerations, and the processes and procedures that the Council intends to follow, in making determinations under section 113 of the Dodd-Frank Act. The Council issued an advance notice of proposed rulemaking on October 6, 2010, and a notice of proposed rulemaking on January 26, 2011, regarding determinations under section 113.
Author: Board of Governors of the Federal Reserve System
Publisher:
ISBN: 9780894991967
Category : Banks and Banking
Languages : en
Pages : 0
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Book Description
Provides an in-depth overview of the Federal Reserve System, including information about monetary policy and the economy, the Federal Reserve in the international sphere, supervision and regulation, consumer and community affairs and services offered by Reserve Banks. Contains several appendixes, including a brief explanation of Federal Reserve regulations, a glossary of terms, and a list of additional publications.
Author: Lawrance L. Evans, Jr.
Publisher:
ISBN: 9781457864872
Category :
Languages : en
Pages : 76
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Book Description
The Financial Stability Oversight Council (FSOC) has authority to designate systemically important nonbank financial companies for enhanced supervision by the Board of Governors of the Federal Reserve System. This report reviewed these designations because they may have significant implications for the companies as well as the stability of the financial system. It examines (1) how FSOC oversees and manages the nonbank financial company determination process; (2) the extent to which FSOC has followed a systematic process for designating nonbank financial companies; (3) how the analysis and criteria used in FSOC's determination process compare with methodologies proposed by international institutions; and (4) the progress that the Federal Reserve has made in defining a supervision framework for designated nonbank financial companies. Tables and figures. This is a print on demand report.
Author: U.s. Government Accountability Office
Publisher: Createspace Independent Publishing Platform
ISBN: 9781973956631
Category :
Languages : en
Pages : 76
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Book Description
" FSOC has authority to designate systemically important nonbank financial companies for enhanced supervision by the Board of Governors of the Federal Reserve System. GAO was asked to review these designations because they may have significant implications for the companies as well as the stability of the financial system. This report examines how FSOC has managed the designation process to date and the extent to which FSOC's process has been transparent and systematic, among other objectives. GAO analyzed FSOC documents, including the final rule and guidance on the designation process, bylaws, and nonpublic documentation supporting determination decisions. GAO also collected data about FSOC members' participation in determination evaluations and interviewed FSOC staff, FSOC members and their staffs, officials of evaluated companies, and external stakeholders, including industry groups. "
Author: The Law The Law Library
Publisher: Createspace Independent Publishing Platform
ISBN: 9781721622665
Category :
Languages : en
Pages : 64
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Book Description
Supervisory Authority over Certain Nonbank Covered Persons Based on Risk Determination (US Consumer Financial Protection Bureau Regulation) (CFPB) (2018 Edition) The Law Library presents the complete text of the Supervisory Authority over Certain Nonbank Covered Persons Based on Risk Determination (US Consumer Financial Protection Bureau Regulation) (CFPB) (2018 Edition). Updated as of May 29, 2018 The Bureau of Consumer Financial Protection (Bureau) is publishing a final rule that establishes procedures to implement requirements of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. That statutory provision authorizes the Bureau to supervise a nonbank covered person when the Bureau has reasonable cause to determine, by order, after notice to the person and a reasonable opportunity to respond, that such person is engaging, or has engaged, in conduct that poses risks to consumers with regard to the offering or provision of consumer financial products or services. The Bureau is authorized to, among other things, require reports from, and conduct examinations of, nonbank covered persons subject to supervision under the Act. This book contains: - The complete text of the Supervisory Authority over Certain Nonbank Covered Persons Based on Risk Determination (US Consumer Financial Protection Bureau Regulation) (CFPB) (2018 Edition) - A table of contents with the page number of each section
Author: The Law The Law Library
Publisher: Createspace Independent Publishing Platform
ISBN: 9781729669761
Category :
Languages : en
Pages : 32
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Book Description
Freedom of Information Act Regulations (US Financial Stability Oversight Council Regulation) (FSOC) (2018 Edition) The Law Library presents the complete text of the Freedom of Information Act Regulations (US Financial Stability Oversight Council Regulation) (FSOC) (2018 Edition). Updated as of May 29, 2018 This rule makes revisions to the regulations of the Financial Stability Oversight Council (the "Council") under the Freedom of Information Act ("FOIA") as required by the FOIA Improvement Act of 2016. This book contains: - The complete text of the Freedom of Information Act Regulations (US Financial Stability Oversight Council Regulation) (FSOC) (2018 Edition) - A table of contents with the page number of each section
Author: The Law The Law Library
Publisher: Createspace Independent Publishing Platform
ISBN: 9781729669969
Category :
Languages : en
Pages : 32
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Book Description
Implementation of Freedom of Information Act (US Financial Stability Oversight Council Regulation) (FSOC) (2018 Edition) The Law Library presents the complete text of the Implementation of Freedom of Information Act (US Financial Stability Oversight Council Regulation) (FSOC) (2018 Edition). Updated as of May 29, 2018 The Financial Stability Oversight Council (the "Council" or "FSOC") issues this rule to implement provisions of the Freedom of Information Act (the "FOIA"). This final rule implements the requirements of the FOIA by setting forth procedures for requesting access to, and making disclosures of, information contained in Council records. This book contains: - The complete text of the Implementation of Freedom of Information Act (US Financial Stability Oversight Council Regulation) (FSOC) (2018 Edition) - A table of contents with the page number of each section
Author: Malloy
Publisher: Wolters Kluwer
ISBN: 154380845X
Category : Labor laws and legislation
Languages : en
Pages : 4424
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Book Description
Employment Law Update, 2019 Edition analyzes recent developments in case law of interest to employment law practitioners representing plaintiffs, defendants, and labor unions and comprehensively covers recent developments in the rapidly changing employment and labor law field. Comprised of ten chapters - each written by an expert in employment law - this updated edition provides timely, incisive analysis of critical issues. Employment Law Update, 2019 Edition provides, where appropriate, checklists, forms, and guidance on strategic considerations for litigation and other forms of dispute resolution. Some of the new material discussed in this 2019 Edition includes: How the U.S. Department of Labor enforces federal whistleblower statutes Recent case law circumscribing arbitration, which can, potentially, deprive non-union workers of fundamental statutory and constitutional rights Recent German embrace of minimum wage law Efforts by legislatures, administrative agencies, courts, and public interest groups to transform the "soft law" of the U.N. Guiding Principles on Business and Human Rights into "hard law" binding multinational corporations Special problems relating to aviation personnel who blow the whistle Protection for disabled veterans under the ADA and the USERRA Evolving framework for enforcing the rights of the LGBT population Transnational labor law applicable to expatriates Application of multinational firms' codes of conduct across national borders Application of differing systems of employee rights and obligations to floating employees Previous Edition: Employment Law Update, 2018 Edition ISBN 9781454898931
Author: Tracy C Maguze
Publisher: Bloomsbury Publishing
ISBN: 1509968407
Category : Law
Languages : en
Pages : 261
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Book Description
This book critically examines the theoretical foundations and legal framework for macroprudential policy, its tools and governance in the UK, the US, and the EU. It goes deeper into a normative discussion of the legitimacy of macroprudential policy in these jurisdictions, where the mandate for maintaining financial stability has been delegated to independent authorities. The Global Financial Crisis of 2007-2008 reopened debates regarding legitimacy of the independent regulatory state, given its democratic deficit. The response to a perceived legitimacy gap has been to increase political oversight in financial policymaking and regulation. The book posits that the real problem is not a lack of democracy, but rather a lack of social justice. Across the globe, there is growing dissatisfaction with a financial system and regulatory process that appear depersonalised and perpetuate inequalities. Citizens are calling for more socially just systems of governance and the future success of financial policymakers and regulators will hinge on this. Given the marked distributional effects that have been noted in some macroprudential policy tools, the book questions whether macroprudential policy should be solely based on highly rationalised and strongly quantitative reasons. By proposing that macroprudential policymakers should have a social justice mandate alongside their financial stability mandate, as well as legal mechanisms for operationalising the added authority, the book contributes to the growing discourse on the role of social justice in public policy.
