Author: Elissa SimonPublisher:
ISBN: 9781637984420
Category :
Languages : en
Pages : 0
Book Description
Introducing our SIE Exam Prep 2023 and 2024: 2 Practice Tests and Study Guide for the FINRA Securities Industry Essentials! Trivium Test Prep's SIE Exam Prep includes everything you need to pass the SIE exam the first time. Quick review of the concepts covered on the SIE exam 2 full practice tests with detailed answer explanations Tips and tricks from experienced financial services industry professionals Access to your second practice test online Trivium Test Prep's SIE Exam Prep is aligned with the official SIE exam framework. Topics covered include: Regulatory Entities and Agencies SRO Regulatory Requirements Market Participants and Market Structure Economic Factors Financial Products Investment Risks and Rules Trading, Settlement, and Corporate Actions Customer accounts and Compliance Considerations Prohibited Activities FINRA was not involved in the creation or production of this product, is not in any way affiliated with Trivium Test Prep, and does not sponsor or endorse this product. About Trivium Test Prep At Trivium Test Prep, we understand that students need high quality, reliable test prep materials. Our test prep materials are developed by credentialed experts with years of experience who are excited to share their knowledge with you. We have resources available to assist in every step of your education - from high school, to college or the military, and even graduate school - everything you need to kickstart your career.
