The Investment Dealers' Digest

The Investment Dealers' Digest PDF Author:
Publisher:
ISBN:
Category : Investments
Languages : en
Pages : 1430

Get Book Here

Book Description

The Investment Dealers' Digest

The Investment Dealers' Digest PDF Author:
Publisher:
ISBN:
Category : Investments
Languages : en
Pages : 1430

Get Book Here

Book Description


The Investment Dealers' Digest

The Investment Dealers' Digest PDF Author:
Publisher:
ISBN:
Category : Investments
Languages : en
Pages : 830

Get Book Here

Book Description


SEC Docket

SEC Docket PDF Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 680

Get Book Here

Book Description


Webster's New World Finance and Investment Dictionary

Webster's New World Finance and Investment Dictionary PDF Author: Barbara Etzel
Publisher: Webster's New World
ISBN:
Category : Business & Economics
Languages : en
Pages : 390

Get Book Here

Book Description
Americans have never been hungrier for information about the economy and the world of high finance.

Infectious Greed

Infectious Greed PDF Author: Frank Partnoy
Publisher: Times Books
ISBN: 1466872705
Category : Business & Economics
Languages : en
Pages : 644

Get Book Here

Book Description
From the bestselling author of F.I.A.S.C.O., a riveting chronicle of the rise of dangerous financial instruments and the growing crisis in American business One by one, major corporations such as Enron, Global Crossing, and Worldcom imploded all around us, prey to a greed-driven culture and dubious or illegal corporate finance and accounting. In a compelling and disturbing narrative, Frank Partnoy's Infectious Greed brings to bear all of his skills and experience as a securities attorney, financial analyst, law professor, and bestselling author to tell the story of the rise of the trading instruments and corporate financial structures that imperil the economic health of the country. Starting in the mid-1980s with the introduction of the first proto-derivatives, and taking us through such high-profile disasters as Barings Bank and Long Term Capital Management, Partnoy traces a seamless progression to today's dangerous manipulations. He documents how each new level of financial risk and complexity obscured the sickness of the company in question, and required ever more ingenious deceptions. It's an alarming story, but Partnoy offers a clear vision of how we can step back from the precipice.

Safety and Soundness Issues Related to Bank Derivatives Activities

Safety and Soundness Issues Related to Bank Derivatives Activities PDF Author: United States. Congress. House. Committee on Banking, Finance, and Urban Affairs
Publisher:
ISBN:
Category : Banks and banking
Languages : en
Pages : 1506

Get Book Here

Book Description


Safety and Soundness Issues Related to Bank Derivatives Activities: Without special titles

Safety and Soundness Issues Related to Bank Derivatives Activities: Without special titles PDF Author: United States. Congress. House. Committee on Banking, Finance, and Urban Affairs
Publisher:
ISBN:
Category : Banks and banking
Languages : en
Pages : 1316

Get Book Here

Book Description


Selling Women Short

Selling Women Short PDF Author: Louise Marie Roth
Publisher: Princeton University Press
ISBN: 1400840791
Category : Business & Economics
Languages : en
Pages : 284

Get Book Here

Book Description
Rocked by a flurry of high-profile sex discrimination lawsuits in the 1990s, Wall Street was supposed to have cleaned up its act. It hasn't. Selling Women Short is a powerful new indictment of how America's financial capital has swept enduring discriminatory practices under the rug. Wall Street is supposed to be a citadel of pure economics, paying for performance and evaluating performance objectively. People with similar qualifications and performance should receive similar pay, regardless of gender. They don't. Comparing the experiences of men and women who began their careers on Wall Street in the late 1990s, Louise Roth finds not only that women earn an average of 29 percent less but also that they are shunted into less lucrative career paths, are not promoted, and are denied the best clients. Selling Women Short reveals the subtle structural discrimination that occurs when the unconscious biases of managers, coworkers, and clients influence performance evaluations, work distribution, and pay. In their own words, Wall Street workers describe how factors such as the preference to associate with those of the same gender contribute to systematic inequality. Revealing how the very systems that Wall Street established ostensibly to combat discrimination promote inequality, Selling Women Short closes with Roth's frank advice on how to tackle the problem, from introducing more tangible performance criteria to curbing gender-stereotypical client entertaining activities. Above all, firms could stop pretending that market forces lead to fair and unbiased outcomes. They don't.

Wall Street Polices Itself

Wall Street Polices Itself PDF Author: David P. McCaffrey
Publisher: Oxford University Press
ISBN: 0195354753
Category : Business & Economics
Languages : en
Pages : 220

Get Book Here

Book Description
Wall Street Polices Itself: How Securities Firms Manage the Legal Hazards of Competitive Pressures explains how the self-regulatory system for U.S. securities firms works within three tiers of supervision. Overseeing the whole system is the U.S. Securities and Exchange Commission, which directly supervises such self-regulatory organizations as the New York Stock Exchange and the National Association of Securities Dealers. In turn, these organizations oversee the broker-dealer firms that conduct the daily business of buying and selling securities. The system relies heavily on the firms' internal supervisory systems to prevent violations of securities laws, since they are in the best position to track their own internal activities. Firms may be fined, or subjected to much more stringent penalties, if their supervisory systems fail. A widely shared perception is that this sort of securities self-regulation does fail--often and repeatedly. Public investigations, press reports, books like Liar's Poker and Den of Thieves, and such films as Wall Street have hammered broker-dealer firms relentlessly since the early 1980s. However, the surprising truth is that we do not really know what transpires in the regulatory operations of firms like Merrill Lynch or Salomon Smith Barney because the well-publicized failures tell only part of the story. David P. McCaffrey and David W. Hart provide readers with a fuller picture by offering an in-depth examination of how this regulatory system works, the types of regulatory problems that broker-dealer firms encounter, why some firms have more problems than others, and what experiences with the system can suggest about how to improve self-regulatory systems in general. Drawing extensively upon prior work on securities regulation in the areas of economics, law, and management, this book will greatly interest professionals in the securities industry and those in business regulation generally, and will also appeal to students of corporate strategy and culture, of legal and social issues in management, and of regulation.

Catalog of Copyright Entries

Catalog of Copyright Entries PDF Author: Library of Congress. Copyright Office
Publisher:
ISBN:
Category : Copyright
Languages : en
Pages : 504

Get Book Here

Book Description