Report of the Advisory Committee on Corporate Disclosure to the Securities and Exchange Commission: Appendix

Report of the Advisory Committee on Corporate Disclosure to the Securities and Exchange Commission: Appendix PDF Author: United States. Securities and Exchange Commission. Advisory Committee on Corporate Disclosure
Publisher:
ISBN:
Category : Corporations
Languages : en
Pages : 540

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Report of the Advisory Committee on Corporate Disclosure to the Securities and Exchange Commission: Appendix

Report of the Advisory Committee on Corporate Disclosure to the Securities and Exchange Commission: Appendix PDF Author: United States. Securities and Exchange Commission. Advisory Committee on Corporate Disclosure
Publisher:
ISBN:
Category : Corporations
Languages : en
Pages : 540

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Book Description


The Regulation of Corporate Disclosure

The Regulation of Corporate Disclosure PDF Author: James Robert Brown
Publisher: Wolters Kluwer
ISBN: 0735501564
Category : Law
Languages : en
Pages : 1709

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Book Description
The Regulation of Corporate Disclosure, Third Edition is a complete and up-to-date handbook on the issue of corporate disclosure, covering the impact of the federal securities laws on both informal communications and the process of communicating with shareholders. The Third Edition expands topics previously covered, addressing the legal issues and practical concerns surrounding implementation of the Private Securities Litigation Reform Act of 1995, the Sarbanes-Oxley Act of 2002, and the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. The book also has an in-depth treatment of managementand’s discussion and analysis (MDand&A), something that, although appearing in required SEC filings, involves many of the same difficult and complex issues raised by the informal disclosure process. Also addressed are: SEC reforms of the periodic reporting process; issues pertaining to stock research analysts and conflicts of interest; and various relevant corporate governance requirements and their disclosure implications. Critical areas analyzed include ;Disclosure requirements and anti-fraud provisions The duty to disclose Dissemination Issues involving materiality Disclosure of bad news Negotiations Dealing with analysts And much more!

The SEC and Corporate Disclosure

The SEC and Corporate Disclosure PDF Author: Homer Kripke
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 400

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Book Description
"The protection of vulnerable adults is a fast emerging area of work for local authorities, the NHS and other agencies. Safeguarding Vulnerable Adults and the Law, sets this within a comprehensive legal framework. The relevant law and guidance is extensive. It includes Department of Health guidance (No Secrets), human rights, the regulation of health and social care providers, the barring of carers from working with vulnerable adults, care standards tribunal cases, mental capacity, undue influence, assault, battery, wilful neglect, ill treatment, manslaughter, murder, theft, fraud, sexual offences, data protection and the sharing of information." "The book focuses on how these areas of law apply to vulnerable adults, and brings together an extensive body of case law to illustrate this. Also covered is how local authorities and the NHS may themselves be implicated in the harm - through abuse, neglect or omission - suffered by vulnerable adults. For example, in terms of the gross lapses in standards of care, infection control, nutrition and basic dignity sometimes to be found in hospitals." --Book Jacket.

Report of the Advisory Committee on Corporate Disclosure to the Securities and Exchange Commission

Report of the Advisory Committee on Corporate Disclosure to the Securities and Exchange Commission PDF Author: United States. Advisory Committee on Corporate Disclosure
Publisher:
ISBN:
Category : Corporations
Languages : en
Pages : 892

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Informal Corporate Disclosure Under Federal Securities Law 2009

Informal Corporate Disclosure Under Federal Securities Law 2009 PDF Author: Ted Trautmann
Publisher: Wolters Kluwer
ISBN: 0808021583
Category : Reference
Languages : en
Pages : 3

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Book Description
Informal Corporate Disclosure Under Federal Securities Law, 2009 Editionexamines the regulation of informal disclosure -- e.g., press releases,speeches, analyst conference calls, webcasts, and investor roadshows -- asdistinguished from formal, highly structured disclosure in SEC filings. Thecoverage includes discussion of federal securities law, rules and courtdecisions; self-regulatory organization rules for listed companies, andstandards of practice prescribed by the National Investor RelationsInstitute (NIRI).This updated 2009 Edition includes:discussion of the SEC's recent guidance on the use of company web sites,including advice on the sufficiency of web site disclosure as a means ofdissemination under Regulation FD (see ¶1002)liability for hyperlinks to third-party information (see ¶1003)issues presented by the use of summaries and overviews (see ¶1004)concerns related to blogs and online discussion forums (see ¶1009)The new 2009 Edition also examines materiality principlesgoverning quantitative financial disclosures, specifically the recommendationsof the SEC Advisory Committee on Improvements to Financial Reporting,or CIFiR (see ¶¶403 and 1102). In addition, the work covers recentSEC Compliance and Disclosure Interpretations on the Form 8-K reportingobligation triggered by disclosure of certain financial information (see¶1105). Finally, the 2009 Edition includes discussion ofnew NIRI standards for quarterly earnings releases (see ¶1103), thetext of selected portions of those standards (see Appendix), and a timelinefor preparing an earnings release (see Appendix).

SEC Voluntary Compliance Program on Corporate Disclosure

SEC Voluntary Compliance Program on Corporate Disclosure PDF Author: United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Oversight and Investigations
Publisher:
ISBN:
Category : Corporations
Languages : en
Pages : 36

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Informal Corporate Disclosure Under Federal Securities Law

Informal Corporate Disclosure Under Federal Securities Law PDF Author: Ted Trautmann
Publisher:
ISBN:
Category : Disclosure of information
Languages : en
Pages : 296

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Book Description


The Regulation of Corporate Disclosure

The Regulation of Corporate Disclosure PDF Author: James Robert Brown
Publisher: Aspen Publishers
ISBN: 9781567061604
Category : Disclosure of information
Languages : en
Pages : 0

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Book Description
This is a complete & up-to-date handbook on the issue of corporate disclosure, covering the impact of the federal securities laws on both informal communications & the process of communicating with shareholders. It includes a new discussion of the "Bespeaks Caution" doctrine, updated coverage of the materiality of government investigations & undisclosed illegal behavior, & cutting-edge analysis of the latest trends, such as electronic communications, SEC reforms, & MD & A requirements. Critical areas analyzed include: Disclosure requirements & anti-fraud provisions The duty to disclose Dissemination Issues involving materiality Disclosure of bad news Negotiations Dealing with analysts Projects & appraisals Stock repurchases Sensitive disclosure periods State disclosure obligations Corporate communication policies Shareholder communications The summary annual report Communicating with beneficial owner Dealing with analysts Communication & dissemination of information over the Internet And more.

Corporations and Information

Corporations and Information PDF Author: Russell B. Stevenson
Publisher: Baltimore : Johns Hopkins University Press
ISBN:
Category : Corporation law
Languages : en
Pages : 248

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Book Description


Informal Corporate Disclosure

Informal Corporate Disclosure PDF Author: CCH Incorporated
Publisher: CCH Incorporated
ISBN: 9780808014751
Category :
Languages : en
Pages : 300

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Book Description
Discussion of regulatory requirements for press releases and other corporate communications.