A Treatise on the Law of Stock Brokers PDF Download
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Author: Arthur Biddle
Publisher:
ISBN:
Category : Brokers
Languages : en
Pages : 458
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Book Description
Author: Arthur Biddle
Publisher:
ISBN:
Category : Brokers
Languages : en
Pages : 458
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Book Description
Author: John Randolph Dos Passos
Publisher:
ISBN:
Category : Brokers
Languages : en
Pages : 1100
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Book Description
Author: John Randolph Dos Passos
Publisher:
ISBN:
Category : Brokers
Languages : en
Pages : 794
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Book Description
Author: Arthur Biddle
Publisher:
ISBN: 9781330685242
Category : Law
Languages : en
Pages : 446
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Book Description
Excerpt from A Treatise on the Law of Stock Brokers The transactions growing out of the sale and hypothecation of the securities dealt in at the Stock Exchange already form, both in their number and magnitude, one of the most important branches of business carried on in great commercial centres, and the questions arising out of them are subjects upon which the lawyer is almost daily called upon to advise. Several excellent works have been written on kindred subjects, which, however, have been devoted rather to the character of such securities, and the obligations they impose upon the corporations issuing them, than to the law governing the parties buying and selling them. In the present work the authors have attempted to discuss the law relating to the agents in these transactions, - stock brokers and their customers, - and the character of the thing sold, so far as it relates to questions arising out of sales of it. About the Publisher Forgotten Books publishes hundreds of thousands of rare and classic books. Find more at www.forgottenbooks.com This book is a reproduction of an important historical work. Forgotten Books uses state-of-the-art technology to digitally reconstruct the work, preserving the original format whilst repairing imperfections present in the aged copy. In rare cases, an imperfection in the original, such as a blemish or missing page, may be replicated in our edition. We do, however, repair the vast majority of imperfections successfully; any imperfections that remain are intentionally left to preserve the state of such historical works.
Author: John R. Dos Passos
Publisher:
ISBN:
Category :
Languages : en
Pages :
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Author:
Publisher:
ISBN:
Category :
Languages : en
Pages :
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Author: Arthur Biddle
Publisher: Palala Press
ISBN: 9781346861722
Category :
Languages : en
Pages : 450
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Book Description
This work has been selected by scholars as being culturally important, and is part of the knowledge base of civilization as we know it. This work was reproduced from the original artifact, and remains as true to the original work as possible. Therefore, you will see the original copyright references, library stamps (as most of these works have been housed in our most important libraries around the world), and other notations in the work.This work is in the public domain in the United States of America, and possibly other nations. Within the United States, you may freely copy and distribute this work, as no entity (individual or corporate) has a copyright on the body of the work.As a reproduction of a historical artifact, this work may contain missing or blurred pages, poor pictures, errant marks, etc. Scholars believe, and we concur, that this work is important enough to be preserved, reproduced, and made generally available to the public. We appreciate your support of the preservation process, and thank you for being an important part of keeping this knowledge alive and relevant.
Author: Robert A. Fippinger
Publisher:
ISBN:
Category : Bonds
Languages : en
Pages : 480
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Book Description
Author:
Publisher:
ISBN:
Category :
Languages : en
Pages : 692
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Author: Charles J. Johnson
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 1154
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Book Description
The highly anticipated Third Edition of Corporate Finance & the Securities Laws is a fully updated version of this classic work by two premier experts in the world of corporate finance. The book explains the legal environment in which capital markets transactions take place as well as explaining the transactions themselves and how professionals can manage the transaction and get it done. Some highlights in the Third Edition are: Underwriting practices the registration and distribution process Private placements Shelf registrations International finance Commercial paper Innovative financial products and asset-backed securities the Third Edition also includes updates on many important developments in corporate finance, including: New standards for IPO allocations the reduced role of analysts in securities offerings driven by reforms separating the interaction of research analysts And The investment bankers who bring in new business an updated look at MD&A (Management Discussion & Analysis) A new chapter focusing on asset-backed securities Sarbanes-Oxley's effects on disclosure requirements and due diligence the growing trend of On-line offerings Dealing with 'gun-jumping' problems Electronic delivery of offering documents New emphasis on financial statement due diligence New NASD corporate financing rule New NASD rule on retention of new issues (formerly the 'hot issue' rule) Exiting the SEC reporting system Innovative financing techniques And The Commodity Futures Modernization Act of 2000 Short sales and equity derivatives Innovations in convertible, exchangeable and equity-linked securities Amended Rule 10b-18 and more
