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Author: Guido Reinke
Publisher: Gold Rush Publishing
ISBN: 9781908585059
Category : Business & Economics
Languages : en
Pages : 298
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Book Description
This exceptional guidebook is ideal for industry professionals, regulators and scholars in the domain of regulatory governance. The Regulatory Compliance Matrix with more than 2500 entries brings clarity to a domain which is widely considered to be complex, unstructured, and in constant flux. It is a compendious guide to the laws, regulations, standards, and recommendations applicable to compliance programmes. What practitioners find in this book will empower them to save money, man-hours, and consultancy interventions. Inside, the reader will find the following key resources: Regulatory Compliance Matrix: a synopsis of the principal domains of applicable regulation, setting forth legal norms, ancillary standards and guidelines. This Matrix covers the laws and regulations specific to financial services (Part I) and information and communications technology (Part II) at the global and European as well at the UK national and sub-national level. Part III of the Matrix covers generally applicable regulatory domains like corporate governance, consumer protection and employment law, information security, data protection and electronic commerce. Regulatory authorities: a comprehensive listing with descriptions of authorities who define the regulatory agenda. Weblinks are provided for each authority, which enables the reader to access the latest regulatory developments and updates. Overview of the conduct of effective compliance programmes: a pragmatic approach to the entire process, from scoping and prioritisation, conducting risk assessments, defining control activities and reporting requirements; to undertaking effectiveness reviews, documenting findings and making recommendations; to assessing compliance maturity and creating action plans. Non-compliance costs checklist: a detailed list of financial, operational, personal, and regulatory risks. This will assist readers with risk assessment and prioritisation of compliance domains."
Author: Guido Reinke
Publisher: Gold Rush Publishing
ISBN: 9781908585059
Category : Business & Economics
Languages : en
Pages : 298
Get Book Here
Book Description
This exceptional guidebook is ideal for industry professionals, regulators and scholars in the domain of regulatory governance. The Regulatory Compliance Matrix with more than 2500 entries brings clarity to a domain which is widely considered to be complex, unstructured, and in constant flux. It is a compendious guide to the laws, regulations, standards, and recommendations applicable to compliance programmes. What practitioners find in this book will empower them to save money, man-hours, and consultancy interventions. Inside, the reader will find the following key resources: Regulatory Compliance Matrix: a synopsis of the principal domains of applicable regulation, setting forth legal norms, ancillary standards and guidelines. This Matrix covers the laws and regulations specific to financial services (Part I) and information and communications technology (Part II) at the global and European as well at the UK national and sub-national level. Part III of the Matrix covers generally applicable regulatory domains like corporate governance, consumer protection and employment law, information security, data protection and electronic commerce. Regulatory authorities: a comprehensive listing with descriptions of authorities who define the regulatory agenda. Weblinks are provided for each authority, which enables the reader to access the latest regulatory developments and updates. Overview of the conduct of effective compliance programmes: a pragmatic approach to the entire process, from scoping and prioritisation, conducting risk assessments, defining control activities and reporting requirements; to undertaking effectiveness reviews, documenting findings and making recommendations; to assessing compliance maturity and creating action plans. Non-compliance costs checklist: a detailed list of financial, operational, personal, and regulatory risks. This will assist readers with risk assessment and prioritisation of compliance domains."
Author: Taxmann
Publisher: Taxmann Publications Private Limited
ISBN:
Category : Law
Languages : en
Pages : 20
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Book Description
This article analyses the SEBI's proposal to reduce the compliance burden and simplify and improve the ease of doing business for REITs and InvITs. The key highlights of the SEBI's proposals include: ‣ Timelines for Fund Distribution to Unitholders be Reduced to 5 Working Days ‣ Scheduling of Unitholders' Meetings at Shorter Notice ‣ Simplified Unitholders' Voting Threshold ‣ Quarterly Review of Statements of Investor Complaints ‣ Disclosure of Statement of Deviations Alongside Financial Results ‣ Allowing Maintenance of Records in Electronic Form Along with Backup ‣ Reduction in Trading Lot Size for Privately Placed InvITs ‣ Aligning Provisions Related to a Change in Sponsor for InvIT Regulations with REIT Regulations
Author: Dino Quintero
Publisher: IBM Redbooks
ISBN: 0738457973
Category : Computers
Languages : en
Pages : 342
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Book Description
This IBM® Redbooks® publication provides a security and compliance solution that is optimized for virtualized environments on IBM Power SystemsTM servers, running IBM PowerVM® and IBM AIX®. Security control and compliance are some of the key components that are needed to defend the virtualized data center and cloud infrastructure against ever evolving new threats. The IBM business-driven approach to enterprise security that is used with solutions, such as IBM PowerSCTM, makes IBM the premier security vendor in the market today. The book explores, tests, and documents scenarios using IBM PowerSC that leverage IBM Power Systems servers architecture and software solutions from IBM to help defend the virtualized data center and cloud infrastructure against ever evolving new threats. This publication helps IT and Security managers, architects, and consultants to strengthen their security and compliance posture in a virtualized environment running IBM PowerVM.
Author: United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations
Publisher:
ISBN:
Category : Delegated legislation
Languages : en
Pages : 224
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Book Description
Author: Robert Brzezinski
Publisher: CreateSpace
ISBN: 9781478177968
Category : Mediacl records
Languages : en
Pages : 160
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Book Description
This updated edition re-published in July 2013, includes 2013 HIPAA Omnibus changes and simplifies the overwhelming complexity of the HIPAA Privacy and Security regulations. HIPAA standards and implementation specifications can be understood with the help of this simple guide. Risk management program can be built with step-by-step implementation guide, risk self-assessment, set of comprehensive policies and procedures, privacy, security, office productivity forms and ready to use templates. The book also contains HIPAA awareness quiz to test the basic understanding of rules and provides examples of workable solutions and documents. More about Robert K. Brzezinski MBA, CHPS, CISA, CPHIMS can be found at www.bizwit.us
Author:
Publisher:
ISBN:
Category : Administrative law
Languages : en
Pages : 1022
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Book Description
The Code of federal regulations is the codification of the general and permanent rules published in the Federal register by the executive departments and agencies of the federal government.
Author: Colin C. Williams
Publisher: Edward Elgar Publishing
ISBN: 1782546049
Category : Business & Economics
Languages : en
Pages : 287
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Book Description
Beginning with a review of the extent of undeclared work, the author discusses the discrepancies between regions and the potential impacts of the economic crisis, comparing the nature of the potential solutions available with those actually adopted. Th
Author:
Publisher:
ISBN:
Category : Administrative law
Languages : en
Pages : 1058
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Book Description
Author: Stephen Weatherill
Publisher: Bloomsbury Publishing
ISBN: 1847313671
Category : Law
Languages : en
Pages : 462
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Book Description
The discourse of 'Better Regulation' is a hot topic, intimately associated with the drive for cost savings and a more efficient economy. In the UK and in the EU, rule-makers have lately endeavoured to achieve a more satisfactory balance between the demands of proper protection from market failure and inequity on the one hand, and commercial freedom and the potential for innovation on the other. But who is the regulator listening to, and what effect does this have on the regulatory pattern governing the integrating EU market? What is best practice in the matter of regulatory assessment. The essays in this collection explore these and other questions and will foster greater understanding of UK and EU regulation, the accountability issues involved, and problems of enforcement. It is no coincidence that since efforts to construct a Constitution for Europe have stalled the attention of policy-makers, politicians and the business community has turned instead to the quest for Better Regulation - or perhaps, it might be said, a "Better European Union".
Author: OECD
Publisher: OECD Publishing
ISBN: 9264100687
Category :
Languages : en
Pages : 258
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Book Description
“Too much red tape” is a common complaint from businesses and citizens in OECD countries. This report analyses proven approaches commonly adopted by governments to reduce and streamline administrative procedures like one-stop shops (physical and ...
