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Author: David Loader
Publisher: Butterworth-Heinemann
ISBN: 9780750654845
Category : Business & Economics
Languages : en
Pages : 272
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Book Description
'Clearing, Settlement and Custody' focuses on the clearing, settlement and custody functions by analyzing how they work and the interaction between the organizations involved. The author examines the roles of clearing houses, central counterparties, central securities depositories and the custodians, as well as, assessing the impact on the workflow and procedures in the operations function at banks, brokers and institutions. The changes that are taking place in the industry are explored and the impact for operations managers and supervisors assessed. Clearing, settlement and custody is at the heart of everything that happens in the financial markets. The evolution of clearing and settlement is one that is still happening and as such, it is impacting on the operations function through both new practices but also, increasingly, in terms of regulation, risk and reputation. In essence the efficient clearing and settlement operation is managing risk, not because it is a direct part of the process but more because it is a bi-product. The routine procedures relate to reconciliation and record keeping. If these are performed efficiently and accurately it will result in accurate records of activity and profit and loss. The settlement process is a key element in identifying and correcting errors made by dealers and traders. Failure to identify the error or act promptly will result in potentially serious financial loss, as well as worrying audit and the regulators. In addition to these concerns the financial service sector is also undergoing a massive rationalization of the structure of clearing and settlement and seeking the twin goals of automation and shortening settlement cycles. The challenge for operations managers is considerable: manage costs, eradicate inefficiencies, create an environment to be competitive, and implement the procedures to meet future changes that will occur. In this book the author looks at some of the different roles, the processes and procedures, and the key issues, in order to help those in operations meet the challenge. The definitive series of professional references for those finance professionals concerned with "Back office" or operations management unique to this industry.Presents concise references on the essential management functions such as technology, client services, and risk management for financial operations management professionals.A comprehensive resource from a leading financial management consultant for global banks and institutions.
Author: David Loader
Publisher: Butterworth-Heinemann
ISBN: 9780750654845
Category : Business & Economics
Languages : en
Pages : 272
Get Book Here
Book Description
'Clearing, Settlement and Custody' focuses on the clearing, settlement and custody functions by analyzing how they work and the interaction between the organizations involved. The author examines the roles of clearing houses, central counterparties, central securities depositories and the custodians, as well as, assessing the impact on the workflow and procedures in the operations function at banks, brokers and institutions. The changes that are taking place in the industry are explored and the impact for operations managers and supervisors assessed. Clearing, settlement and custody is at the heart of everything that happens in the financial markets. The evolution of clearing and settlement is one that is still happening and as such, it is impacting on the operations function through both new practices but also, increasingly, in terms of regulation, risk and reputation. In essence the efficient clearing and settlement operation is managing risk, not because it is a direct part of the process but more because it is a bi-product. The routine procedures relate to reconciliation and record keeping. If these are performed efficiently and accurately it will result in accurate records of activity and profit and loss. The settlement process is a key element in identifying and correcting errors made by dealers and traders. Failure to identify the error or act promptly will result in potentially serious financial loss, as well as worrying audit and the regulators. In addition to these concerns the financial service sector is also undergoing a massive rationalization of the structure of clearing and settlement and seeking the twin goals of automation and shortening settlement cycles. The challenge for operations managers is considerable: manage costs, eradicate inefficiencies, create an environment to be competitive, and implement the procedures to meet future changes that will occur. In this book the author looks at some of the different roles, the processes and procedures, and the key issues, in order to help those in operations meet the challenge. The definitive series of professional references for those finance professionals concerned with "Back office" or operations management unique to this industry.Presents concise references on the essential management functions such as technology, client services, and risk management for financial operations management professionals.A comprehensive resource from a leading financial management consultant for global banks and institutions.
Author: Beverly Pekala
Publisher: Main Street Books
ISBN: 9780385482110
Category : Law
Languages : en
Pages : 290
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Book Description
A straightforward, all-incisive guide that alerts women to the pitfalls of a hasty decision "just to get it over with", Don't Settle for Less teaches women how to work within the system to improve the outcome of their divorce settlements. In our era of women’s equality in the home as well as the workplace, it is shocking that when it comes to divorce, women routinely encounter serious economic and emotional hardship while their ex-husbands enjoy increased prosperity. Beverly Pekala, an attorney with years of experience in family law, provides invaluable step-by-step counsel to offset this disparity. Along with other crucial revelations and strategies, Don’t Settle for Less tells women when and how they announce their decision to divorce can actually put them in a stronger legal position, how they must analyze the value of all marital property including the less obvious retirement benefits, pension plans, profit-sharing, and even the husband’s hidden assets, how those who choose to give up their careers to raise children can be awarded a settlement based on their reduced earning capacity, how understanding their rights as parents and the rights of their children will give them an advantage in child support, custody, and visitation negotiations, and well as how there are a myriad of important details to consider when deciding between going to trial versus settling out of court. With the understanding that knowledge is power, Beverly Pekala provides women with the ammunition they need to use an economically unfair system to their advantage.
Author: Clearstream Banking AG (Frankfurt, Main)
Publisher:
ISBN:
Category :
Languages : en
Pages : 15
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Book Description
Author: Steven D. Strauss
Publisher: W. W. Norton & Company
ISBN: 9780393317299
Category : Law
Languages : en
Pages : 196
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Book Description
Readers can lessen the trauma and effects of divorce by knowing what to expect. This book covers division of property, alimony, child support, custodial and/or visitation rights, mediation, settlement, court, and life after divorce.
Author: Joan Coullahan
Publisher: Penguin Putnam
ISBN: 9780028641966
Category : Business & Economics
Languages : en
Pages : 316
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Book Description
Financial Custody: You, Your Money, and Divorce is aimed at providing both men and women with the resources they need to reach a financially equitable settlement. Some of the many questions this book will help readers answer include: What's the best way to go about dividing assets? What are the tax and liquidity issues that need to be addressed? How should future income be distributed and how are intangible assets such as professional degrees of non-working spouses factored in? Whose insurance should cover whom? The book also features all the necessary financial forms and worksheets, examples of the negotiation process, pre- and post-divorce financial issues, and the process and outcome of an actual divorce settlement.
Author: David Loader
Publisher:
ISBN:
Category : Business enterprises
Languages : en
Pages : 240
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Book Description
Four new chapters and updates throughout help this 2e of Clearing, Settlement and Custody summarize worldwide changes in the process of concluding a financial transaction. Noted consultant David Loader provides a highly detailed analysis of the central clearing counterparty concept, the drivers behind it, and its effects on operations teams. He also clearly illustrates the life cycle of a series of transactions to broaden the comparison process. Emphasizing changes in the regulatory environment stemming from the 2008 market crash and liquidity crisis, this edition uses new case studies and end-of-chapter quizzes to explore the transaction value chain of trading, clearing, settlement, and custody. Students and professionals in the financial field will benefit from the book's description of the industry and the details of financial innovation and regulatory response, with their many implications. Supplements theoretical insights about risk with empirical data from current cases Provides the first algorithmic risk management technique that spans multiple asset classes End-of-chapter questions reinforce primary and secondary points.
Author:
Publisher: Aspatore Books
ISBN: 9780314291202
Category : Custody of children
Languages : en
Pages : 0
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Book Description
Child Custody Litigation and Settlements provides an authoritative, insiders perspective on developing and focusing trial strategies with the childs best interests in mind.
Author: Grier H. Raggio
Publisher: Macmillan
ISBN: 9780312092733
Category : Law
Languages : en
Pages : 276
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Book Description
-How does divorce work-emotionally, practically, legally? -How can you make it as painless as possible for you, your children, and even your spouse? -How can you avoid a trial-and why should you? -How do you select a lawyer or mediator? -When is litigation the only answer? -How do you divide your property-including intangibles? -What are your rights if you were never legally married? -How can you best protect the children-now and in the future? -How do you pick up the pieces and get on with your life? Whether you are contemplating divorce or have already begun the process, this book's step-by-step approach will go far in putting control of the divorce in your hands.
Author:
Publisher:
ISBN:
Category : Custody of children
Languages : en
Pages : 108
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Book Description
Author: Reto Francioni
Publisher: Springer
ISBN: 3319458485
Category : Business & Economics
Languages : en
Pages : 612
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Book Description
This book underscores the complexity of the equity markets, the challenges they face, and the fact that they are still a work in process. Three interacting forces drive market change: competition, technology change, and regulatory change. The markets have one major objective in particular to achieve: the delivery of accurate price discovery for both traders and the broader market. Are we getting it? Are competition, technology, and regulation acting together to improve market quality, or are they adding to the complexity of the markets and making accurate price discovery harder to achieve? The difficulty of addressing these issues and reaching a consensus regarding public policy is reflected in the diverse opinions expressed in this book. From an institutional perspective, the volume’s contributors highlight the interconnectedness of all aspects of the internal and external environment within which exchange organizations act. Equity Markets in Transition underscores how technological evolution and recent regulatory changes have influenced the business, and how these developments have opened new possibilities for exchange organizations and for equity markets as a whole, including such issues as the impact of equity markets on job creation. The book combines both a theoretical and a practical approach. Part I presents a theoretical overview of the international equity market business, including an overall description of the value chain of stock trading that includes deep dives on every decisive step. Part II contains contributions from various business specialists who have specific practical and academic knowledge of the different steps. Equity Markets in Transition represents a unique combination of theoretical and practical analysis that offers first-hand insights on all relevant interactions and interrelations among the various parts of the exchange business, with an emphasis on facilitating analysis of the status quo and of emerging trends regarding business models, regulation, and the development of the competitor, customer and investor sides.
